Saraswati v R [1991] HCA 21; (1991) 172 CLR 1 (5 June 1991)
HIGH COURT OF AUSTRALIA
SARASWATI v. THE QUEEN [1991] HCA 21; (1991) 172 CLR 1
F.C. 91/017
Criminal Law - Statutes
High Court of Australia
Deane(1), Dawson(2), Toohey(3), Gaudron(4) and McHugh(5) JJ.
CATCHWORDS
Criminal Law - Sexual offence - Time limit for prosecution of certain offences - Prosecution for indecent assault and carnal knowledge to be commenced within twelve months - No time limit on prosecution for committing act of indecency - Whether charge of committing act of indecency may be brought after twelve months when conduct relied on constitutes indecent assault or carnal knowledge - Crimes Act 1900 (N.S.W.),ss. 61E, 71, 78.Statutes - Construction and interpretation - Specific provision subject to condition or limitation - General provision in same statute not available to avoid condition or limitation - Crimes Act 1900 (N.S.W.),ss. 61E, 71, 78 - Interpretation Act 1987 (N.S.W.),ss. 33, 34.
HEARING
1990, October 10; 1991, June 5. 5:6:1991APPLICATION for special leave to appeal from the Supreme Court of New South Wales.
DECISION
DEANE J. I agree with the judgment of Dawson J. I add some comments of a supplementary nature in relation to the applicant's two convictions of an act of indecency for conduct which involved an assault falling short of carnal knowledge. Subject only to the consideration that the offence of carnal knowledge did not involve an "act of indecency" as a specific element, these comments are also applicable to the applicant's third conviction.2. It is commonplace for conduct which of itself constitutes a criminal offence to be an element of a different, and more serious, criminal offence. For example: s.94 of the Crimes Act 1900 (N.S.W.) ("the Act") creates the basic offence of robbery (fourteen years penal servitude); s.95 creates the more serious offence of robbery with striking (twenty years); s.96 creates the even more serious offence of robbery with wounding (twenty-five years). The elements of the basic offence of robbery are among the elements of the offence of robbery with striking which are, in turn, among the elements of the offence of robbery with wounding. In the case of such statutory provisions, it is no defence to a prosecution of the lesser offence (e.g. robbery) to prove (or raise a doubt about) guilt of one or both of the more serious offences (i.e. robbery with striking and robbery with wounding). The reason why that is so is that a person who is guilty of robbery with wounding under s.96 or of robbery with striking under s.95 is also guilty of robbery under s.94. That does not, of course, mean that a person can be convicted of both the basic offence and one or both of the more serious offences. If a person is convicted of any of those offences, the conviction is a bar to any further prosecution of the same conduct. If a person is acquitted of the lesser offence, he cannot subsequently be convicted of a more serious offence of which the conduct constituting the lesser offence is an element (see, e.g., Reg. v. Storey [1978] HCA 39; (1978) 140 CLR 364, at pp 408-409). In some circumstances, a person acquitted of a more serious offence cannot be lawfully convicted of a lesser offence: on the same trial because of the rule against inconsistent verdicts; on a subsequent trial because of the rule "that where a criminal charge has been adjudicated upon by a Court having jurisdiction to hear and determine it, that adjudication, whether it takes the form of an acquittal or conviction, is final as to the matter so adjudicated upon, and may be pleaded in bar to any subsequent prosecution for the same offence, whether with or without circumstances of aggravation, and whether such circumstances of aggravation consist of the offence having been committed with malicious or wicked intent, or by reason that the committal of the offence was followed by serious consequences" (Reg. v. Miles (1890) 24 QBD 423, at p 431; and see also Reg. v. Weeding [1959] VicRp 50; (1959) VR 298, at pp 301-302).
3. There are, upon analysis, compelling practical reasons why a statutory provision creating an offence should not be construed as inapplicable to circumstances where conduct which otherwise falls within its terms is aggravated by some circumstance (being part of a single transaction or course of action) which makes the overall conduct a more serious offence under some other statutory provision. If, for example, the provisions of s.94 of the Act creating the basic offence of robbery were treated as confined so as not to include a case where the conduct was aggravated by striking or by striking and wounding, the situation would result that a person who was proved beyond reasonable doubt to be guilty of robbery could not, in the absence of some qualification of the fundamental requirement of proof beyond reasonable doubt, be convicted of any offence at all if the evidence indicated that, as a matter of mere probability, he had, at the time of robbing the other person, struck and wounded him. He could not be convicted of robbery with striking or of robbery with wounding for the reason that the evidence did not establish the striking or wounding beyond reasonable doubt. He could not be convicted of robbery for the reason that the evidence established that he had probably struck and wounded the other person and s.94 of the Act would not, if given that narrow construction, be applicable to the circumstances. Common sense, the efficient working of the administration of criminal justice, and the presumption that the Legislature intends that its words be given their ordinary meaning, combine to dictate that, in the absence of an identified legislative intent to the contrary, a general statutory provision which makes specified conduct an offence should be construed in accordance with its terms and should not be confined so as to be inapplicable to a case where, in its context within a single transaction or course of action, the designated conduct also constitutes an element of a more serious offence. In such a case, the offender is guilty of both the basic offence and the more serious offence notwithstanding the fact that, as a matter of basic principle, he cannot be convicted of them both. Indeed, much of the administration of criminal justice is, as a matter of practice, based on the recognition that, in those circumstances, the two offences are not to be artificially construed as mutually exclusive. Were it otherwise, the Crown would be inviting a court to sentence an accused for an offence of which he was probably innocent on every occasion where it accepted a plea of guilty to a lesser offence in a case where it was in possession of evidence which established a bare probability of guilt of a more serious offence of which the conduct constituting the lesser offence was an element. All of these considerations are relevant in the present case. They support a conclusion that the general words of s.61E(2) should be construed as meaning what they say.
4. It is convenient, for the purposes of the appeal, to ignore subsequent amendments and to refer in the present tense to relevant provisions of the Act in the form applicable to the alleged offences. Under s.61E(2), an "act of indecency with or towards a person under the age of 16 years" is an offence punishable by imprisonment for two years. Under s.61E(1), "(a)ny person who assaults another person" who is under the age of sixteen years "and, at the time of, or immediately before or after, the assault, commits an act of indecency upon or in the presence of the other person" is guilty of an offence punishable by penal servitude for six years. There is nothing in either of the two sub-sections to indicate a legislative intent that the general words of sub-s.(2) should be construed as not applying to the circumstances to which sub-s.(1) applies, namely, where the "act of indecency" in the presence of the other person accompanies a contemporaneous assault. It follows that, at least prima facie, the fact that the applicant also assaulted the girl with or towards whom the act of indecency was committed did not preclude his conduct from constituting an offence under s.61E(2). It is, however, submitted for the applicant that the general words of s.61E(2) should be confined to exclude an "act of indecency" which constitutes an element of an offence under s.61E(1) in deference to the legislative policy to be discerned in s.78 of the Act. That section relevantly provides that no prosecution in respect of an offence under s.61E(1) (or under the statutory provisions dealing with carnal knowledge and attempted carnal knowledge) shall be permitted after the expiration of twelve months from the time of the alleged offence if the person upon whom the offence is alleged to have been committed was, at the relevant time, over the age of fourteen years and under the age of sixteen years. The basis of the argument that s.61E(2) should be so confined lies in the perception that the policy underlying s.78 could otherwise be frustrated at the whim of the prosecution in that conduct which amounted to indecent assault (under s.61E(1)) could be prosecuted as an act of indecency (under s.61E(2)) notwithstanding that the person upon whom the offence was alleged to have been committed was over the age of fourteen and under the age of sixteen years and that the time limit laid down by s.78 had expired. That perception derives some support from considerations of consistency in that it is difficult to envisage why the Legislature should impose a rigid time limit on the prosecution of the more serious offence of indecent assault (or carnal knowledge or attempted carnal knowledge) while allowing the same conduct to be prosecuted as the less serious offence of an act of indecency after the expiration of that time limit.
5. Upon analysis, however, the argument based upon an assumption of legislative consistency is far from convincing. Indeed, on any approach, it is all but impossible to discern any coherent legislative purpose underlying s.78. Plainly enough, the continued omission of mention of s.61E(2) in s.78 evidences a legislative intent that a prosecution of the lesser offence of an "act of indecency" (within the meaning of s.61E(2)) was to be allowed after the expiry of the time limited for the prosecution of the more serious offence of assault accompanied by an "act of indecency" (within the meaning of s.61E(1)) in a case where the alleged victim was between fourteen and sixteen years old. One can only speculate about the rationale of that legislative intent. Perhaps it was simply that the offence of an "act of indecency" is a less serious one. Perhaps it was that an "act of indecency" is a comprehensive offence which does not involve the same degree of detailed particularization as do the more serious offences of indecent assault, attempted carnal knowledge and carnal knowledge and that, for that reason, the recollection and evidence of the alleged victim may be less reliable in the case of the more serious offences. However, if considerations relating to the reliability of evidence underlay the legislative policy to be discerned in s.78, it is difficult to understand why the time limit is imposed in the case of the more serious offences only in a case where the alleged victim has reached fourteen years of age. Be that as it may, it would be to confound, rather than to vindicate, consistency of legislative policy to say that it was the legislative intent that the prosecution of an "act of indecency" in the presence of a child should be allowed after the time limited by s.78, but only if it appeared beyond reasonable doubt that the conduct of the accused had not involved any aggravating circumstance, such as an assault on the child, which would involve the commission of some more serious offence than that with which he was charged. If that were legislative policy, it would comprehend, for the reasons given, the strange notion that a person who had committed what would otherwise be an "act of indecency" under s.61E(2) must be acquitted of any offence at all if it appears that he was probably also guilty of a more serious offence of which the evidence was insufficient to establish proof beyond reasonable doubt notwithstanding that the statutory time limit for the more serious offence was inapplicable (e.g. a thirteen-year-old victim) or had not expired. In a case such as the present where the time limit was applicable and had expired, the applicant's argument is, in effect, that the statutory language should be distorted so as to create a legislative regime under which a person otherwise guilty of an "act of indecency" under s.61E(2) would escape conviction if it appeared - and the onus would lie upon the Crown to disprove - that the act of indecency may have been aggravated by a contemporaneous assault upon the child. It is difficult to envisage circumstances more likely to bring the administration of criminal justice into disrepute and less likely to have been intended by the Legislature than a scenario where a jury was required to pronounce a person accused of an act of indecency not guilty solely for the reason that it entertained a reasonable doubt that he had also assaulted the victim.
6. It is true that the offence of an "act of indecency" (s.61E(2)) was intended to fill a gap in the existing law. That does not, however, mean that the offence created to fill that gap was intended to be confined in a way which is quite inconsistent with the ordinary legislative approach, that is to say, in a way which would exclude any conduct which constituted some more serious offence under some other statutory provision. In that regard, it is important to note that s.61E(2) in terms makes an "act of indecency" an offence in a context where s.61E(1) in terms identifies an "act of indecency" as an element of the more serious offence of indecent assault. It is scarcely likely that the Legislature intended that the "act of indecency" referred to in s.61E(2) should have a different meaning to the "act of indecency" in s.61E(1): e.g., that "act of indecency" in s.61E(2) covered the case where the accused masturbated in the presence of a small girl and told her to place her hand on his person but did not cover the case where he committed a contemporaneous technical assault on the child by physically placing her hand on his person. It is, in my view, highly unlikely that the Legislature would have intended that the general words of s.61E(2) should be artificially constricted by the courts in a way which would produce such a consequence.
7. It has been assumed in the above that there should not be attributed to the Legislature, in the absence of clear words, a legislative intent to qualify the fundamental principle that a person cannot be convicted of an offence unless the jury is satisfied beyond reasonable doubt that he is guilty of that particular offence by, for example, allowing the jury to convict an accused of the offence of act of indecency in circumstances where, on the applicant's construction of the relevant provisions, there is a probability or possibility that he is not guilty of the offence but where it was established beyond reasonable doubt that he is guilty of either that offence or the offence of indecent assault. It should be acknowledged that the qualification of the requirements of the criminal onus of proof has been seen, in some circumstances, as a preferable alternative to subjecting the administration of criminal justice to consequences similar to those which would otherwise flow from the construction of the relevant provisions of the Act for which the applicant contends. Those circumstances have, however, been exceptional in the sense that they have related to areas involving the division of territorial jurisdiction within Australia (see Thompson v. The Queen [1989] HCA 30; (1989) 169 CLR 1) or to the special area in which the doctrine of recent possession operates to sustain inferences of guilt (see, e.g., Reg. v. Langmead (1864) Le and Ca 427 [1864] EngR 47; (169 ER 1459); Ghys v. Crafter (1934) SASR 28; Reg. v. Dawson (1964) SASR 256; but note, e.g., Attorney-General of Hong Kong v. Yip Kai-foon [1987] UKPC 4; (1988) AC 642 and Reg. v. Bruce [1988] VicRp 62; (1988) VR 579 denying any qualification of the principle of proof beyond reasonable doubt even in that special area). It was not, however, suggested in argument that the consequences of the applicant's construction of the provisions of s.61E(2) could properly be avoided by any such qualification of the ordinary criminal onus of proof in relation to the relevant offences. More important, if the artificial construction of s.61E(2) for which the applicant contends would involve an expansion of the anomalous areas in which the ordinary criminal onus of proof is so qualified, the fact that that was so would represent as powerful a reason for rejecting that construction as do the considerations to which reference has been made in what has been written above.
DAWSON J. The applicant was convicted upon three counts of committing an act
of indecency with a person under the age of sixteen
years. The offences were
all alleged to have occurred between 8 April and 3 November 1983. No
prosecution was commenced until 1987.
The offence of committing an act of
indecency is distinct from indecent assault. Both offences were, at the
relevant time, to be
found in s.61E(1) and (2) of the Crimes Act 1900
(N.S.W.), which provided:
"(1) Any person who assaults another person and, at
the time of, or immediately before or after, the assault,
commits an act of indecency upon or in the presence of the
other person, shall be liable to imprisonment for 4 years
or, if the other person is under the age of 16 years, to
penal servitude for 6 years.
(2) Any person who commits an act of indecency with
or towards a person under the age of 16 years, or incites
a person under that age to an act of indecency with that
or another person, shall be liable to imprisonment for
2 years."
2. The offence of committing an act of indecency was created in 1974 by the
insertion of s.76A into the Crimes Act: Crimes and
Other Acts (Amendment) Act
1974 (N.S.W.), s.5(p). It was intended to fill a gap thought to be left by
decisions such
as Fairclough
v. Whipp (1951) 2 All ER 834; (1951) 35 CrAppR
138 and Director of Public Prosecutions v. Rogers (1953) 1 WLR 1017;
(1953) 2
All
ER 644. In the first case it was held that there was no indecent assault
where the accused had requested a child to
touch his person
and she had done
so of her own volition. In the second case, the accused had exposed himself
to his infant daughter
and told her
to masturbate him. She did so
voluntarily. Again, it was held that there was no indecent assault. Whilst
in both
cases there was
indecency there was no assault and, hence, no indecent
assault.
3. In the present case, the evidence led in support of two of the counts of
which the applicant was convicted amounted to evidence
of indecent assault.
The girl concerned being under sixteen years of age, consent was, in the
circumstances, no defence: Crimes
Act, s.77. The evidence led in support of
the third count of which the applicant was convicted amounted to unlawful
carnal knowledge
under s.71
of the Crimes Act, which provided:
"Whosoever unlawfully and carnally knows any girl of or
above the age of ten years, and under the age of sixteen
years, shall be liable to penal servitude for ten years."
4. It is evident that the applicant was not charged with, and could not be
convicted of, indecent assault or unlawful carnal knowledge
because of s.78
which provided so far as is relevant:
"No prosecution in respect of any offence under sectionThe time prescribed by s.78 had clearly expired before the prosecution of the applicant was commenced.
61E(1), 71 or 72 ... shall, if the person upon whom the
offence is alleged to have been committed was at the time of
the alleged offence over the age of fourteen years and under
the age of sixteen years, be commenced after the expiration
of twelve months from the time of the alleged offence."
5. The argument advanced on behalf of the applicant was put in various ways. In substance it amounted to a submission that, because prosecutions for unlawful carnal knowledge and indecent assault were subject to a time limit of twelve months and prosecutions for an act of indecency were not subject to any time limit, s.61E(2) must be construed so as to exclude an act, committed as part of a single course of conduct, which constituted unlawful carnal knowledge or indecent assault, because to do otherwise would be to enable the prosecution to evade the time limit imposed upon prosecutions for those offences. Apart from the time limit placed upon the prosecution of those offences, it was conceded that an act of indecency, giving that term its ordinary meaning, is involved in both unlawful carnal knowledge and indecent assault.
6. Reliance was placed upon the New Zealand decision of R. v. Blight (1903)
22 NZLR 837. In that case the accused was charged with
indecent assault under
s.188 of the New Zealand Criminal Code Act 1893. There was no time limit for
prosecutions under that section.
The offence committed by the accused amounted
to unlawful carnal knowledge under s.196 of the Act, but a time limit, which
had expired,
was imposed upon prosecutions for carnal knowledge. The New
Zealand Court of Appeal held, by a majority, that the accused could
not be
prosecuted for indecent assault. But in that case the offence which carried
the greater penalty was indecent assault, a circumstance
which influenced the
majority in reaching their decision that the offence of indecent assault must
be construed so as to exclude
carnal knowledge. As Williams J. observed, at p
847:
"If the above construction be not adopted the result isHowever, Stout C.J., who with Conolly J. was in dissent, pointed out, at p 844, that no less an illogicality occurred upon the view taken by the majority:
that no effect could be given to section 196, and that
section would be practically expunged from the Act, and
the protection given by the time limit would be quite
illusory. The prosecution would always be commenced under
section 188, which has no time limit, and under which a
heavier punishment can be inflicted than under section 196.
That result ought, if possible, to be avoided."
"If this conviction is not upheld it means that
prisoners who commit the full offence will escape even
for indecent assault if the prosecution is not begun in
a month, whilst prisoners who proceed no further than the
indecent assault will be liable to punishment even if the
prosecution is not begun for years afterwards. This makes
the provision of our Criminal Code more illogical and absurd
than to hold that the prisoner who commits the full offence
is liable to conviction and punishment for indecent assault
only. Further, it encourages the commission of the full
offence".
7. In R. v. Fehring (1926) 20 QJPR 165 the accused was charged with unlawfully and indecently dealing with a girl under the age of seventeen. The indecent act constituted unlawful carnal knowledge, but under s.215 of The Criminal Code (Q.) a prosecution for carnal knowledge must be commenced within six months after the commission of the offence. There was no such time limit upon the prosecution of the offence of indecent dealing. Douglas J. held that it was not, in the circumstances, competent for the Crown to charge the accused with indecent dealing, but the precise basis upon which he so held does not appear from the report of the case. See also Reg. v. Brombey (1952) QWN 32.
8. On the other hand, in R. v. Pople (1924) SASR 448, where the accused was
charged with unlawful carnal knowledge the prosecution
of which was subject to
a time limit of six months, the South Australian Full Court (Angas Parsons and
Napier JJ.; Murray C.J. dissenting)
held that, notwithstanding the expiry of
the time limit, he could be convicted of the offence of indecent assault,
which was a statutory
alternative and was subject to no time limit. The Full
Court declined to follow R. v. Blight. Subsequently, in Reg. v. Salmon (1969)
SASR 76 the Full Court (Bray C.J., Hogarth and Mitchell JJ.) upheld a
conviction for indecent assault by way of a statutory alternative
upon a
charge of rape. In the course of its judgment the Court observed, at p 78:
"On grounds of logic and reason we think, if we may say soThe reference to Pople's Case in the context is, with respect, difficult to understand. There can be no doubt that rape always involves an indecent assault. The Full Court recognized this, saying, at p 78, that the "indecency is obvious and the force is involved in the act itself". They cited Reg. v. Neale (1844) 1 Den. 36 (169 ER 140) and R. v. Forde (1923) 2 KB 400, as well as Pople's Case. It is true that upon a charge of rape where there is only one transaction and the only issue is consent - where penetration, the act of intercourse, is not in issue - a jury cannot in ordinary circumstances properly acquit the accused of rape and convict him of indecent assault, but that is because the verdicts would be inconsistent: Reg. v. Whelan [1973] VicRp 26; (1973) VR 268. Consent as a defence to rape would also be a defence to indecent assault. I speak of ordinary circumstances because in Reg. v. Salmon the circumstances were extraordinary. The jury were entitled there to take the view that the prosecutrix consented to penetration but withdrew her consent whereupon the accused continued to have intercourse with knowledge of the withdrawal of consent. It was in those circumstances that the Full Court held that a verdict of not guilty of rape but guilty of indecent assault could be sustained. The position is even simpler upon a charge of carnal knowledge where, because of the age of the prosecutrix, consent cannot legally be given. If there is no issue as to penetration, a jury cannot properly acquit of carnal knowledge and convict of indecent assault.
with respect, there is much to be said for the propositions
that where there is an act of intercourse and no violence
or indecency clearly separable from the act of intercourse,
there should either be a conviction for rape or carnal
knowledge or a complete acquittal ...; and that factors
other than a failure to achieve penetration which would
afford a defence to charges of rape or carnal knowledge
should afford a defence to indecent assault also (R. v.
Blight); but Pople's Case, a decision of this Court, binds
us, we think, to hold otherwise."
9. But Pople's Case was not a case in which the court was concerned with inconsistent verdicts. The accused could not be convicted of carnal knowledge because the prosecution was commenced out of time. There was, therefore, no reason why he should not be convicted of the indecent assault involved in the act of intercourse. Moreover, if the prosecution chooses only to charge an accused with indecent assault where the facts would support a charge of rape or unlawful carnal knowledge, there is no reason why he should not be convicted of the lesser charge. If he were convicted and the prosecution subsequently chose to charge the same accused with the more serious offence arising out of the same facts, he would have available to him a plea in bar, not strictly a plea of autrefois convict because he would not have been convicted of the offence in the form charged, but based upon "the well-established rule at common law that whenever a person has been convicted and punished for an offence by a Court of competent jurisdiction, transit in rem judicatam - that is, the conviction shall be a bar to all further proceedings for the same offence, and he shall not be punished again for the same matter; otherwise there might be two different punishments for the same offence": Reg. v. Miles (1890) 24 QBD 423, per Hawkins J. at p 431, quoting from Blackburn J. in Wemyss v. Hopkins (1875) LR 10 QB 378, at p 381. See also Reg. v. Weeding [1959] VicRp 50; (1959) VR 298; Connelly v. Director of Public Prosecutions (1964) AC 1254.
10. At common law an accused might be convicted of a lesser offence than that
charged, provided that the definition of the more
serious offence necessarily
included the definition of the lesser offence and that both offences were of
the same degree, that is
to say, were either felonies or misdemeanours: Reg.
v. Salisbury [1976] VicRp 45; (1976) VR 452; cf. Reg. v. Wilson (1984) AC 242. The distinction
between felonies and misdemeanours has now disappeared in many
jurisdictions
(though not in New South Wales) and statutory alternatives
have largely or
entirely replaced the common law rule:
in New South Wales see, e.g., Crimes
Act, ss.34, 61Q; cf. Reg. v. Taylor
(1952) 69 WN(N.S.W.) 81; Reg. v. Mustafa
(1973) 3 DCR (NSW) 154. In New South Wales it is provided by s.425
of the
Crimes Act that:
"Where, on the trial of a person for a misdemeanour, itWhether s.425 was thought to be a modification of the common law or why otherwise it was thought to be necessary is now obscure, but the section makes it quite apparent in this case that, apart from any question of construction, it was open to the jury to convict the applicant of committing an act of indecency, a misdemeanour, notwithstanding that the evidence disclosed unlawful carnal knowledge and indecent assault, both felonies at the relevant time. However, even at common law the applicant might have been convicted of committing an act of indecency when charged only with that offence, notwithstanding that the facts amounted also to carnal knowledge or indecent assault.
appears that the facts in evidence amount in law to felony,
he may notwithstanding be found guilty of and sentenced for
such misdemeanour, and in that case shall not be liable to
be prosecuted for felony on the same facts:
Provided always, that the Court may discharge the jury
from giving any verdict upon such trial, and direct the
person to be indicted for felony."
11. The sole question is, therefore, one of construction, namely, whether the offence of committing an act of indecency contrary to s.61E(2) of the Crimes Act is to be construed so as to exclude acts amounting to either carnal knowledge or indecent assault.
12. The applicant placed great reliance upon the fact that the offence of committing an act of indecency was created to cover the gap left by the fact that the offence of indecent assault requires not only indecency, but also something in the nature of an assault. However, sexual offences are of their very nature progressive rather than mutually exclusive, so that the more serious offence includes the elements of the less serious offence. For the legislature to have sought to exclude from an act of indecency offences which otherwise would have included the act of indecency would have been to depart from the approach hitherto adopted by the law. Moreover, whilst the object of the legislature in creating the offence of committing an act of indecency appears to have been to close a gap which it perceived in the law, it does not follow that it chose to close that gap in a way which would give rise to incongruous results.
13. If the applicant's argument is correct, a person charged only with committing an act of indecency would be able to defeat that charge by proving by way of defence that he had in fact committed an indecent assault or unlawful carnal knowledge. If the defence were successful, he could not, upon the principles which I have endeavoured to explain, be subsequently convicted of either of the more serious offences whether or not the time for the commencement of prosecution had expired. But more than that, even if the jury were satisfied beyond reasonable doubt that an act of indecency (in the ordinary sense and not the confined sense contended for as a matter of construction) had been committed, if they entertained a doubt whether the accused was guilty of indecent assault or unlawful carnal knowledge - that is, if they considered that he might have committed those offences - it may be they must acquit upon the charge of committing an act of indecency (in the confined sense) because they would necessarily entertain a doubt whether what he had done amounted only to the commission of the latter offence. See Attorney-General of Hong Kong v. Yip Kai-foon [1987] UKPC 4; (1988) AC 642; Reg. v. Bruce [1988] VicRp 62; (1988) VR 579; but cf. Ghys v. Crafter (1934) SASR 28; Buckingham v. The Queen (unreported, Supreme Court of South Australia, 12 February 1990); Reg. v. Langmead (1864) Le and Ca 427 [1864] EngR 47; (169 ER 1459).
14. Nor does the preponderance of authority favour the construction advanced
on behalf of the applicant. In Reg. v. Neale the accused
was convicted of
unlawful carnal knowledge. It was contended on appeal that he was entitled to
an acquittal as the offence amounted
to rape. It was held that the conviction
should stand. In Reg. v. Williams (1893) 1 QB 320 the accused was charged
with unlawful
carnal knowledge. He was under the age of fourteen years and
presumed by law to be physically incapable of committing that offence.
It was
held, however, that he could be convicted of indecent assault. In Laws (1928)
21 CrappR 45 the accused was charged with
four counts of unlawful carnal
knowledge and indecent assault. He pleaded guilty to indecent assault. Upon
an appeal against sentence
the Court of Criminal Appeal pointed out that upon
the charges of carnal knowledge the accused could have raised the defence that
he had a reasonable belief that the prosecutrix was over the age of sixteen
years, but that defence was not available in relation
to indecent assault.
The Court, at p 46, described as grotesque a "state of affairs that the law
offers a defence upon the major
charge, but excludes that defence if the minor
charge is preferred". There was, however, no suggestion that the minor
offence should
be construed so as to exclude the more serious offence. The
same conclusion was reached in R. v. Forde where Avory J. observed,
at p 404,
that:
"The result of this legislation is that a boy who isSee also Keech (1929) 21 CrAppR 125; Reg. v. McCormack (1969) 2 QB 442.
tempted and induced to have carnal knowledge of a girl
who misrepresents herself to be over sixteen, and who
appears to be so, has no possible answer if he is charged
with indecent assault and not with the full offence."
15. In the present case, unlawful carnal knowledge and indecent assault were both felonies and the penalties provided were considerably greater than the penalty provided for committing an act of indecency. That, in itself, provides a basis for treating the offence of committing an act of indecency differently by imposing no time limit upon its prosecution. But whatever the reason, it is clear that the legislature intended that there be no time limit upon the prosecution of the offence of committing an act of indecency and that the absence of such a time limit was not a mere matter of oversight. When the Crimes Act was amended after s.76A created the offence of committing an act of indecency, that section became s.61E(2). The section which imposed the time limit upon the prosecution of carnal knowledge and indecent assault, s.78, was correspondingly amended and the time limit was retained for the prosecution of offences under s.61E(1) (indecent assault), but not introduced for the prosecution of offences under s.61E(2).
16. In all of these circumstances I can see no justification for concluding that the legislature intended the offence of committing an act of indecency to exclude the offence of carnal knowledge or of indecent assault. I would grant special leave to appeal and dismiss the appeal.
TOOHEY J. I agree with the judgment of McHugh J. and with the orders his Honour proposes.
GAUDRON J. The facts, the relevant legislative provisions and their history are set out in the judgment of McHugh J. I agree with his Honour that the expression "an act of indecency with or towards a person" in s.61E(2) of the Crimes Act 1900 (N.S.W.) ("the Act") does not include an act which constitutes an indecent assault, carnal knowledge or attempted carnal knowledge under ss.61E(1) (now s.61L), 71 (now s.66C) or 72 (now s.66D) of that Act. I have reached that conclusion by a somewhat different path from that taken by his Honour. It is appropriate that I state my reasons for that conclusion.
2. In 1974 the offence of indecent dealing was created by the insertion of s.76A into the Act. The offence then created was concerned only with acts of indecency with or towards a girl under the age of sixteen years. At that time the Act provided, in s.78, that no prosecution should be commenced after the expiration of twelve months for an offence under ss.71, 72 or 76 (being respectively an offence of carnal knowledge, attempted carnal knowledge and indecent assault) with respect to a girl over the age of fourteen and under the age of sixteen years. A limitation provision with respect to such offences had been in the Act since 1910 when the age of consent was altered from fourteen to sixteen years.
3. The Act was amended in 1981 with the result that, at the time of the events with which this application is concerned, s.76A had become s.61E(2). Section 61E(2) and a number of other provisions dealing with sexual offences previously defined in terms of an act with or towards a member of the female sex were then extended to cover acts with or towards a person of either sex. That amendment was reflected in an amended s.78. These amendments did not affect the relationship between the limitation provision and the indecent dealing provision constituted when indecent dealing was made an offence in 1974. It is unnecessary to deal with amendments made after 1981.
4. It is a basic rule of construction that, in the absence of express words,
an earlier statutory provision is not repealed, altered
or derogated from by a
later provision unless an intention to that effect is necessarily to be
implied. There must be very strong
grounds to support that implication, for
there is a general presumption that the legislature intended that both
provisions should
operate and that, to the extent that they would otherwise
overlap, one should be read as subject to the other. See Butler v.
Attorney-General
(Vict.) [1961] HCA 32; (1961) 106 CLR 268, per Fullagar J. at p 276, and per
Windeyer J. at p 290. More particularly, an intention
to affect the
earlier
provision will not be implied if the later is of general application (as is
the provision by which indecent
dealing is constituted
an offence under the
Act) and the earlier deals with some matter affecting the individual (as does
the limitation
provision in s.78).
Nor will an intention
to affect the
earlier provision be implied if the later is otherwise capable of sensible
operation. The position
was stated by Lord
Selborne in Seward v. The "Vera
Cruz" (1884) 10 App Cas 59, at p 68, as follows:
"where there are general words in a later Act capable ofSee also Bank Officials' Association (South Australian Branch) v. Savings Bank of South Australia [1923] HCA 25; (1923) 32 CLR 276.
reasonable and sensible application without extending them
to subjects specially dealt with by earlier legislation,
you are not to hold that earlier and special legislation
indirectly repealed, altered, or derogated from merely by
force of such general words, without any indication of a
particular intention to do so".
5. If s.61E(2) of the Act has the meaning for which the respondent contends, it necessarily derogates from the protection earlier afforded by s.78. So much may be seen from the present case for, although, by force of s.78, the applicant could not be charged with carnal knowledge and indecent assault, his prosecution under s.61E(2) required him, as a matter of practical reality, to answer those very charges. In my view s.61E(2) has neither the meaning nor the effect for which the respondent contends.
6. The later and general provision creating the offence of indecent dealing was designed to deal with acts of indecency not involving assault, being acts of the kind considered in Fairclough v. Whipp (1951) 35 CrappR 138 and Director of Public Prosecutions v. Rogers (1953) 1 WLR 1017; (1953) 2 All ER 644. That provision is and always has been capable of reasonable and sensible operation without derogating from the earlier special limitation provision. That operation is achieved by treating the expression "act of indecency with or towards a person" in s.61E(2) of the Act as not including an act which constitutes indecent assault, carnal knowledge or attempted carnal knowledge and, thus, confining its operation to the matters with which it was intended to deal. The sub-section must be so construed.
7. Special leave to appeal should be granted. The appeal should be allowed, the convictions quashed and verdicts of acquittal entered on each charge.
McHUGH J. The question in this application for special leave to appeal is whether a charge of committing an act of indecency with a person under the age of 16 years could be brought under s.61E(2) of the Crimes Act 1900 (N.S.W.) ("the Act") when the conduct relied on is an indecent assault for the purposes of s.61E(1) or an act of carnal knowledge for the purposes of s.71 of the Act.
2. The applicant was convicted of three counts under s.61E(2). That
sub-section provided:
"Any person who commits an act of indecency with orEach count alleged that the applicant had committed an act of indecency with a girl under 16 years of age ("the complainant"). At the time she was 15 years of age. To prove two of the offences, the Crown relied on evidence by the complainant that the applicant had touched her breasts, buttocks and vagina. To prove the third of the offences, the Crown relied on the complainant's evidence that the applicant had had sexual intercourse with her. The Court of Criminal Appeal unanimously dismissed an appeal against the convictions.
towards a person under the age of 16 years, or incites a
person under that age to an act of indecency with that
or another person, shall be liable to imprisonment for
2 years."
3. But for the provisions of s.78 of the Act, the complainant's evidence
would have entitled the Crown to charge the applicant with
the offence of
carnal knowledge under s.71
of the Act and with two offences of indecent
assault under s.61E(1). But s.78 prohibited
the institution of a prosecution
for either of those
offences more than 12 months after the commission of the
offence if the victim
was a person over the age of 14. The prosecution
of the
applicant was not commenced until more than 12 months after the conduct
in
question had taken place. So the Crown prosecuted
the applicant under
s.61E(2) to which s.78 did not apply. The question then
is whether a person
could ever be charged under s.61E(2)
on evidence which established an offence
of indecent assault or carnal knowledge
within the meaning of ss.61E(1) or 71
of the Act but no more.
The legislation
4. The relevant provisions of the Act at the time of the commission of the
"offences" were as follows:
"61E. (1) Any person who assaults another person and, at
the time of, or immediately before or after, the assault,
commits an act of indecency upon or in the presence of the
other person, shall be liable to imprisonment for 4 years
or, if the other person is under the age of 16 years, to
penal servitude for 6 years.
(2) Any person who commits an act of indecency with
or towards a person under the age of 16 years, or incites a
person under that age to an act of indecency with that or
another person, shall be liable to imprisonment for 2 years.
...
71. Whosoever unlawfully and carnally knows any girl of
or above the age of ten years, and under the age of sixteen
years, shall be liable to penal servitude for ten years.
72. Whosoever attempts unlawfully and carnally to know
any girl of or above the age of ten years, and under the
age of sixteen years, or assaults any such girl with intent
carnally to know her, shall be liable to penal servitude for
five years.
...
78. No prosecution in respect of any offence under section
61E (1), 71 or 72, or under section 76 as in force at any
time before the commencement of Schedule 1 to the Crimes
(Sexual Assault) Amendment Act, 1981, shall, if the person
upon whom the offence is alleged to have been committed was
at the time of the alleged offence over the age of fourteen
years and under the age of sixteen years, be commenced after
the expiration of twelve months from the time of the alleged
offence."
5. Mr Porter Q.C., counsel for the applicant, did not dispute that the
touching of the complainant's breasts, buttocks and vagina
and the act of
sexual intercourse each constituted an "act of indecency" within the meaning
of that term as it has been judicially
interpreted: see R. v. Sorlie (1925) 42
WN(N.S.W.) 152; Reg. v. Valence (1958) 76 WN(N.S.W.) 137; Hare (1933) 24
CrAppR 108. He
submitted, however, that, in the context of the Act, the term
"act of indecency" in s.61E(2) did not cover a case which fell within
the
terms of ss.71, 72 or 61E(1). He submitted that, if s.61E(2) was construed to
cover a case which fell within any of those provisions,
an accused person
could lose the benefit of the protection given by s.78 of the Act, and that it
could not have been the intention
of Parliament in enacting s.61E(2) to permit
a prosecution which s.78 specifically prohibited.
The construction of s.61E
6. In the Court of Criminal Appeal, (1989) 18 NSWLR 143, Badgery-Parker J.,
who gave the leading judgment, said that, in construing
s.61E(2), resort could
be had to the mischief at which the sub-section was directed only if the
provision was ambiguous or obscure.
His Honour said, at p 169:
"The difficulty in the application of the Act which isHis Honour concluded, at p 170, that:
thrown up by the present case does not, in my view, arise
from anything which can properly be called ambiguity in
the language. It is clear that the concept of an act of
indecency in s.61E(2) is the same as the concept of an
act of indecency in s.61E(1); and the concept is clearly
understood. In my view the provision is unambiguous and
not obscure."
"as a matter of construction, facts establishing indecent
assault or even carnal knowledge can be charged as an act
of indecency under s.61E(2), and that there is no principle
which makes it an abuse of process for the Crown to adopt
that course in circumstances where to do so will deprive
the accused of the benefit of the time limit prescribed by
s.78."
7. With great respect, the approach of his Honour to the construction of s.61E(2) was an unduly narrow one which was not in accordance with the approach to statutory construction reflected in the Interpretation Act 1987 (N.S.W.). Section 33 of the Interpretation Act directs a court in interpreting a provision in an Act to give preference to a construction "that would promote the purpose or object underlying the Act" over a construction "that would not promote that purpose or object": cf. Chugg v. Pacific Dunlop Ltd. [1990] HCA 41; (1990) 170 CLR 249, at pp 261-262. Moreover, the terms of s.34 of that Act, which provides for the use of extrinsic material, make it plain that "the ordinary meaning conveyed by the text of the provision" is the meaning conveyed by that provision after "taking into account its context in the Act or statutory rule and the purpose or object underlying the Act or statutory rule". Hence, it is always necessary in determining "the ordinary meaning" of a provision such as s.61E(2) to have regard to the purpose of the legislation and the context of the provision as well as the literal meaning of the provision. Sometimes the purpose of the legislation is expressly stated; sometimes it can be discerned only by inference after an examination of the legislation as a whole; and sometimes it can be discerned only by reference to the history of the legislation and the state of the law when it was enacted. It need hardly be said that a particular Act may have many purposes.
8. In many cases, the grammatical or literal meaning of a statutory provision
will give effect to the purpose of the legislation.
Consequently, it will
constitute the "ordinary meaning" to be applied. If, however, the literal or
grammatical meaning of a provision
does not give effect to that purpose, that
meaning cannot be regarded as "the ordinary meaning" and cannot prevail. It
must give
way to the construction which will promote the underlying purpose or
object of an Act: Interpretation Act, s.33. In Cooper Brookes
(Wollongong)
Pty. Ltd. v. Federal Commissioner of Taxation [1981] HCA 26; (1981) 147 CLR 297, Mason and
Wilson JJ. said, at p 321:
"when the judge labels the operation of the statute asMoreover, once a court concludes that the literal or grammatical meaning of a provision does not conform to the legislative purpose as ascertained from the statute as a whole including the policy which may be discerned from its provisions, it is entitled to give effect to that purpose by addition to, omission from, or clarification of, the particular provision: see Kammins Co. v. Zenith Investments (1971) AC 850, at pp 880-882; Jones v. Wrotham Park Estates (1980) AC 74, at p 105; Cooper Brookes, at pp 321-323; In re Lockwood, Decd. (1958) Ch 231, at p 238.
'absurd', 'extraordinary', 'capricious', 'irrational' or
'obscure' he assigns a ground for concluding that the
legislature could not have intended such an operation and
that an alternative interpretation must be preferred. But
the propriety of departing from the literal interpretation
is not confined to situations described by these labels.
It extends to any situation in which for good reason the
operation of the statute on a literal reading does not
conform to the legislative intent as ascertained from the
provisions of the statute, including the policy which may
be discerned from those provisions."
9. But where the text of a legislative provision is grammatically capable of only one meaning and neither the context nor any purpose of the Act throws any real doubt on that meaning, the grammatical meaning is "the ordinary meaning" to be applied. A court cannot depart from "the ordinary meaning" of a legislative provision simply because that meaning produces anomalies: cf. Cooper Brookes, at pp 305, 320. But s.34 of the Interpretation Act assumes that it may do so if the ordinary meaning conveyed by the text of the provision "taking into account its context in the Act ... and the purpose or object underlying the Act" leads to a result that is "manifestly absurd" or "unreasonable". Furthermore, if "the ordinary meaning" of a legislative provision is manifestly absurd or unreasonable, a real doubt must arise as to whether Parliament intended the enactment to have its ordinary meaning: cf. Cooper Brookes at p 320. In In re Rouss (1917) 116 NE 782, at p 785, Cardozo J. pointed out that, while consequences cannot alter the meaning of legislative provisions, they may help to fix their meaning. The books are full of cases where courts have refused to give legislative provisions their literal meanings: see In re Lockwood, Decd., at p 238; Luke v. Inland Revenue Commissioners (1963) AC 557, at p 577; Adler v. George (1964) 2 QB 7, at pp 9-10; Wiltshire v. Barrett (1966) 1 QB 312, at pp 332-333; Kammins Co. v. Zenith Investments, at pp 859-860, 881; Reg. v. Hester (1973) AC 296, at p 323; Cooper Brookes, at pp 311, 320-321. The Interpretation Act goes further. Surprisingly, it contemplates that the ordinary meaning (i.e. the literal meaning modified by context and purpose) may be manifestly absurd or unreasonable and authorises resort to extrinsic material to give the provision a different meaning.
10. Extrinsic material may also be used to confirm the ordinary meaning of a provision or to determine the meaning of a provision which is obscure: Interpretation Act, s.34(1). Certain classes of extrinsic material such as second reading speeches may be used more generally and "considered in the interpretation of a provision of an Act": s.34(2). In the present case, it is necessary to consider extrinsic material - not for the purpose of displacing the ordinary meaning but to demonstrate that the ordinary meaning of the term "act of indecency" in s.61E(2) read in its context and with regard to the purpose of the Act is not its literal meaning.
11. Two considerations persuade me that in the present case "the ordinary
meaning" of the words "act of indecency" in s.61E(2) is
not their literal
meaning. The first is that, when one has regard to the history of s.61E(2),
it is clear that the purpose of Parliament
in enacting s.76A, the predecessor
of s.61E(2), was to deal with cases which did not constitute indecent
assaults. The second is
the rule that, when a statute specifically deals with
a matter and makes it the subject of a condition or limitation, it excludes
the right to use a general provision in the same statute to avoid that
condition or limitation.
The context of s.61E(2)
12. The second of the two considerations is concerned with the context of
s.61E(2), and it is convenient to begin with that consideration.
In Anthony
Hordern and Sons Ltd. v. Amalgamated Clothing and Allied Trades Union of
Australia [1932] HCA 9; (1932) 47 CLR 1, Gavan
Duffy C.J. and
Dixon J. said (at p 7):
"When the Legislature explicitly gives a power by aTheir Honours went on to say (at p 8):
particular provision which prescribes the mode in which it
shall be exercised and the conditions and restrictions which
must be observed, it excludes the operation of general
expressions in the same instrument which might otherwise
have been relied upon for the same power."
"An affirmative grant of such a power, so qualified, appearsThe principle that a statutory power, expressed in general form, is not to be construed so as to avoid any condition or limitation placed on the exercise of a specific power has been recognised in this Court on other occasions: see R. v. Wallis [1949] HCA 30; (1949) 78 CLR 529, at pp 550- 551; Leon Fink Holdings Pty. Ltd. v. Australian Film Commission (1979) 141 CLR 672, at p 678. In Leon Fink, Mason J. said (at p 678):
necessarily to imply a negative. It involves a denial of a
power to do the same thing in the same case free from the
conditions and qualifications prescribed by the provision."
"It is accepted that when a statute confers both a general
power, not subject to limitations and qualifications, and a
special power, subject to limitations and qualifications,
the general power cannot be exercised to do that which is
the subject of the special power."
13. The Act makes it an offence for a person to have carnal knowledge of or to indecently assault a girl under the age of 16. But if the girl is over 14 years of age, the Act requires the prosecution to be instituted within 12 months of the commission of the offence. It is difficult to accept that, when Parliament enacted s.61E(2) and authorised the institution of prosecutions for acts of indecency under s.61E(2), it intended that general power to be used to circumvent the limitation which s.78 placed on ss.61E(1), 71 and 72 of the same Act. To use the words of Gavan Duffy C.J. and Dixon J. in Anthony Hordern and Sons Ltd. (at p 7), the enactment of ss.61E(1), 71, 72 and 78 "excludes the operation of general expressions in the same instrument which might otherwise have been relied upon for the same power". Accordingly, in my opinion, the context of s.61E(2) indicates that Parliament did not intend the words "an act of indecency" to cover conduct which constitutes an indecent assault or carnal knowledge. And as s.34 of the Interpretation Act makes plain, "the ordinary meaning" of a legislative provision in New South Wales can be ascertained only after taking account of its context in the Act.
14. The above construction of s.61E(2) is confirmed by the history of the
legislation, the Report of the Criminal Law Committee
on Proposed Amendments
to the Criminal Law and Procedure (N.S.W.), (1973), and the second reading
speech of the Minister for Justice
when he introduced the predecessor of
s.61E(2) into the Parliament, all of which show that the purpose of enacting
the predecessor
of s.61E(2) was to cover cases which did not constitute
indecent assaults under the existing legislation.
The purpose of s.61E(2)
15. In Fairclough v. Whipp (1951) 35 CrAppR 138; (1951) 2 All ER 834 the
English Court of Criminal Appeal held that an indecent
assault on a child
could not be sustained by evidence that, while the respondent was urinating
into a canal, he asked a young girl
to touch his penis and that she had then
done so. Lord Goddard C.J. said (at pp 139-140; p 834 of All ER):
"... I do not know of any authority that says that, where
one person invites another person to touch him, that
can amount to an assault. The question of consent or
non-consent arises only if there is something which, without
consent, would be an assault on the latter. If that which
was done to the child would have been an assault if done
against her will, it would also be an assault if it was done
with her consent and is of an indecent nature, because she
cannot consent to an indecent assault. But before we come
to the question whether there was an indecent assault we
must consider whether there was an assault, and I cannot
hold that an invitation to somebody to touch the invitor can
amount to an assault on the invitee."
16. Fairclough was followed in Director of Public Prosecutions v. Rogers
(1953) 1 WLR 1017; (1953) 2 All ER 644 where, without any
force or compulsion,
a father put his arm around the shoulders of his 11-year-old daughter, led her
up stairs, exposed himself to
her and told her to masturbate him. Lord
Goddard C.J. said (at pp 1018-1019; p 645 of All ER):
"Before one can find that a man has been guilty of anAfter saying that the case could not be distinguished from Fairclough, Lord Goddard went on to say (at p 1019; p 646 of All ER):
indecent assault, one has to find that he was guilty of an
assault, for an indecent assault is an assault accompanied
by indecency. If one could show here that the respondent
had done anything towards his child which by any fair use of
language could be called compulsion, or acted, as I have
said in other cases, in a hostile manner towards her, that
is, with a threat or a gesture which could be taken as
a threat, or by pulling the child, after she had shown
reluctance, towards him, that would undoubtedly be assault,
and if it was accompanied by an act of indecency, it would
be an indecent assault."
"It is true that one might get a case in which the evidence
showed that what was being done was really done against the
will of the child. But in the present case, however much we
may regret that we cannot punish this man for doing an act
which deserves the reprobation of every decent man, I feel
that the only thing we can do is to say that the justices
came to a right decision, and reluctantly dismiss this
appeal."
17. It was against the background of these two decisions that in 1973, in the
Report to which I have referred, the New South Wales
Criminal Law Committee in
commenting on the predecessor of s.61E(1) said (at p 8):
"We also recommend the creation of a new offence - act of
indecency - to cover the situation where the indecency with
a girl under the age of 16 years does not amount to an
assault on her, and for this offence we recommend a two
years penalty." (my emphasis)
18. In 1974, s.76A (the predecessor of s.61E(2)) was enacted to give effect
to the recommendation of the Criminal Law Committee.
Section 76A provided:
"Any person who commits any act of indecency with orIn his second reading speech on the amendments which introduced s.76A, the Minister for Justice referred to the Report and to the gap in the law which cases such as Fairclough and Rogers had demonstrated. The second reading speech is "material that may be considered in the interpretation of a provision of an Act": Interpretation Act, s.34(2). Thus, there can be no doubt that s.76A was enacted for the purpose of overcoming the limited scope of the offence of indecent assault.
towards any girl under the age of sixteen years, or incites
a girl under that age to any act of indecency with him or
another, shall be liable to imprisonment for two years."
19. In the present case, it is unnecessary to determine whether s.76A was intended to cover cases which are not indecent assaults but go beyond the Fairclough-type situation. No ground exists, however, for supposing that in enacting s.76A Parliament had any purpose to interfere with the protection which s.78 gives to a person who is alleged to have committed an indecent assault or had carnal knowledge of a girl under the age of 16 years. Nor is there any reason for supposing that it was one of the purposes of Parliament in amending the law that s.76A should overlap s.76, the predecessor of s.61E(1), or s.71. Clearly, Parliament saw "the ordinary meaning" of the predecessor of s.61E(2) as covering cases falling outside the scope of indecent assault and, it must follow, cases falling outside the scope of the offence of carnal knowledge. Once this is accepted it follows that s.61E(2) must be given a similar construction to its predecessor, s.76A, since, apart from extending the operation of the section to persons of either sex, the terms of s.61E(2) are almost identical to those of s.76A.
20. Despite the literal meaning of the words "act of indecency", the context of s.61E(2) and the history and purpose of the legislation show that in s.61E(2) "the ordinary meaning" of the words "act of indecency" does not include conduct which constitutes an indecent assault for the purposes of s.61E(1) or an act of carnal knowledge for the purposes of s.71.
21. It is true that the construction which I have placed on s.61E(2) means
that the term "act of indecency" in s.61E(2) is narrower
in meaning than the
same term in s.61E(1). But, having regard to the different histories of the
two provisions, this affords no
ground for rejecting the construction which I
have placed on s.61E(2). It is also true that that construction may lead to
the situation
where an accused person, charged under s.61E(2), will seek to be
acquitted by proving or asserting that he was in fact guilty of
an indecent
assault on or sexual intercourse with the complainant. But this is the result
of Parliament prohibiting any prosecution
for an offence under ss.61E(1), 71
or 72 after the expiration of 12 months from the commission of the offence.
It is not only those
prosecutions where the accused denies
the offence that
are prohibited after the expiration of that period. It is also true that,
in
some cases on the construction that
I prefer, the jury will have to determine
whether, what standing alone would be an "act of
indecency", was part of
sexual intercourse
or an indecent assault: see Reg. v. Brombey (1952) QWN 32,
at p 37. But this means no
more than that nothing can be charged under
s.61E(2) which could be charged under ss.61E(1), 71 or 72. There is nothing
novel about
that proposition. The law concerning rape/indecent assault has an
analogous doctrine: a man who,
on a charge of rape, admits intercourse
but
asserts consent, cannot be acquitted of rape and convicted of indecent assault
unless
any indecent assault can be characterised
as an episode distinct from
the intercourse: Reg. v. Redgard (1956) St.R.Qd 1; Touhey
(1960) 45 CrAppR
23; Reg. v. Coureas (1967)
QWN 5; Reg. v. Whelan [1973] VicRp 26; (1973) VR 268; Reg. v. Slade
(1982) 7 ACrimR 43.
The course of authority
22. Authority on the meaning of legislation similar to s.61E(2) is fairly
evenly divided. In R. v. Blight (1903) 22 NZLR 837, the
New Zealand Court of
Appeal held that, where the evidence established the offence of unlawfully
carnally knowing a girl of or above
the age of 12 years and under the age of
16 years but the time for such a prosecution had expired, the accused could
not be prosecuted
on those facts for the offence of indecent assault under
another section in the same Act. Williams J. said (at pp 846-847):
"Apart from section 196 (the section creating the offence of
unlawful carnal knowledge of a girl of or between the ages
of 12 and 16), the act of the accused would have come within
the definition of an indecent assault under section 188.
But section 196 takes this particular set of facts, makes
them a separate crime, and provides that a prosecution shall
not be instituted in respect of them unless within a limited
period. It seems to me that the effect of this is to
exclude the offences created by section 196 from the
operation of section 188, and that if the facts show that a
man has committed an offence under section 196 he must be
prosecuted under that section."
23. In R. v. Fehring (1926) 20 QJPR 165, the evidence relied on to prove a
charge under s.216 of The Criminal Code (Q.) of unlawfully
and indecently
dealing with a girl under the age of 17 was that the accused had had unlawful
carnal knowledge of a girl. No indecent
act other than that of sexual
intercourse was alleged or proved. The prosecution of a charge under s.215 of
The Criminal Code of
unlawful carnal knowledge of a girl under 17 years of age
had to be commenced within six months after the commission of the offence.
The act of sexual intercourse was alleged to have taken place on 17 January
1926 and the prosecution was not instituted until 11
August 1926. Douglas J.
directed the jury to acquit the accused and said (at p 166):
"The Crown could not prosecute this boy for carnal knowledge
because the prosecution was not commenced until after six
months from the date of the alleged carnal knowledge. To
avoid that they have charged him with indecently dealing,
and I direct you, gentlemen, as a matter of law, that where
the only evidence adduced in the case is of unlawful carnal
knowledge, and not of indecently dealing, the Crown cannot
prosecute the charge, and I direct you to find him 'not
guilty'."
24. In Reg. v. Brombey, the accused was charged under s.216 of The Criminal
Code (Q.) with unlawfully and indecently dealing with
a girl under the age of
17 years. The evidence disclosed indecent acts followed by sexual
intercourse. Philp J. in the course of
his summing up directed the jury (at pp
36-37):
"The importance of this case is this, that the Crown cannot
prosecute this accused person for having had intercourse or
attempting to have intercourse with the girl because the law
says that you must bring the prosecution within six months
of the act. The Crown did not bring this prosecution within
six months of the last act and therefore the Crown is barred
from bringing the charges of unlawful carnal knowledge or
attempted carnal knowledge. The Crown says that although
there is by law a time limit imposed on the bringing of
those charges, there is no time limit imposed on the
bringing of the charge of indecently dealing. ... I direct
you as a matter of law, that if the only thing that occurred
between this man and this girl was sexual intercourse in its
normal manner, then you should acquit him, but if you come
to the conclusion that there was something other than sexual
intercourse (sexual intercourse in the ordinary way which
to my mind involves consent - if there was that sexual
intercourse, you should acquit), but if you think there was
indecent dealing quite apart from sexual intercourse then
you should convict.
... If you come to the conclusion that these acts are
severable from the sexual intercourse, you will find him
guilty. If not, I direct that you should find him not
guilty. That is, if you find that these acts were part of
the sexual intercourse you will find him not guilty."
25. Three other decisions, however, support the view that s.61E(2) should be
given a meaning uninfluenced by s.78. In Reg. v. Williams
(1893) 1 QB 320,
the accused was charged with carnally knowing a girl under the age of 13. As
the accused was under 14, he could
not be convicted of having carnal knowledge
of the girl. But it was held that he could be convicted of indecent assault.
Lord Coleridge
C.J. said (at p 321):
"He was, therefore, properly acquitted of the charge madeR. v. Forde (1923) 2 KB 400 was concerned with legislation which provided that the presence of reasonable cause to believe that the girl was over the age of 16 years was a valid defence on the first occasion that a man, 23 years of age or under, was charged with an offence of carnal knowledge. The indictment charged the appellant, a man under 23 years of age, with carnal knowledge and attempted carnal knowledge of a girl aged 15. It further charged him with indecently assaulting her on two successive days. The accused pleaded guilty to one of the charges of indecent assault. The prosecution accepted the plea. The only indecent assault relied on was an act of carnal knowledge. The Court of Criminal Appeal held that the defence was not available to a charge of indecent assault and that the accused was properly convicted. The Court said, at p 404:
under the 4th section (of having carnal knowledge of a girl
under the age of 13). But s.9 provides that if upon the
trial of any indictment for rape, or any offence made felony
by s.4, the jury shall be satisfied that the defendant is
guilty of an indecent assault, but are not satisfied that
the defendant is guilty of the felony charged in such
indictment, or of an attempt to commit the same, then they
may acquit the defendant of the felony, and find him guilty
of an indecent assault. The Act of Parliament, therefore,
says that the defendant may be convicted of an indecent
assault under circumstances like these."
"It is not the duty of the Court to make the law reasonable,In R. v. Pople (1924) SASR 448, the Full Court of the Supreme Court of South Australia (Angas Parsons and Napier JJ., Murray C.J. dissenting) held that, where the accused was charged with unlawfully and carnally knowing a girl above the age of 13 years and under the age of 16 years and the information was laid more than six months after the commission of the offence contrary to the terms of the relevant statute, the accused nevertheless could be convicted of indecent assault even though the act of carnal knowledge was the basis of the assault. Angas Parsons J. refused to follow Blight. He was of the opinion that it was inconsistent with the reasoning in Forde and Williams. Napier J. said that the construction which Williams J. had placed upon the New Zealand statute in Blight might be the effect of that statute but it was not the effect of the South Australian legislation.
but to expound it as it stands, according to the real sense
of the words. Applying that principle, we can find no
justification for reading the proviso to s.2 of the Act,
which in terms is limited to charges of offences under that
section, as applicable to a charge of indecent assault,
which is separately dealt with in s.1."
26. With great respect, I think that Williams, Forde and Pople fail to give
effect to the context rule of statutory construction
which holds that a
general provision in a statute is not to be construed so as to avoid the
conditions or limitations contained in
a specific provision in the same
statute. Significantly, in the later South Australian case of Reg. v. Salmon
(1969) SASR 76, the
Full Court of the Supreme Court of that State said (at p
78):
"On grounds of logic and reason we think, if we may say so
with respect, there is much to be said for the propositions
that where there is an act of intercourse and no violence
or indecency clearly separable from the act of intercourse,
there should either be a conviction for rape or carnal
knowledge or a complete acquittal (cf. Reg. v. Brombey; per
Philp J. in Reg. v. Redgard); and that factors other than a
failure to achieve penetration which would afford a defence
to charges of rape or carnal knowledge should afford a
defence to indecent assault also (R. v. Blight); but Pople's
Case, a decision of this Court, binds us, we think, to hold
otherwise."
27. I prefer the reasoning in Blight, Fehring and Brombey to that in
Williams, Forde and Pople and would hold that the latter cases
were wrongly
decided. But in any event the history of s.61E(2) makes it plain that
Parliament intended the approach of Williams
J. in Blight to be given to that
sub-section.
No offence under s.61E(2) was committed
28. In my opinion the facts proved at the trial failed to establish an
offence under s.61E(2). The evidence proved offences under
s.61E(1) and s.71
but no other "act of indecency". Indeed, in this Court without contradiction,
Mr Porter asserted that the case
had been fought at the trial as one of carnal
knowledge and indecent assault although, of course, each offence was given the
label
"act of indecency".
Order
29. Special leave to appeal should be granted. The appeal should be allowed and the convictions quashed. Verdicts of acquittal should be entered in respect of each charge.
ORDER
Application for special leave to appeal granted.Appeal allowed.
Set aside the order of the Court of Criminal Appeal of New South Wales. In lieu thereof order that the appeal to that Court be allowed, that the convictions be quashed and that verdicts of acquittal be entered on each charge.