R v Apostilides [1984] HCA 38; (1984) 154 CLR 563 (19 June 1984)
HIGH COURT OF AUSTRALIA
THE QUEEN v. NICHOLAS JOHN APOSTILIDES [1984] HCA 38; (1984) 154 CLR 563
Criminal Law
High Court of Australia
Gibbs C.J.(1), Mason(1), Murphy(1), Wilson(1) and Dawson(1) JJ.
CATCHWORDS
Criminal Law - Practice - Trial - Evidence - Crown Prosecutor - Discretion in conduct of case - Failure to call witness - Whether ground for setting aside conviction - Trial judge - Power to direct prosecutor to call witness - Power to call witness of own volition.
HEARING
1984, May 5; June 19. 19:6:1984APPLICATION for special leave to appeal from the Supreme Court of Victoria.
DECISION
GIBBS C.J., MASON, MURPHY, WILSON and DAWSON JJ. This is an application by the Crown for special leave to appeal from a judgment of the Full Court of the Supreme Court of Victoria in its criminal jurisdiction whereby the Court (Young C.J., Kaye and Tadgell JJ.) set aside convictions of the respondent on four counts of rape and ordered a new trial. The case, which was fully argued as if it were an appeal, raises important issues touching the responsibility and powers of a trial judge when a Crown prosecutor declines to call as a witness a person whose name appears on the indictment and who would be expected to be able to give evidence which is material to the matters in issue in the trial. It is not concerned with the related, but nevertheless distinct, topics of the responsibility and powers of a trial judge with respect to the recall of a witness after the party calling him has closed his case or the calling of evidence in rebuttal.
2. The following passage taken from the reasons for judgment of Kaye J.
conveniently outlines the facts of the case and the course
of relevant events
at the trial:
"The relevant facts as verified by Crown
witnesses were as follows.
On Saturday evening, 4th December, 1982, the
prosecutrix, then aged 32 years, and Julie Anne
Tibballs were in a section of an hotel bar in
Richmond. While they were awaiting the arrival of
their friend Anne Lorna Jeffrey, the applicant
invited the two women to have a drink with him and
his friend, Robert Brodie. They refused because
they were about to go in to dinner, having reserved
a table in the restaurant of the hotel. Some
minutes later the prosecutrix told the men that
they could join them for a drink in the restaurant
if they wished. When Jeffrey arrived, the three
women took their table in the restaurant and
commenced to dine. While doing so, the applicant
and Brodie joined them at their table. The
applicant sat next to the prosecutrix and Brodie
next to Tibballs. Conversation between the party
was pleasant and about general matters. At one
stage the applicant put his arm around the
prosecutrix and under her T-shirt, whereupon she
quickly removed his arm. The two couples, however,
became increasingly friendly, Tibballs and Brodie
more so than the applicant and the prosecutrix.
There were at least two occasions when the
applicant gave the prosecutrix a quick hug.
At closing time the party, except Jeffrey, set
off for the prosecutrix's home on her invitation,
the prosecutrix driving the applicant in his car
and Tibballs travelling in Brodie's car. After
their arrival, they drank coffee and port in the
lounge room while listening to records. Twice,
when the applicant pulled her onto his knee, the
prosecutrix stood up. On the other hand, Tibballs
and Brodie became increasingly familiar with each
other, from time to time kissing and cuddling.
Later, at about 2.00 a.m. while the two men were in
the bathroom, the prosecutrix and Tibballs washed
up the coffee cups. When the party reassembled the
prosecutrix told them to drink up as it was time
for them to go. The applicant asked whether that
included him, to which she replied, "Yes, you too".
Tibballs then led the way to the front door, from
where the prosecutrix saw Brodie and Tibballs leave
her home. The applicant asked whether the
prosecutrix was sure she wanted him to go; she
replied that she had only just met him and that the
most she would give him was her telephone number.
The applicant returned to the lounge room,
where he poured himself a glass of port, and then
with the bottle in his hand walked towards the
front door, the prosecutrix preceding him. While
standing at the front door, the applicant grabbed
the prosecutrix, slammed shut the front door, and
pushed her backwards into the nearby bedroom,
saying that he intended to have his way whether she
wanted it or not. He then pushed the prosecutrix
backwards onto a single bed and lay on top of her.
With one hand on her chin, the applicant pushed the
prosecutrix's head back and sideways while
continuing to apply pressure until she was fearful
that her neck might break. He acceded to her plea
to allow her to go to the toilet, gripping her arm
as they proceeded to the bathroom. When she
emerged from the toilet, the applicant dragged the
prosecutrix backwards into the bedroom and pushed
her onto the single bed. There he raped her four
times, twice vaginally as well as manually and by
forcing his penis into her mouth. (The prosecutrix
swore that he also raped her per anum; this was the
subject of the count on which he was found not
guilty). From the single bed the applicant
compelled the prosecutrix to lie with him on the
double bed in the other bedroom. There he fell
into deep sleep. While he was sleeping the
prosecutrix went to a neighbour's house where she
complained that she had been raped. The neighbour
summoned police.
Two police officers found the applicant asleep
in the double bed. After awakening him, one of the
policemen told the applicant that the owner of the
house alleged that he had raped her in the house
that evening. He replied, 'Well, then, this is a
job for the Judge and jury. I'm not saying any
more'. After some conversation about his clothing,
the police officer asked the applicant whether he
believed she had any grounds for making the
complaint. He replied, 'She may have, mate, but I
want my solicitor present'. To the police
officer's further question whether he and the
prosecutrix had engaged in any sexual activity, the
applicant answered that they had done everything.
A short time later at police headquarters,
Senior Detective Ryan told the applicant that he
was investigating a complaint that he had raped a
woman in Prahran on the previous evening.
Throughout the ensuing interrogation and taking of
a record of interview, the applicant insisted that
the prosecutrix had been a willing and consenting
party to acts of intercourse with him during the
previous evening. He said that after they had
intercourse an argument developed between them
because she wanted him to leave as she was
expecting friends from Portsea, and that he refused
to go, calling her insulting and offensive names.
During the argument she tried to push him out of
bed, whereupon he grabbed her around the throat and
pushed her. After she left the room, he fell off
to sleep."
3. His Honour then described the relevant ground of appeal as
"that the Crown's conduct in failing to call asand continued:
witnesses Brodie and Tibballs and the manner in
which the trial Judge dealt with the Crown's
failure were prejudicial to the applicant causing
the trial to miscarry."
"It is necessary to consider the course which the
trial took.
The names of Brodie and Tibballs appeared on
the presentment as additional witnesses. The
prosecutrix was the first witness called. At the
commencement of the second day of the trial and
before Mr. Barnett, counsel for the accused,
resumed his cross-examination of the prosecutrix,
the Crown Prosecutor announced that he had formed a
judgment that Brodie and Tibballs should not be
called as witnesses and that he had so informed
defence counsel. Following the announcement, Mr.
Barnett drew the trial Judge's attention to the
omission of the Crown Prosecutor to advance any
reason for his decision. Mr. Barnett stated that
much of the cross-examination of the prosecutrix
had been based on the contents of statements made
by the two witnesses. Counsel submitted that,
unless reasons for not calling the witnesses were
disclosed, the Crown should be obliged to call
them. During the course of discussion, counsel
abandoned his submission but stated that he wished
to consider whether the trial Judge should call the
witnesses on his (counsel's) application, so that
he might cross-examine them. His Honour expressed
doubt whether he had power to call witnesses. He
advised counsel to conduct the defence case on the
assumption that the likelihood of him (the trial
Judge) calling the witnesses was extremely remote.
Mr. Barnett then resumed his cross-examination of
the prosecutrix.
The Crown made available to the applicant's
legal advisers copies of statements of both Brodie
and Tibballs taken from them by police officers.
Outside the Court, the applicant's legal advisers
checked with each witness the contents of their
respective statements.
When the Crown case closed, Mr. Barnett did not
renew the application which he had foreshadowed.
The applicant gave sworn evidence verifying and
expanding the contents of his record of interview.
Brodie, when called by the applicant's counsel,
gave evidence substantially in accord with the
contents of his police statement. During the
course of cross-examination of Brodie by the Crown
Prosecutor, the applicant's counsel made
application that he should be at liberty to
cross-examine the witness by way of re-examination
and that the trial Judge should call Tibballs so
that the witness might be cross-examined by both
counsel. Disallowing the application, His Honour
stated that he was not satisfied the interests of
justice made it necessary for him to call either of
the witnesses. The Prosecutor continued
cross-examining Brodie, adducing from the witness
that, inter alia, eleven years previously in the
County Court he was convicted of conspiracy and
released on a bond to be of good behaviour.
Tibballs was then called in the applicant's
case. She was cross-examined but briefly by the
Crown Prosecutor without any challenge being made
to the veracity of her evidence. Neither in
evidence-in-chief nor in cross-examination did she
depart in any material particular from the matters
set out in her police statement.
Brodie and Tibballs and the applicant were the
only witnesses called by defence counsel.
During the course of the Crown Prosecutor's
final address to the jury the foreman asked a
question. The discussion which followed and His
Honour's answer to the question are matters which
are not relevant to this appeal. What is
significant in connection with this ground of
appeal is that, after replying to the jury's
question and in their absence, His Honour,
addressing the Crown Prosecutor, expressed concern
about the course the trial had taken. He drew
attention to the circumstances that the Crown
Prosecutor, after cross-examining her, had
described to the jury Tibballs' evidence as 'a very
credible account of the whole evening'. His Honour
reminded the Crown Prosecutor that, by failing to
call her as a Crown witness, the accused's counsel
had been deprived of an opportunity to cross-
examine Tibballs whose evidence the Crown had
commended to the jury. After repeating that he had
been left in a state of considerable unease about
the way the trial had developed, His Honour
volunteered that his decision to disallow the
accused's counsel to cross-examine Tibballs might
have been wrong. Counsel for the accused then made
application that the jury be discharged. In the
course of further discussion, His Honour said to
the Crown Prosecutor:
'... I think Tibballs should have been
called by the Crown and that statement
is in accord with the longstanding
tradition that has applied, as you
know, and I know, and everybody else
knows, that witnesses who give a
creditable account of the events, at
least of significant events, would
ordinarily be called by the Crown'.
A short time later His Honour, again addressing the
Crown Prosecutor, said:
'I must say that my present state of mind
is that I think it would have been a
fairer trial for the accused had
Tibballs, at any rate, been called by the
Crown. To say otherwise would be a
misstatement of my feelings in the
matter'.
Following further protracted discussion the
Crown Prosecutor disclosed to the Court information
upon which he had decided not to call as witnesses
in the Crown case Tibballs and Brodie. Those
reasons were as follows: first, the Prosecutor had
been informed by a member of counsel, who had a
previous professional association with her, that
the prosecutrix had been told by Tibballs that she
had put herself into the defence camp and that she
was inflamed by any attempt to get her to give
evidence for the Prosecution. The Crown Prosecutor
added that he suspected, as it had been
subsequently confirmed in evidence by her, that
Tibballs had maintained a romantic attachment with
Brodie. Secondly, as a result of his enquiries
made on the first morning of the trial, the Crown
Prosecutor had learnt that Brodie had engaged in
schoolboy theft, that eight counts of false
pretences preferred against the witness had been
adjourned, and that he had been convicted of a
charge of conspiracy.
In the absence of the jury, Senior Detective
Ryan was then called as a witness. He swore that
during the first day of the trial, while standing
together outside the Court, Brodie had told him
that the trial was more or less a foregone
conclusion, that he knew the outcome, and that the
accused would be found not guilty. Ryan further
swore that when asked what made him say that,
Brodie, smiling, said he would tell the police
officer after the trial.
Further discussion between His Honour and the
counsel ensued. His Honour refused the application
to discharge the jury, adding that he did not
consider that a high degree of need to do so had
arisen."
4. It is clear from the judgments the subject of the present application that
their Honours held a clear view of the way in which
the learned trial judge
should have handled the situation that was presented during the trial. The
primary question was seen to
be whether there were sufficient reasons for the
prosecutor's decision not to call Brodie and Tibballs, it being implicit in
such
a question that the Crown can be required immediately after the close of
the Crown case to defend its decision by expounding its
reasons. After
careful consideration, Kaye J. (with whose reasons the Chief Justice and
Tadgell J. were in substantial agreement)
concluded that the Crown's reasons
were insufficient to justify its decision and that in the proper performance
of his role the prosecutor
ought to have called both Tibballs and Brodie as
witnesses in the Crown case. His Honour considered that if the trial judge had
followed
the correct procedure he would have established that insufficiency at
the close of the Crown case. Having invited the Crown, without
avail, to call
them, he would then himself have called and sworn both Brodie and Tibballs in
turn and so made them available for
cross-examination by the accused's
counsel: see Reg. v. Lucas [1973] VicRp 68; (1973) VR 693, at pp 698, 706; Reg. v. Evans
[1964] VicRp 92; (1964) VR 717, at p 719.
Because the prescribed procedure had not been
followed defence counsel was constrained to call Brodie and
Tibballs as his
own witnesses,
thereby losing the right to cross-examine them and exposing
them to cross-examination by the Crown.
In the result, Kaye J. concluded
that
the accused had been unduly prejudiced in the conduct of his defence and that
a substantial
miscarriage of justice had occurred.
It should be added that
there is no suggestion that the trial judge was empowered to direct
the
prosecutor to call the witnesses.
The existence of that power was denied by
the Full Court in Evans and the Court was correct
in taking that view. As
Gowans J. observed
in Reg. v. Eastwood and Boland [1973] VicRp 69; (1973) VR 709, at p 714:
"It is apparent from the authorities that there canCf., also, Skubevski v. The Queen (1977) WAR 129, at pp 138-140.
be no direction to the Crown to call the witness."
5. The practice which was so clearly laid down by the Full Court in Lucas finds some support in the practice in criminal trials in common law jurisdictions overseas. In England, recent decisions confirm that if the prosecution appears to be exercising its discretion with respect to the calling of a witness improperly, the trial judge may intervene and invite the prosecution to call the witness. If the prosecution refuses to do so, the judge himself may call the witness without the consent of either the prosecution or the defence, if in his opinion that course is necessary in the interests of justice: Oliva (1965) 49 Cr App R 298; Reg. v. Tregear (1967) 2 QB 574. The discretion to call a witness should be exercised with caution: Reg. v. Cleghorn (1967) 2 QB 584.
6. The English practice is followed in Canada: R v. Skelly (1927) 61 OLR 497; Reg. v. Bouchard (1973) 12 CCC (2d) 554; Reg. v. Talbot (No. 2) (1977) 38 CCC (2d) 560. In Lemay v. The King (1952) 1 SCR 232, (102 CCC 1), it was held explicitly that the trial judge cannot direct the Crown to call a witness whom the Crown considers to be unreliable.
7. In New Zealand, in Reg. v. Fuller (1966) NZLR 865, the Court of Appeal observed, when dealing with the question of the duty of the Crown with respect to the calling of witnesses, that New Zealand practice conformed with that of England as outlined by the Court of Criminal Appeal in Oliva. However, it may be noted that s. 368(2) of the Crimes Act 1961 (N.Z.) empowers the Court to "require the prosecutor to call" a witness whom the Court thinks should have been so called.
8. In the United States there is support for the proposition that it is within the discretion of the court to call a witness for whom neither the prosecutor nor the defence is willing to vouch and who appears to possess material evidence. The right is to be exercised with caution: 23 Corpus Juris Secundum "Criminal Law", . 1017; Rogers, "Court's witnesses (other than expert) in criminal prosecution", American Law Rep. (2d), vol. 67 (1959), 539.
9. From this brief review of criminal trial practice in overseas common law
jurisdictions it may be seen that, speaking generally,
there is broad support
for the twin principles of prosecutorial discretion as to the calling of
witnesses and a power in the court
to call a witness. That power, however, is
in the nature of an ultimate sanction and is to be exercised with caution. In
Cleghorn,
at p. 588, the Court of Appeal referred with approval to the
statement of Erle J. in the early case of Reg. v. Edwards (1848) 3 Cox
CC 82,
at p 83:
"There are, no doubt, cases in which a judge mightNevertheless, the Court then added its own comment that there clearly are cases in which the judge is justified in calling a witness.
think it a matter of justice so to interfere; but,
generally speaking, we ought to be careful not to
overrule the discretion of counsel, who are, of
course, more fully aware of the facts of the case
than we can be."
10. There is limited authority in this Court dealing with the power of the
trial judge in a criminal case to call a witness. The
only case in which that
question actually fell for decision was Titheradge v. The King [1917] HCA 76; (1917) 24 CLR
107. In that
case, after all
the evidence called by both the prosecution and
the defence had been given, the judge
not only called a witness whose
evidence
seemed
to him to be indispensable, but also, being informed by the Crown
prosecutor of statements
allegedly made by the
witness which were
inconsistent
with his testimony, then recalled two other witnesses to whom those statements
were said to have
been made. Neither
the accused nor the prosecutor consented
to this course, although apparently no objection was
raised. It was
held that
there was
a substantial miscarriage of justice. However, there was no clear
statement of the principles
involved which
commanded the assent
of a majority
of the Court. Isaacs and Rich JJ. were of the opinion that a judge in a
criminal
trial cannot
call evidence of his
own motion except where the Crown
raises no objection and the accused consents. They simply applied
the
decision
of the English
Court of Appeal in a civil case, In re Enoch and
Zaretzky, Bock & Co.'s Arbitration (1910) 1 KB 327,
saying, at
p 118, that the
observations
of Moulton L.J. in that case are of general application to the
administration of justice
both civil
and criminal. It is to be noted
that
this view of that decision has not been taken in England. In R v. Dora Harris
(1927)
2 KB 587,
at p 594, it was said that it
was clearly established that
the rule in In re Enoch and Zaretzky, Bock & Co.'s Arbitration
"does not apply to a criminal trial where theand as we have already indicated subsequent authorities in England have confirmed that the rule in criminal cases is not the same as that in civil cases. The development of the law in this way in England may have been influenced by the absence prior to 1968 of any power in the Court of Criminal Appeal to order a new trial in any event including a case where the failure of the Crown to call a witness may be found on appeal to have resulted in a miscarriage of justice. The other members of the Court in Titheradge v. The King were Barton and Gavan Duffy JJ. The latter contented himself by saying that there had been a miscarriage of justice: see at p. 119. Barton J. said, at pp. 116-117:
liberty of a subject is at stake and where the sole
object of the proceedings is to make certain that
justice should be done as between the subject and
the State"
"No one, then, will doubt that there are
instances, not numerous, in which in furtherance of
justice and in exceptional circumstances presiding
Judges have rightly taken it upon themselves to
actually examine a witness, and, of course, it
happens every day that a Judge, in order to
understand what a witness has said, asks him a
question. But that is a very different matter from
the assumption by the Court of the conduct of the
case. A trial is a proceeding inter partes,
whether the Crown is a party or not, and the
conduct of the evidence, subject to questions of
admissibility, is in principle the concern of the
parties. Where departures from the rigid
observance of this principle have occurred, it has,
I think, been upon necessity, as, for instance, in
the case where, the parties having definitely
closed their evidence, the jury wish a person
present to be called for their better information.
But the right, where it exists, of a Judge to take
the conduct of the examination of persons not
called by either party must be used with extreme
caution. In a civil case there must either be the
consent of the parties or an acquiescence on their
part from which the strong inference is consent. I
have already pointed out that the sections of the
Evidence Act cited at the Bar are framed, save in a
sole particular, upon the assumption that the
parties themselves will lead the evidence. That is
the normal and proper practice, and any deviation
from it must be safe-guarded by every precaution.
This is especially true in a criminal case. ...
It seems to me that in a criminal case the defence
ought to be asked whether the accused consents to
the course which the Judge proposes to take when he
desires (for strong cause) to examine a witness,
and the examination ought not to take place without
such consent. No such consent was asked or given
here. That was, I think, a substantial
irregularity."
11. In Shaw v. The Queen (1952) 85 CLR 365, Dixon, McTiernan, Webb and Kitto
JJ. said, at p 379:
"The decisions in England allow the presiding judgeIn Shaw the Court was concerned with the circumstances in which the Crown might be allowed to call evidence in rebuttal of evidence given during the defence case. In that context the reference to Titheradge may have been no more than a passing reference by way of narrative without intending either to approve or disapprove of it. Fullagar J., who delivered a separate judgment, also referred to R v. Collins, which was a case in which Cussen J. had exercised the power to call a witness of his own motion, although not requested by either party to do so; Fullagar J. said, at p. 383, that he could not feel the slightest doubt that the course taken by Cussen J. in that case was "entirely correct and proper".
at a criminal trial to call a witness if he thinks
the imperative demands of justice require it. This
view was acted on in Victoria (R v. Collins [1907] VicLawRp 55; (1907)
VLR 292). But in Titheradge v. The King this
Court denied the power."
Two further authorities remain to be mentioned.Richardson v. The Queen [1974] HCA 19; (1974) 131 CLR 116 was a case where the prosecutor declined to call an eyewitness to the alleged offence because he considered her to be neither a credible nor truthful witness. The Court comprised Barwick C.J., McTiernan and Mason JJ. Their Honours, in a joint judgment, discussed, in relation to the calling of witnesses, both the role and responsibility of a prosecutor and the powers of a trial judge. With respect to the former topic, their Honours said (at p. 119):
"Any discussion of the role of the Crown prosecutorWith respect to the powers of a trial judge, their Honours said, at p. 122:
in presenting the Crown case must begin with the
fundamental proposition that it is for him to
determine what witnesses will be called for the
prosecution. He has the responsibility of ensuring
that the Crown case is properly presented and in
the course of discharging that responsibility it is
for him to decide what evidence, in particular what
oral testimony, will be adduced. He also has the
responsibility of ensuring that the Crown case is
presented with fairness to the accused. In making
his decision as to the witnesses who will be called
he may be required in a particular case to take
into account many factors, for example, whether the
evidence of a particular witness is essential to
the unfolding of the Crown case, whether the
evidence is credible and truthful, whether in the
interests of justice it should be subject to
cross-examination by the Crown, to mention but a
few.
"What is important is that it is for the
prosecutor to decide in the particular case what
are the relevant factors and, in the light of those
factors, to determine the course which will ensure
a proper presentation of the Crown case conformably
with the dictates of fairness to the accused. It
is in this sense that it has been said that the
prosecutor has a discretion as to what witnesses
will be called for the prosecution. But to say
this is not to give the prosecutor's decision the
same character as the exercise of a judicial
discretion or the exercise of a discretionary power
or to make his decision reviewable in the same
manner as those discretions are reviewable. In the
context the word 'discretion' signifies no more
than that the prosecutor is called upon to make a
personal judgment, bearing in mind the
responsibilities which we have already mentioned."
"In argument it was submitted that the trialIn this passage the Court expressed no concluded opinion on the question whether a judge in a criminal case could call a witness of his own motion, but made it clear that if the power does exist it should be rarely and cautiously exercised.
judge had power to direct the Crown prosecutor to
call a witness or that he had power to call a
witness of his own motion (see Reg. v. Lawson
[1960] VicRp 7; (1960) VR 37, at p 40). For the disposition of
this application it is unnecessary to decide
whether a trial judge possesses either of the
suggested powers. It is sufficient to say that we
remain to be persuaded of the correctness of the
submission. It does not seem to accord with the
adversary procedure which has hitherto been
followed. If the power should be held to exist,
the occasions for its exercise should be rare and
infrequent, because all too often the trial judge
lacks that knowledge and information about the
witness, his relationship to the parties and to the
evidence to be presented which is essential to the
making of a decision whether the witness should be
called in the Crown case. The trial judge should
be astute to acknowledge the nature of the
discretion which is reposed in the prosecutor and
the limitations attaching to his judicial knowledge
of material circumstances."
12. Finally, in Whitehorn v. The Queen [1983] HCA 42; (1982) 57 ALJR 809, Dawson J., in the course of a discussion of the authorities in England and Australia, said, at pp 818-819, that there is "a clear divergence in this aspect of criminal law and procedure between England and this country" and that "Since Titheradge v. The King it has been established here that the rule is the same in civil and criminal cases and that a witness cannot be called by the judge save with the consent of both parties and then only in exceptional circumstances". However Gibbs C.J. and Brennan J. expressly reserved their opinion on this question (see at p. 809) and the other members of the Court, Murphy and Deane JJ., did not find it necessary to discuss it.
13. We have come to the conclusion that the following general propositions
are applicable to the conduct of criminal trials in Australia:
1. The Crown prosecutor alone bears the
responsibility of deciding whether a person
will be called as a witness for the Crown.
2. The trial judge may but is not obliged to
question the prosecutor in order to discover
the reasons which lead the prosecutor to
decline to call a particular person. He is
not called upon to adjudicate the sufficiency
of those reasons.
3. Whilst at the close of the Crown case the
trial judge may properly invite the prosecutor
to reconsider such a decision and to have
regard to the implications as then appear to
the judge at that stage of the proceedings, he
cannot direct the prosecutor to call a
particular witness.
4. When charging the jury, the trial judge may
make such comment as he then thinks to be
appropriate with respect to the effect which
the failure of the prosecutor to call a
particular person as a witness would appear to
have had on the course of the trial. No doubt
that comment, if any, will be affected by such
information as to the prosecutor's reasons for
his decision as the prosecutor thinks it
proper to divulge.
5. Save in the most exceptional circumstances,
the trial judge should not himself call a
person to give evidence.
6. A decision of the prosecutor not to call a
particular person as a witness will only
constitute a ground for setting aside a
conviction if, when viewed against the conduct
of the trial taken as a whole, it is seen to
give rise to a miscarriage of justice.
14. We have not attempted in our first proposition to deal exhaustively with
the responsibility of the prosecutor. The description
of that responsibility,
which we have cited from Richardson, emphasizes that the prosecutor's role in
this regard is a lonely one,
the nature of which is such that it cannot be
shared with the trial judge without placing in jeopardy the essential
independence
of that office in the adversary system. It is not only a lonely
responsibility but also a heavy one. A decision whether or not
to call a
person whose name appears on the indictment and from whom the defence wish to
lead evidence must be made with due sensitivity
to the dictates of fairness
towards an accused person. A refusal to call the witness will be justified
only by reference to the
overriding interests of justice. Such occasions are
likely to be rare. The unreliability of the evidence will only suffice where
there are identifiable circumstances which clearly establish it; it will not
be enough that the prosecutor merely has a suspicion
about the unreliability
of the evidence. In most cases where a prosecutor does not wish to lead
evidence from a person named on
the indictment but the defence wishes that
person to be called, it will be sufficient for the prosecutor simply to call
the person
so that he may be cross-examined by the defence and then, if
necessary, be re-examined.
15. In the formulation of the fifth proposition we have allowed for the
possibility that circumstances may arise when the trial
judge will be
constrained to call a person to testify. The circumstances which would
justify such a course would be rare. It is
clear to us that more would be
required to establish "most exceptional circumstances" than the refusal of the
prosecutor, for reasons
which the judge thinks insufficient, to call a
witness. Some of the reasons for the need for the extreme reluctance with
which the
trial judge should even consider usurping the responsibility of the
parties with respect to the calling of witnesses appear in the
following
passage from the judgment of Dawson J. in Whitehorn, at p. 819:
"A trial does not involve the pursuit of truth byHis Honour illustrated the final comment in the passage we have cited by referring to the recent case of Reg. v. Damic (1982) 2 NSWLR 750.
any means. The adversary system is the means
adopted and the judge's role in that system is to
hold the balance between the contending parties
without himself taking part in their disputations.
It is not an inquisitorial role in which he seeks
himself to remedy the deficiencies in the case on
either side. ... As was pointed out in Richardson
v. The Queen, he frequently lacks that knowledge
and information about the witness or his
relationship to the parties and to the evidence to
be presented which is essential in making such a
decision. If he calls a witness himself he will
almost always have to do so in the dark, not
knowing with any certainty what the witness is
going to say or whether he can be relied upon: cf
R v. Collins, supra. If the witness is unreliable
(and if neither party has seen fit to call him,
that is more likely than not), the fact that he is
called by the judge may give his evidence an
undesirable aspect of objectivity. There can be no
assurance that his credit will be tested by either
side but, if it is, the judge has no means whereby
he can ensure that any necessary steps to
re-establish the witness's credit are taken.
Because the judge does not know what a witness
called by him may say, he may by calling him
necessitate the calling of further evidence so that
the trial takes a turn which was not intended and
which further involves the judge in a function not
appropriately his.
Moreover, evidence called by a trial judge may
have the effect of shifting the ground upon which
the parties have determined to contest the issue;
indeed it may have the effect of altering the issue
itself."
16. It remains to offer a comment on the sixth proposition. In Richardson,
the Court (at pp. 121-122) said:
"Once it is acknowledged that the prosecutor has aIn our formulation of the sixth proposition we have omitted the reference to misconduct, intending thereby to broaden the approach so as to focus directly on the consequences, objectively perceived, that the failure to call the witness has had on the course of the trial and its outcome. It is not necessary to postulate misconduct of the prosecutor as an essential condition precedent to a miscarriage of justice. No doubt in the great majority of cases of this kind an appellate tribunal which finds a miscarriage of justice to have occurred will trace that miscarriage to a wrong exercise of judgment by the prosecutor which led to the witness not being called. In cases where there has been no error of judgment there will be less likelihood of a miscarriage resulting from the failure to call the witness. Nevertheless, the absence of testimony from a witness may lead to a miscarriage of justice without any error having occurred. Whitehorn was regarded as such a case, by some at least of the members of the Court who took part in that decision. The absence, for whatever reason, of any evidence from the complainant was the basic reason, in the light of such evidence as was called, for the Court's conclusion that the verdict was unsafe and unsatisfactory. So, if a prosecutor fails to call a witness whose evidence is essential to the unfolding of the case for the Crown the central question is not whether his decision constitutes misconduct but whether in all the circumstances the verdict is unsafe or unsatisfactory.
discretion and that there is no rule of law
requiring him to call particular witnesses, it
becomes apparent that the decision of the
prosecutor not to call a particular witness can
only constitute a ground for setting aside a
conviction and granting a new trial if it
constitutes misconduct which, when viewed against
the conduct of the trial taken as a whole, gives
rise to a miscarriage of justice."
17. The questions which we have discussed are of such importance that, if there were nothing more in the case, they would require special leave to appeal to be granted. However, the Full Court, after a full and careful consideration of the course taken at the trial, reached the conclusion that a substantial miscarriage of justice had occurred. They came to this conclusion after expressing the opinion that the prosecutor's decision not to call Tibballs was not made for satisfactory reasons and that, in the proper performance of his role, he ought to have called both Tibballs and Brodie as witnesses in the Crown case. Although their Honours took a different view of the law from that which we have stated, in the end the question for their decision was whether the failure of the prosecutor to call Tibballs and Brodie, and the fact that the respondent (the accused) was obliged to call them, so prejudiced the respondent in the conduct of his defence that a substantial miscarriage of justice resulted. This is a matter on which opinions might readily differ, but it would be an unusual and in general an undesirable course for this Court to grant special leave to appeal simply to enable the prosecution to seek to overturn an order for a new trial made by a Court of Criminal Appeal which has unanimously decided that, having regard to the circumstances of the particular case, a substantial miscarriage of justice has occurred. We have taken the opportunity to state, so far as is necessary for the present case, the correct practice to be applied, and there remains no sufficient justification for us to grant special leave to appeal.
ORDER
Special leave to appeal is accordingly refused.
Application for special leave to appeal refused.