Webb & Hay v R [1994] HCA 30; (1994) 181 CLR 41; (1994) 122 ALR 41; (1994) 68 ALJR 582 (30 June 1994)
HIGH COURT OF AUSTRALIA
WEBB
AND
HAY
v THE QUEEN [1994] HCA 30; (1994) 181 CLR 41, (1994) 122 ALR 41, (1994) 68 ALJR
582
F.C. 94/030
Criminal Law - Evidence
HIGH COURT OF AUSTRALIA
MASON CJ(1), BRENNAN(2), DEANE(3), TOOHEY(4) AND McHUGH(1) JJ
CATCHWORDS
Criminal Law - Jury - Impartiality - Murder trial - Juror giving flowers to victim's mother - Whether juror or jury to be discharged Appropriate test - Reasonable apprehension of lack of impartiality or real danger of lack of impartiality.
Evidence - Criminal trial - Accomplice inculpating accused - Whether
accomplice warning necessary - Nature of warning.
HEARING
CANBERRA, 1993, December 8; BRISBANE, 1994, June 3030:6:1994
DECISION
MASON CJ AND McHUGH J The facts and issues in this matter are set out in the judgment of Toohey J. Except to the extent necessary to explain our reasons, it is unnecessary to refer to them.
The discharge of the jury - the flower incident
2. The learned trial judge held that he had a discretion to discharge the
jury if he believed that "there was a real danger that
the position of the
accused had been or might have been prejudiced" by the conduct of the juror in
arranging for flowers to be given
to the deceased's mother ((1)
Webb
and
Hay
(1992) 64 A Crim R 38 at 70.). The learned judge relied on English authority
in formulating
the "real danger" test ((2) Sawyer (1980) 71 Cr App R 283 at
285; Reg. v. Spencer [1987] UKHL 2; (1987) AC 128 at 144.). However,
we are of opinion
that
this was too stringent a test. In our opinion, the test that his Honour
should have applied was whether,
despite the warning
that he proposed to give
to the jury, the circumstances of the incident would
still give a fair-minded
and informed
observer a reasonable
apprehension of a lack of impartiality on
the part of the juror.
3. When it is alleged that a judge has been or might be actuated by bias, this Court has held that the proper test is whether fair-minded people might reasonably apprehend or suspect that the judge has prejudged or might prejudge the case ((3) Reg. v. Commonwealth Conciliation and Arbitration Commission; Ex parte Angliss Group (1969) 122 CLR 546 at 553-554; Reg. v. Watson; Ex parte Armstrong [1976] HCA 39; (1976) 136 CLR 248 at 261-262, 264, 267; Re Judge Leckie; Ex parte Felman (1977) 52 ALJR 155 at 158; 18 ALR 93 at 97-98; Re Shaw; Ex parte Shaw (1980) 55 ALJR 12 at 14, 16; 32 ALR 47 at 50-51, 54; Livesey v. New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288 at 293-294, 300; Re J.R.L.; Ex parte C.J.L. [1986] HCA 39; (1986) 161 CLR 342 at 349, 351, 359, 368 and 371; Vakauta v. Kelly [1989] HCA 44; (1989) 167 CLR 568 at 575, 584; Grassby v. The Queen [1989] HCA 45; (1989) 168 CLR 1 at 20.). The Court has applied the same test to a Commissioner of the Australian Industrial Relations Commission ((4) Re Media, Entertainment and Arts Alliance; Ex parte Hoyts Corporation Pty. Ltd. [1993] HCA 41; (1994) 68 ALJR 179 at 182; [1994] HCA 66; 119 ALR 206 at 210.) and to a member of the Australian Broadcasting Tribunal ((5) Laws v. Australian Broadcasting Tribunal [1990] HCA 31; (1990) 170 CLR 70 at 87, 92, 102.). The Court has specifically rejected the real likelihood of bias test ((6) Watson (1976) 136 CLR at 261-262.). The principle behind the reasonable apprehension or suspicion test is that it is of "fundamental importance that justice should not only be done, but should manifestly and undoubtedly be seen to be done" ((7) R. v. Sussex Justices; Ex parte McCarthy (1924) 1 KB 256 at 259 per Lord Hewart CJ; Re J.R.L.; Ex parte C.J.L. (1986) 161 CLR at 351-352.). Although the role of the juror is not the same as that of the judge, a commissioner or a member of a quasi-judicial tribunal, we do not think that the difference between the role of the juror and the role of those persons warrants any different test for alleged bias.
4. Moreover, in determining whether the conduct of a juror gives rise to a
fear of bias, Australian courts have frequently applied
the reasonable
suspicion test. For example, the Full Court of the Supreme Court of Victoria
adopted the reasonable suspicion test
when the question arose whether a
conversation between a juror and an outsider after the commencement of jury
deliberations in a
criminal trial affected perceptions as to the impartiality
of the verdict ((8) Reg. v. Hodgkinson [1954] VicLawRp 23; (1954) VLR 140 at 144; Reg. v.
Chaouk
[1986] VicRp 70; (1986) VR 707 at 712, 717.). Similarly in a civil case, the same Court said
that, in a case of contact between a juror and
a third
party before
deliberations, "no reasonable ground of suspicion should be allowed to arise
as to the fairness of that tribunal"
((9)
Trewartha v. Confidence Extended Co.
NL [1906] VicLawRp 48; (1906) VLR 285 at 288.). In Duff v. The Queen ((10) [1979] FCA 83; (1979) 28 ALR 663.),
the Full Court
of the Federal Court applied the reasonable suspicion test in a
criminal appeal in upholding
a trial judge's decision not to discharge
a jury
after the judge's associate had spoken with a juror at a party. Their Honours
said
((11) ibid. at 681.):
"The appearance of the chance meeting at a private
party would not by itself give rise to a reasonable
suspicion as to the fairness of the trial. Nor could the
ensuing conversation give rise to a reasonable suspicion of
an improper extra-curial communication with a juror once
the circumstances and the terms of the communication were
disclosed. The disclosure was prompt, complete, satisfying
and unchallenged."
5. New Zealand courts also seem to apply the reasonable suspicion test where
bias on the part of a juror is alleged. In Reg. v.
Papadopoulos (No.2) ((12)
(1979) 1 NZLR 629 at 634.), the New Zealand Court of Appeal applied the test
whether there "is reasonable
ground for suspecting that the verdict may have
been influenced by bias on the part of the foreman towards the prosecution" in
a
case where the foreman of the jury worked in the same government department
as two prosecution witnesses. The Court of Appeal applied
the same test in
Reg. v. McCallum and Woodhouse ((13) (1988) 3 CRNZ 376.) where the accused
were charged with manufacturing morphine.
The foreman of the jury probably
knew of the drug dependency of the girlfriend of one of the accused. In the
course of its judgment,
the Court of Appeal referred ((14) ibid. at 379.) to
one of its unreported judgments ((15) Reg. v. Sannd, 2 March 1988.) where the
Court had expressed the test to be "whether there was a reasonable suspicion
or a real danger that the accused's position had been
prejudiced". In
McCallum and Woodhouse, the Court said ((16) (1988) 3 CRNZ at 379.) that it
did not read this statement as a different
approach from that which had been
expressed in Papadopoulos. In Reg. v. Te Pou ((17) (1992) 1 NZLR 522 at
527.), the Court of Appeal
formulated the test as being whether there was "a
reasonable suspicion or real danger of bias". However, the Court did so after
referring
to McCallum and Woodhouse without criticism. It seems likely,
therefore, that the New Zealand Court of Appeal is still effectively
applying
the reasonable suspicion standard and not some higher standard in determining
allegations of bias.
6. However, English courts have rejected the reasonable suspicion test. In
Sawyer ((18) (1980) 71 Cr App R at 285-286.), the Court
of Appeal said that
the correct test was "whether there was any danger from anything done or said
that the jury might have been prejudiced
against the appellant". This test
was approved by the House of Lords in Reg. v. Spencer ((19) [1987] UKHL 2; (1987) AC 128 at
144.).
More recently,
in Reg. v. Gough ((20) [1993] UKHL 1; (1993) AC 646.), Lord Goff of
Chieveley, after examining the authorities in detail, reformulated
the real
danger test. He expressed
bewilderment ((21) ibid. at 659.) at the different
tests found in the authorities. Lord Goff
rejected
the need to distinguish
between
juries and judges, and formulated the test to be applied, where bias
is alleged, as follows
((22)
ibid. at 670.):
"(H)aving ascertained the relevant circumstances, theLord Goff felt that it was unnecessary "to have recourse to a test based on mere suspicion, or even reasonable suspicion" ((23) ibid. at 668.). He also thought that the concept of the reasonable person was inapplicable because the court acted as the reasonable person and inquired into the circumstances about which the reasonable "observer" in the courtroom would not necessarily have any knowledge ((24) ibid. at 670.). Lord Goff said that he had adopted the real danger test instead of the real likelihood test "to ensure that the court is thinking in terms of possibility rather than probability of bias" ((25) ibid.).
court should ask itself whether, having regard to those
circumstances, there was a real danger of bias on the part
of the relevant member of the tribunal in question, in
the sense that he might unfairly regard (or have unfairly
regarded) with favour, or disfavour, the case of a party to
the issue under consideration".
7. In Canada, the approach of the Courts to the question of juror bias has
not been uniform. In Reg. v. Cameron ((26) (1991) 64
CCC (3d) 96 at 102.),
the Ontario Court of Appeal said that bias could be found on one of two bases.
First, where there has been
conduct sufficient to "taint the administration of
justice". Secondly, where "actual prejudice was occasioned to the accused"
((27)
ibid.). In determining whether "the events in question are so serious
as to affect the administration of justice", the Court said
that "the focus
turns upon the justice system and the miscarriage of justice occurs whenever
the confidence of the public in the
system is shaken" ((28) ibid.). In Reg.
v. Lessard ((29) (1992) 74 CCC (3d) 552.), however, the Quebec Court of Appeal
applied a
different test when associates of the accused attempted to bribe a
juror and the trial judge discharged the juror but continued the
trial with
the rest of the jury. Baudouin JA, giving the judgment of the Court, said
((30) ibid. at 563.):
"One must take the jurors for reasonable people and I am
convinced, in light of all of the circumstances and the
contents of the warnings, that (the trial judge) properly
exercised his discretion in considering that there was not,
in the present case, a 'real danger' of the distortion of
the system and therefore a possibility of negative influence
towards the accused."
8. In Reg. v. Horne ((31) (1987) 35 CCC (3d) 427.), the Alberta Court of Appeal applied another test. The trial judge had refused to order a new trial when a police officer, who was a Crown witness, had had a conversation with three jurors during an adjournment. The Court of Appeal said that the issue is "What is the real risk of a verdict being rendered which is influenced by unproven facts?" ((32) ibid. at 432.) The Court said ((33) ibid. at 434.) that cases of jury irregularity differ. If there was no real prejudice to the accused or the Crown, there was no inflexible rule that the jury should be discharged "in sole deference to the image of the proceeding". On the other hand, where "tainted evidence" had reached a deliberating jury, a real danger of prejudice had to be presumed. Where the extent of the prejudice is readily measurable, however, and the trial judge finds "that there is no real danger of the loss of a fair trial of the issues on the admissible evidence, the result differs" ((34) ibid.).
9. In considering the merits of the test to be applied in a case where a juror is alleged to be biased, it is important to keep in mind that the appearance as well as the fact of impartiality is necessary to retain confidence in the administration of justice. Both the parties to the case and the general public must be satisfied that justice has not only been done but that it has been seen to be done. Of the various tests used to determine an allegation of bias, the reasonable apprehension test of bias is by far the most appropriate for protecting the appearance of impartiality. The test of "reasonable likelihood" or "real danger" of bias tends to emphasise the court's view of the facts. In that context, the trial judge's acceptance of explanations becomes of primary importance. Those two tests tend to place inadequate emphasis on the public perception of the irregular incident.
10. We do not think that it is possible to reconcile the decision in Gough with the decisions of this Court. In Gough, the House of Lords specifically rejected the reasonable suspicion test and the cases and judgments which had applied it in favour of a modified version of the reasonable likelihood test. In Watson, faced with the same conflict in the cases between the two tests, this Court preferred the reasonable suspicion or apprehension test. That test has been applied in this Court on no less than eight subsequent occasions. In the light of the decisions of this Court which hold that the reasonable apprehension or suspicion test is the correct test for determining a case of alleged bias against a judge, it is not possible to use the "real danger" test as the general test for bias without rejecting the authority of those decisions.
11. Moreover, nothing in the two speeches in the House of Lords in Gough contains any new insight that makes us think that we should re-examine a principle and a line of cases to which this Court has consistently adhered for the last eighteen years. On the contrary, there is a strong reason why we should continue to prefer the reasoning in our own cases to that of the House of Lords. In Gough, the House of Lords rejected the need to take account of the public perception of an incident which raises an issue of bias except in the case of a pecuniary interest. Behind this reasoning is the assumption that public confidence in the administration of justice will be maintained because the public will accept the conclusions of the judge. But the premise on which the decisions in this Court are based is that public confidence in the administration of justice is more likely to be maintained if the Court adopts a test that reflects the reaction of the ordinary reasonable member of the public to the irregularity in question. References to the reasonable apprehension of the "lay observer" ((35) Vakauta (1989) 167 CLR at 573, 574.), the "fair-minded observer" ((36) Livesey (1983) 151 CLR at 300; Laws (1990) 170 CLR at 87.), the "fair-minded, informed lay observer" ((37) Laws (1990) 170 CLR at 92.), "fair-minded people" ((38) Watson (1976) 136 CLR at 263.), the "reasonable or fair-minded observer" ((39) Vakauta (1989) 167 CLR at 585.), the "parties or the public" ((40) Ex parte Hoyts Corporation Pty. Ltd. (1994) 68 ALJR at 182; 119 ALR at 210.), and the "reasonable person" ((41) Vakauta (1989) 167 CLR at 576.) abound in the decisions of this Court and other courts in this country. They indicate that it is the court's view of the public's view, not the court's own view, which is determinative. If public confidence in the administration of justice is to be maintained, the approach that is taken by fair-minded and informed members of the public cannot be ignored. Indeed, as Toohey J pointed out in Vakauta ((42) ibid. at 585.) in considering whether an allegation of bias on the part of a judge has been made out, the public perception of the judiciary is not advanced by attributing to a fair-minded member of the public a knowledge of the law and the judicial process which ordinary experience suggests is not the case. That does not mean that the trial judge's opinions and findings are irrelevant. The fair-minded and informed observer would place great weight on the judge's view of the facts. Indeed, in many cases the fair-minded observer would be bound to evaluate the incident in terms of the judge's findings.
12. A further reason for rejecting the Gough formulation is that, where the conduct of a juror is in issue, it will often be difficult to determine objectively whether the incident has affected or might affect the impartiality of the juror and whether directions to the jury were or will be adequate to protect the parties from the effect of the irregular incident. To place confidence in a test based on the assumption that an investigation will reveal all the facts of the incident may lead to a miscarriage of justice. In our experience, the investigation of such incidents during the course of the trial is not exhaustive. Ordinarily, the judge simply asks the juror for an explanation. However, a juror involved in an irregular incident may feel defensive about his or her role. Understandably, the juror may seek to put the best light on the matter. Seldom, if ever, is there a detailed cross-examination of the juror by counsel or by the judge in such a case. Indeed, many counsel would consider it unwise to cross-examine the juror while the possibility existed that the trial would continue with that juror. One can never be certain, therefore, whether all the circumstances have been elicited by the trial judge. If real danger of bias was the governing criterion, the judge might reach a conclusion opposite to that which he or she might have reached if all the facts were known. The reasonable apprehension test, on the other hand, allows a margin for error in evaluating the facts as elicited. It concentrates not on whether there is a danger of bias as an objective fact, but whether a fair-minded and informed person might apprehend or suspect that bias existed.
13. Furthermore, if the reasonable apprehension test remains the test for alleged bias on the part of a judge, as we think it should, it is not easy to see why a different test should be applied to a juror. In criminal trials in particular, the jury's function is of great public importance. It is certainly no less important than that of the judge sitting alone in a civil trial, a commissioner determining an industrial dispute or a member of a statutory tribunal inquiring into conduct in an industry which it supervises. The public is entitled to expect that issues tried by juries as well as judges and other public office holders should be decided by a tribunal free of prejudice and without bias. It is true that, unlike the judge and persons exercising quasi-judicial functions, the juror is subject to the directions of a third party - the trial judge. In considering whether a reasonable apprehension of bias exists, it is therefore necessary to consider the likely effect of the judge's directions (if any) as well as the irregularity in question. But that difference does not seem to us to be sufficient to distinguish the test for juror bias from the test for judges and persons who exercise quasi-judicial functions.
14. It follows that the test to be applied in this country for determining whether an irregular incident involving a juror warrants or warranted the discharge of the juror or, in some cases, the jury is whether the incident is such that, notwithstanding the proposed or actual warning of the trial judge, it gives rise to a reasonable apprehension or suspicion on the part of a fair-minded and informed member of the public that the juror or jury has not discharged or will not discharge its task impartially.
The present case
15. In the present case, the prosecutor made the trial judge aware of the
incident. The learned trial judge asked the juror for
an explanation of her
conduct. She told the trial judge, "I didn't consider it of importance, I'm
afraid I'm an impulsive person".
He accepted that the contact between the
juror and the mother of the deceased's fiancee was spontaneous. If his Honour
had applied
the correct test, it would be difficult to interfere with the
exercise of his discretion to continue the trial with that juror being
part of
the jury. He had the opportunity to see the juror. A fair-minded person would
give considerable weight to the judge's conclusion
that the public ventilation
of the incident - together with an appropriate warning - would nullify the
inference otherwise to be
drawn from the irregularity. Moreover, the decision
of the judge is a discretionary judgment in the sense that it involves a value
judgment. Where no error of principle is involved, an appellate court is
naturally slow to substitute its opinion for the trial
judge's opinion. The
law reports contain many cases where the decision of the trial judge to
continue a trial has been upheld, notwithstanding
irregular incidents ((43)
See R. v. Twiss (1918) 2 KB 853; Reg. v. Giles [1959] VicRp 76; (1959) VR 583; Reg. v. White
(1969) SASR 491; Prime (1973)
57 Cr App R 632; Reg. v. Norton-Bennett (1990) 1
NZLR 559; Te Pou (1992)
1 NZLR 522.), including conversations or contact
between
a juror and outsiders before deliberations have commenced. However,
the
learned judge did not apply the correct test. Once he concluded
that the
action of the juror was a spontaneous, sympathetic gesture
and that the jury
was a diligent jury, his decision to continue
the trial after applying the
real danger test is unsurprising.
16. If the learned judge had applied the reasonable apprehension test,
however, it is by no means certain that he would have reached
the same
conclusion concerning the conduct of the juror. In the course of his reasons
for refusing to discharge the jury, the learned
judge said ((44)
Webb
and
Hay
(1992) 64 A Crim R at 70.):
"An examination of the reported authorities on thisHis Honour then referred to Bliss ((45) (1986) 84 Cr App R 1.), Sawyer, Spencer ((46) (1985) QB 771.) and Pennington ((47) (1985) 81 Cr App R 217.) as well as other English cases. None of the cases to which his Honour referred were factually similar to the present case and all of them applied a test which is contrary to the law of this country. Moreover, the language used by the learned trial judge in the above passage comes close to suggesting that the facts must prove actual bias or misconduct before a juror or jury will be discharged. Later on in his reasons the learned judge said that he did not think "that an expression of sympathy necessarily points to bias or prejudice or any other incapacity on the part of a juror to reach a decision with regard only to the evidence ... Even if there is a risk of bias or prejudice, I think that risk can, in this case, be met by an appropriate warning to the jury." ((48)
question suggests that something more than an impulsive act
of sympathy is required before a court will conclude that
there is some bias or misconduct which requires the
discharge either of that juror or all of the jury."
Webb
and
Hay
(1992) 64 A Crim R at 72.) Nothing in his Honour's
judgment suggests that he gave any thought to the conclusion of
a fair-minded
and informed member of the public who was made aware of the incident.
17. The gesture of the juror may have been spontaneous, but a fair-minded person might fairly apprehend that it revealed a state of mind that was not compatible with the unemotional and impartial consideration of the case. One can accept the juror's own explanation of her gesture without derogating from the impact of that gesture on the minds of fair-minded people. Her conduct was not a reaction to evidence that she had just heard. It occurred after the conclusion of the evidence and the addresses of two of the three counsel and after the jury had been warned about communicating with persons associated with the trial. The incident indicated that the juror felt strongly for the plight of the mother. Her sympathy, manifested as it was by disobedience of the judge's warning, raised a serious question as to her ability to consider the evidence dispassionately and impartially.
18. An accused person and the public at large are always entitled to be concerned with the fairness of a criminal trial where a juror exhibits sympathy for a relative of the victim. But this case goes further. One or other or both accused killed the deceased. It was a savage, senseless and unprovoked murder. The judge described the photographs of the deceased taken when the body was discovered and during the post mortem examination as "quite unpleasant" ((49) ibid.). The murder was one, therefore, which was likely to excite feelings of revulsion against the person or persons responsible for a crime which defence counsel had conceded was "horrific". If the accused were to have a fair trial according to law, it was essential that the jurors perform their difficult task as unemotionally as possible. It was certainly open to the trial judge to find that the conduct of the juror gave rise to a reasonable apprehension of her inability to perform her task in a detached manner. Moreover, we think that his Honour should have concluded that the conduct of the juror did give rise to a reasonable apprehension of a lack of impartiality.
19. But a finding that the incident gave rise to a reasonable apprehension of
bias is not the end of the matter. The fair-minded
and informed observer
would also consider the effect of the judge's warning on the juror and the
judge's assessment of the character
of the juror. We have already set out the
passage where the learned judge said that he thought that, even if there was a
risk of
bias or prejudice, the case could be met with an appropriate warning.
That was an opinion that a fair-minded person would not lightly
reject.
Further, the learned judge made findings concerning the juror and gave a
warning which a fair-minded and informed person
was bound to consider. His
Honour found that the juror was a very attentive and diligent juror who had
taken extensive notes of
the evidence and addresses. He also found that she
was very concerned about her conduct, conduct for which she had apologised.
The
warning which the learned judge gave was very detailed. Part of it was
directed to the juror in question. He referred to the incident
and said "that
it might appear that in some way you had formed a view about the issues in
this case and were displaying some kind
(of), perhaps, bias towards the Crown
case, or, alternatively the demonstration of your sympathy in that way might
cloud your proper
consideration of all of the evidence" ((50) ibid. at 73.).
The judge concluded his warning to the jury by saying ((51) ibid. at 74.):
"Sift and weigh each of the witnesses, all of the witnesses
including MsHay
without any feelings of emotion, any
feelings of sympathy. Just look at it, coldly,
dispassionately and above all, objectively and using your
common sense."
20. Although, by her own admission, the juror was an impulsive person and had disobeyed an earlier warning not to communicate with persons associated with the case, we think that a fair-minded and informed person would not apprehend bias on her part. While her sympathy for the deceased's mother had caused her to act as she did, that sympathy had not manifested itself in any act of hostility towards the accused or of partiality to the Crown. Its significance lay in the fact that it indicated that the juror was or might be incapable of examining the evidence dispassionately and impartially. But the public ventilation of the incident, the juror's apology, the recognition of the seriousness of what she had done, the general attentiveness and diligence of the juror, and the strength and detail of the judge's second warning were countervailing factors of considerable strength. A fair-minded person would assume that the juror would do her best to follow the judge's direction to look at the evidence "coldly, dispassionately and above all, objectively and using (her) common sense". When a fair-minded observer also considered the opinion of the judge - the person on the spot - that the juror would be able to approach the issues dispassionately, we think that a fair-minded person would not have an apprehension of bias or lack of impartiality on the part of the juror. It follows that this ground of appeal fails.
21. We agree with the reasons of Toohey J for concluding that the remaining grounds of appeal also fail.
BRENNAN J It is a valid ground of objection to the continued sitting of a
judge or juror in a criminal trial that a fair-minded
and informed member of
the public would entertain a reasonable apprehension that the judge or juror
will not discharge his or her
duty impartially. In this respect I agree with
Mason CJ and McHugh J. Provided no objection can be taken to a juror on this
ground,
an accused person, if he be convicted, can have no reasonable
apprehension that his defence was not impartially considered by the
jury. In
other words the trial will have been as fair as the court can make it - that
being the duty of the court ((52) Jago v.
District Court (N.S.W.) [1989] HCA 46; (1989) 168
CLR 23 at 49; Dietrich v. The Queen [1992] HCA 57; (1992) 177 CLR 292 at 323.).
Lord Devlin
((53) "Judges and
Lawmakers", the Fourth Chorley Lecture (1975) 39 Modern Law
Review 1
at 4, reprinted in Devlin, The
Judge, (1979), at 4.), extolling
the
virtues of the system of administering justice in the presence
of the parties,
said:
" This is why impartiality and the appearance of it areWhat his Lordship said of a judge may be said of a juror.
the supreme judicial virtues. It is the verdict that
matters, and if it is incorrupt, it is acceptable. To be
incorrupt it must bear the stamp of a fair trial. The
judge who does not appear impartial is as useless to the
process as an umpire who allows the trial by battle to be
fouled or an augurer who tampers with the entrails."
2. The practice and procedure of the criminal court are moulded to ensure that an accused is given no reasonable grounds for apprehending that the judge and jury will not discharge their respective duties impartially. Challenges to the array and challenges to individual jurors, the physical separation of jurors from the judge, prosecutor, accused and witnesses except in the court room, the keeping of the jury together and in isolation while considering their verdict, and judicial directions to jurors to disregard evidence not regularly adduced in court and not to discuss the case with any person other than fellow jurors are some of the steps taken to ensure both the appearance and the reality of a fair trial. If any of these safeguards of a fair trial are breached, the mere breach may lead the hypothetical informed and fair-minded member of the public reasonably to apprehend that the jurors involved will not discharge their duty impartially.
3. In recent years, jurors have been allowed to separate during adjournments of a criminal trial. In earlier times when a trial was adjourned, the practice was to appoint bailiffs to keep the jury and to swear the bailiffs "neither to speak to them themselves, nor suffer any other person to speak to them touching any matter relative to this trial" ((54) R. v. Stone [1796] EngR 2292; (1796) 6 TR 527 at 531 [1796] EngR 2292; (101 ER 684 at 686).). That practice continued well into the 20th century in this country. When the practice changed and jurors were allowed to separate before considering their verdict, a judicial warning was given to the separating jurors in terms corresponding with the keepers' oath. But, in respect of a jury which retires to consider its verdict, the strict practice of keeping the jury together and in isolation from outside contacts was generally continued. Thus, in Reg. v. Chaouk ((55) [1986] VicRp 70; (1986) VR 707.), a conviction was set aside and a new trial ordered where three of the jury, after the jury had retired to consider its verdict, had been transported by taxi, unaccompanied by a keeper, to their overnight accommodation. The possibility of a prejudicial communication during the journey by taxi could not be excluded. In Chaouk, the irregularity in procedure was sufficient by itself to warrant the setting aside of a conviction, although there was no other ground shown for apprehending that the jury had not reached its verdict impartially. Of course, a stricter approach to an irregularity is taken when it affects the isolation of a jury from external contacts while the verdict is being considered than when it affects the isolation of a juror from external contacts at an earlier stage of the trial ((56) R. v. Twiss (1918) 2 KB 853 at 858-859 distinguishing R. v. Ketteridge (1915) 1 KB 467.).
4. However, if a juror and a non-juror engage in a conversation during the course of a trial before the jury retires and refer to the case on which the juror is sitting, the reference can sometimes be the cause of the trial miscarrying. In Reg. v. Spencer ((57) [1987] UKHL 2; (1987) AC 128.) a juror, who had been discharged because he was apparently biased against the accused, drove three of the continuing jury members in his car on their journey home, the trip taking half an hour. In quashing the verdict of guilty Lord Ackner, with whose speech the other members of the House of Lords agreed, endorsed a test of a "real danger" that the accused's position was prejudiced ((58) ibid. at 144.). This is not the test to be applied in this country, where the question whether a juror or the jury should be excused or discharged is answered by reference to the test of reasonable apprehension of bias. In Spencer, Lord Ackner found the verdict to be unsafe and unsatisfactory because he had a "lurking doubt, that justice may not have been done" ((59) ibid. at 146.). Again, this test is not applicable here. Nevertheless, his Lordship's approach indicates that an apprehension that a juror or the jury might not deal with the case impartially may be derived from the occurrence of an irregularity where the irregularity infringes a practice designed to ensure both the appearance and the reality of a fair trial.
5. The basic rule of practice to be applied in a criminal trial was stated by
Holroyd ACJ, speaking for the Full Court in Trewartha
v. Confidence Extended
Co. N.L. ((60) [1906] VicLawRp 48; (1906) VLR 285 at 288-289.):
"It is highly desirable, and it has always been soIn the present case, that rule had been emphasized by Debelle J, who presided at the Mt Gambier sittings of the Supreme Court, in an address to the assembled jury panel before any jury was sworn. The actual address was not recorded but it was given in accordance with custom and the customary form includes this admonition:
considered, that not only should justice be administered
purely and without any actual bias on the one side or the
other on the part of the tribunal which hears the case, but
further that no reasonable ground of suspicion should be
allowed to arise as to the fairness of that tribunal. It
is very desirable, in my opinion, that during a trial by
jury none of the jury should converse with anybody except
their fellow-jurymen on the subject of the case."
"I warn you against speaking to, or having any conversationThis admonition was breached by the juror involved in the flower incident which is described by Toohey J in his reasons for judgment.
with anyone other than your fellow jurors while you are
engaged in a trial. Do not speak to counsel, do not speak
to any witness, do not speak to any other member of the
public in and about the courtroom. Of course there is
no reason why you shouldn't discuss the matter with your
colleagues during the course of your trial. You should
discuss with them any matters that you may have heard
during the trial, provided they are serving on the same
jury as that on which you are then engaged, but don't speak
to anybody else about the trial or the evidence.
The design of this building is such that it is very easy
for you to come into contact with other jurors not involved
in the case, members of the public, witnesses, friends of
persons involved in the case, any manner of persons
attending the court. You must be careful not to get into
conversations with anyone, apart from jurors sitting in
the case with you. You must not allow them to get into
conversation with you."
6. The rule is not absolute in the sense that any breach necessarily results
in a trial that is deemed to be unfair. The circumstances
might show that
there are no reasonable grounds for apprehending unfairness ((61) See, for
example, Duff v. The Queen [1979] FCA
83; (1979) 39 FLR
315 at 336- 338; [1979] FCA 83; 28 ALR 663 at
679-681; Reg. v. White (1969) SASR 491.). As Isaacs J said in an intervention
in argument in David
Syme and Co. v.
Swinburne ((62) [1909] HCA 92; (1909) 10 CLR 43 at
47.):
"If after examination of the facts the Court thinks that
there is a suspicion of unfairness there should be a new
trial, but not if the suspicion is wiped away."
7. Unfortunately, I think that the suspicion of unfairness was not wiped away in this case. In my view, the conduct of the juror who made the gift of flowers to the mother of the victim and who thereby breached Debelle J's admonition gave reasonable grounds to apprehend that she might not give impartial consideration to the respective cases of the appellants. I state my reasons for this view by reference to the circumstances that appear to me to be significant.
8. The deceased Patrick had been killed by an injury inflicted in the course
of a brutal assault upon him. The brutality and force
of the assault were not
disputed.
Webb
had given statements to the police in which he blamed
Hay
for
inflicting the fatal blow.
Hay
had given evidence in which she had, by
implication, attributed the infliction of the fatal blow to
Webb
. Each of the
accused
sought to escape conviction by attributing criminal responsibility
solely to the other. But, as Debelle J directed the jury, both
could be
convicted either as joint participants in the fulfilment of a common purpose
or on the footing that one had aided and abetted
the other in the commission
of the crime. It was critical to the acquittal of either accused that the
other be found solely responsible
for Patrick's death. Having regard to the
fact that both had assaulted Patrick, the defences called for a most
discriminating analysis
of the evidence by the jury. It was the juror's
impartiality in making this analysis that was in question.
9. At the time of the flower incident, the trial had been proceeding for more
than a month. All the evidence had been given. The
members of the jury were
in possession of all the facts. The Crown Prosecutor and Counsel for
Webb
had
completed their final addresses.
Counsel for
Hay
was reaching the end of his
final address. Debelle J was about to sum up. At that stage of a criminal
trial, even
of a long criminal trial like the trial of
Hay
and
Webb
, there is
a heightened sense of drama. The jurors, in whose hands the fate
of the
accused will shortly be left, become the focus of attention. It was at this
stage that the juror, impetuously and generously,
made her gesture of sympathy
with the mother of the victim. Patrick's mother had been in court during the
long trial. The hypothetical
member of the public might reasonably have
apprehended that she was there to see justice done to the two people who had
been involved
in assaulting her son before his death. The juror's gesture of
sympathy might reasonably have been regarded as a gesture of solidarity
with
the mother of the victim. That gesture of solidarity might reasonably appear
- particularly where each accused was seeking
a discriminating consideration
of his or her case - to make it difficult for the juror to acquit either of
the accused who had been
involved in the attack.
10. Sympathy for Patrick's mother was, one might assume, an emotion felt and
shared by most of those who knew anything of the crime,
particularly those who
had heard the evidence at the trial. The fact that a person of the least
sensitivity would have felt sympathy
in those circumstances is not a factor
which deprives the juror's gesture of its significance to the fairness of the
trial. To the
contrary, sympathy for Mrs Patrick posed the very risk of
unfairness against which Debelle J had cautioned the jury in his initial
admonitory address:
" I stress the importance of impartiality and objectivityDespite this admonition, the strength of the juror's sympathy for Mrs Patrick demonstrated that she had allowed herself to "be affected by feelings of sympathy".
in the course of your deliberations. You must not be
affected by feelings of sympathy or prejudice one way or
the other. Any such feelings must be completely put to one
side."
11. It is not surprising that each of the accused, on learning of the juror's
gift of flowers, protested through his or her counsel
against having his or
her fate decided by a jury of which that juror was a member. How was it
possible to dispel the reasonable
apprehension that the case of each accused
would not be decided impartially? True it was that the juror frankly admitted
the error
in her conduct. But, as Lord Goff of Chieveley pointed out in Reg.
v. Gough ((63) [1993] UKHL 1; (1993) AC 646 at 659. See also Chaouk (1986)
VR at 713 per
Kaye J):
"there are difficulties about exploring the actual state ofIt was not practically open to counsel for either accused to cross-examine the juror as to her state of mind. Once Debelle J had refused their application to discharge the jury, an accused's only hope of an impartial consideration of his or her case depended on the juror's disregard of the sympathy with Mrs Patrick that the juror had so recently demonstrated.
mind of a justice or juryman. In the case of both, such
an inquiry has been thought to be undesirable; and in the
case of the juryman in particular, there has long been an
inhibition against, so to speak, entering the jury room and
finding out what any particular juryman actually thought at
the time of decision. But there is also the simple fact
that bias is such an insidious thing that, even though
a person may in good faith believe that he was acting
impartially, his mind may unconsciously be affected by bias
... In any event, there is an overriding public interest
that there should be confidence in the integrity of the
administration of justice, which is always associated
with the statement of Lord Hewart CJ in Rex v. Sussex
Justices, Ex parte McCarthy ((64) (1924) 1 KB 256 at 259.),
that it is 'of fundamental importance that justice should
not only be
done, but should manifestly and undoubtedly be seen to be
done.'"
12. His Honour gave the jury a further and emphatic warning to "sift and weigh ... all of the evidence ... in a dispassionate manner". Although I would readily acknowledge that a warning can eliminate or virtually eliminate unfairness derived from external attempts to influence a jury ((65) Jago (1989) 168 CLR at 49.), it is somewhat artificial to assume that either the juror's admission and apology or the judge's warning removed the grounds for apprehending that the juror would be unable to consider the defence cases impartially. The suspicion of partiality was not "wiped away". The flower incident was, in my opinion, an irregularity of a fundamental kind which vitiated the conviction ((66) Wilde v. The Queen [1988] HCA 6; (1988) 164 CLR 365 at 373, 375.). I would therefore allow the appeal of both appellants.
13. This is not a majority view and I must therefore consider the further
ground of
Hay
's appeal relating to the "accomplice direction".
The accomplice direction
14.
Hay
gave evidence at the trial;
Webb
did not.
Hay
's evidence covered
many topics, including intoxication and her alleged state
of mental confusion.
Although she admitted to assaulting Patrick, her defence was that, as she did
not strike the fatal blow, that
blow must have been struck by
Webb
. During
the summing up, Debelle J gave the following direction:
" You will bear in mind that any person in the position ofAs
the accused, and I am speaking quite generally now, any
person in the position of the accused will obviously be
under a strong temptation to consider his or her own
interest exclusively and, if need be, to play down his or
her own part in the matter, if need be, at the expense of
the co-accused. So you must bear in mind the possibility
of that kind of distortion in a trial of this kind even to
the point of deliberately false evidence. However, it is
necessary for me to say more on the subject than that
general observation about evidence that any co-accused
might give in a trial in which more than one person is
jointly charged before a jury.
There is another matter I wish to say in relation to the
co-accused and that is what is often called an accomplice
warning but I think I will deal with that tomorrow."
Hay
was the only accused who gave evidence, this direction could have
affected the evaluation of her evidence alone. Her counsel
objected. The
objection was validly taken, for the direction was contrary to the principle
stated in Robinson v. The Queen (No.2)
((67) [1991] HCA 38; (1991) 65 ALJR 644 at 646; [1991] HCA 38; 102
ALR 493 at 495.). In Robinson, the Court said:"If (the presumption of innocence) is to have any realThe objection by counsel for
effect in a criminal trial, the jury must act on the basis
that the accused is presumed innocent of the acts which
are the subject of the indictment until they are satisfied
beyond reasonable doubt that he or she is guilty of those
acts. To hold that, despite the plea of not guilty, any
evidence of the accused denying those acts is to be the
subject of close scrutiny because of his or her interest in
the outcome of the case is to undermine the benefit which
that presumption gives to an accused person."
Hay
was taken at the end of a day and argument on
the point was left for the next day. The flower incident
intervened. After
it was dealt with, Debelle J heard argument about the direction he had given.
His Honour agreed to redirect the
jury. The redirection was as follows:"What I said (towards the close last night) was a generalHowever, his Honour did subsequently give the jury an accomplice warning in the following terms:
warning only. I was not intending, in any way, to suggest
that MsHay
was a suspect witness. I did not, in any
way, seek to suggest that you subject her evidence to any
different kind of scrutiny from that which you would apply
to the evidence of any other witness. My purpose was to
lead into the topic I'm now about to discuss.
The topic on which the law does require me to give a
warning, that is to say, give a warning about the evidence
of a witness who is an accomplice. I emphasize indeed what
I have just been saying and what I said at an early stage
in the course of my summing up, that you should examine and
test the evidence of MsHay
in the same way as you test
the evidence of other witnesses. You should deal with her
evidence just as you would deal with any evidence of any
other witness."
" I must warn you, that it is dangerous to convict aIn explaining why an accomplice warning was necessary the trial judge said:
person in a case like this, if the only evidence against
him or her is the uncorroborated evidence of an accomplice.
That does not mean that you cannot convict or take his
evidence into account without corroboration. The evidence
of such a witness is always to be scrutinized with care and
if there is no corroboration, with special care. If, in
this case, you find there is no corroboration, you should
bear in mind the warning I have given to you and you should
not place any reliance upon anything that MsHay
says in
the witness box in implicating MrWebb
, unless you are
convinced the evidence is reliable."
"While the Crown says that each of these two accused is
guilty of murder, it also relies, to some extent, in
proving that, on certain parts of the evidence that MsHay
gave in this court. Because of that, it is necessary for
me to give you a special warning. It has been found from
experience that there are certain classes of witnesses,
whether they are accused persons or not, whose evidence is
inherently suspect for one reason or another. One type of
witness who falls into that category is the accomplice,
that is to say, the person who knowingly assists another to
conduct a crime. On one view of the evidence against each
of the accused in this case, he or she can be regarded as
having been an accomplice to the murder of Lance Patrick."
15. Debelle J attempted to make it clear that by giving the accomplice
warning he was not expressing any view about the guilt or
innocence of the two
accused. It was only if either of the two accused "was present and gave
assistance or encouragement to the other
in the commission of the murder, then
that accused falls into the class of suspect witnesses ... that is to say, an
accomplice."
However, the effect of these directions was to advise the jury
that
Hay
's evidence might be "inherently suspect" and should be "scrutinized
with care and if there is no corroboration, with special care" if she was
"present and gave assistance or encouragement to (
Webb
)
in the commission of
the murder". That direction, so far as it affected the jury's evaluation of
Hay
's evidence in her own case,
ran contrary to the Robinson principle. At
the least, it undid the redirection which his Honour had given the jury that
Ms
Hay
was
not to be treated as a "suspect witness". Her responsibility for
the crime should not have been determined under the influence of
a direction
devaluing her evidence.
16. Of course the accomplice direction was intended to protect
Webb
against
the jury's acting on
Hay
's inculpation of
Webb
without
considering the
possibility that
Hay
's self-interest might account for the evidence she had
given. But the jury could hardly have
failed to consider
Hay
's motives. It
was obvious that
Hay
was inculpating
Webb
by exculpating herself: she sought
to place on
Webb
sole responsibility for the murder. The purpose of an
accomplice warning is to alert the jury to the possibility that an
accomplice's
evidence inculpating an accused might be given in order to
exculpate the accomplice or to serve some other purpose of the accomplice.
In
the circumstances of this case, an accomplice warning was a warning of the
obvious.
17. Having regard to the authorities canvassed by Toohey J, I respectfully
agree that when an accused gives evidence implicating
another accused the
question whether an accomplice warning should be given and, if so, in what
terms, cannot be answered without
reference to the unique circumstances of the
case. But the Court of Criminal Appeal of New South Wales was surely right to
say in
Reg. v. Henning ((68) Unreported, 11 May 1990 at 49.):
"For whereas the standard form of corroboration warning,This solution to the problem is logically attractive but if it were a general rule that an accomplice direction should be given subject to the qualification stated by the Court of Criminal Appeal in Henning, confusion would often be engendered in the minds of jurors. Confusion would be especially likely when the same part of an accused witness' testimony exculpates the accused witness and inculpates the co-accused. The jury would then be directed to treat that evidence in one way in deciding the guilt or innocence of the accused witness and in another way when deciding the guilt or innocence of the co-accused inculpated by the evidence. I respectfully agree with Lord Taylor of Gosforth CJ in Reg. v. Cheema in saying ((69) (1994) 1 WLR 147 at 157.):
with all its complexities, may well be inappropriate or
even undesirable in relation to an accused who gives
evidence inculpating a co-accused, there is one matter
which must be stressed in all such cases where a warning is
given. It is essential in the interest of the accused who
gives the evidence that the warning should be restricted in
terms to those parts of the evidence which inculpate any
co-accused. It must be made clear to the jury that the
warning is to be applied only when they are considering the
case against the co-accused. It must not be left open to
them to believe that the warning might attach to the
accused's evidence in his own case."
"the complication involved in requiring a judge to give
full corroboration directions in respect of co-defendants
implicating each other, would be likely to confuse
and bewilder a jury. Especially if there are several
defendants, the difficulty of giving the full warning in
relation to each, and identifying which pieces of evidence
are capable of corroborating each of them, would create a
minefield of difficulties."
18. There is no rule of law that a warning should be given when the alleged
accomplice who testifies is one of the accused. In
Cheema ((70) ibid. at
156.) Lord Taylor CJ, who was speaking for the Court of Appeal, said:
" The effect of this considerable body of case law is toThe position is different when an accomplice is a witness for the prosecution. In such a case, the problem of giving a warning that reflects adversely on the accomplice's evidence does not arise, for the accomplice is not in peril of conviction. Indeed, in such cases, the accomplice is usually convicted and punished or the accomplice is pardoned before being called to give evidence. But when an accused, being in peril of conviction, gives self-exculpatory evidence which inculpates a co-accused, two factors will frequently militate against the giving of an accomplice warning. First, as the warning is to be acted on only if the accused witness is an accomplice, the jury must address that question before proceeding to consider the case against the co-accused. That course may be prejudicial to the accused witness. Secondly, as the jury must not be directed to treat the evidence of the accused witness differently from the evidence of other witnesses in considering the case against the accused witness, an accomplice warning to scrutinize the evidence of the accused witness carefully must be clearly qualified as Henning suggests if it is not to carry an implication that runs counter to the principle in Robinson.
show that in recent years time and again the court has
reiterated that although a warning in suitable terms as to
the danger of a co-defendant having an axe to grind is
desirable, there is no rule of law or practice requiring a
full corroboration direction."
19. Without attempting to prescribe a universal rule applicable to cases where an accused witness gives evidence exculpating himself but implicating a co-accused, it is generally preferable not to give an accomplice warning in respect of that evidence unless, in the particular circumstances, the trial judge is of the opinion that the jury might fail to appreciate the risk of acting on that evidence against the co-accused. In such a case, the distinction drawn in Henning must be carefully explained to the jury.
20. This was not such a case. The risk of acting on
Hay
's evidence so as to
convict
Webb
alone was obvious. Even if it had been
right to give some
warning about
Hay
's evidence, the Henning distinction was not clearly drawn.
Had I not been prepared to hold that
the flower incident makes it necessary to
quash both convictions, I would have allowed
Hay
's appeal on the ground of
misdirection.
21. I would allow both appeals, set aside the judgment of the Court of Criminal Appeal and in lieu thereof allow the appeals to that Court, quash the convictions and order a new trial of the appellants.
DEANE J The background facts are set out in the judgment of Toohey J. Except to the extent necessary for the purposes of discussion, I refrain from repeating them. The primary question is whether the conviction of each of the appellants of the murder of Lance Edward Patrick should be quashed on the ground of an appearance of bias on the part of a juror who, towards the conclusion of the appellants' lengthy trial, handed a bunch of daffodils, which she had picked from her garden, to the mother of Mr Patrick's fiancee with the request that she give them to Mr Patrick's mother. After the incident occurred, the appellants, through their counsel, made plain that they objected to the trial continuing with a jury which included the particular juror. The learned trial judge dealt with the matter on the basis that he had power under s.56 of the Juries Act 1927 (S.A.) to excuse the particular juror and continue the trial with a reduced jury. His Honour ruled, however, that the juror should not be excused.
2. In a series of recent cases ((71) See, in particular, Reg. v. Watson; Ex parte Armstrong [1976] HCA 39; (1976) 136 CLR 248 at 258-263; Re Judge Leckie; Ex parte Felman (1977) 52 ALJR 155 at 158; 18 ALR 93 at 97-98; Re Shaw; Ex parte Shaw (1980) 55 ALJR 12 at 14, 16; 32 ALR 47 at 50-51, 54; Livesey v. New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288 at 293-294, 300; Re J.R.L.; Ex parte C.J.L. [1986] HCA 39; (1986) 161 CLR 342 at 349-350, 351-352, 359, 368, 371; Vakauta v. Kelly [1989] HCA 44; (1989) 167 CLR 568 at 572, 575; Laws v. Australian Broadcasting Tribunal [1990] HCA 31; (1990) 170 CLR 70 at 81, 87, 96, 99-100.), the Court has formulated the test to be applied in this country in determining whether a judicial officer ("a judge") is disqualified by reason of the appearance of bias, as distinct from proved actual bias. That test, as so formulated, is whether, in all the circumstances, a fair-minded lay observer with knowledge of the material objective facts "might entertain a reasonable apprehension that (the judge) might not bring an impartial and unprejudiced mind to the resolution of the question" in issue. The quoted words in that statement of the test are taken from the judgment of the Court in Livesey v. New South Wales Bar Association ((72) (1983) 151 CLR at 293-294.). In that case, and in a number of the other cases, the test was stated in terms of an apprehension on the part of "the parties or the public" ((73) See, e.g., Reg. v. Watson; Ex parte Armstrong (1976) 136 CLR at 262; Re Judge Leckie; Ex parte Felman (1977) 52 ALJR at 158; 18 ALR at 98; Re Shaw; Ex parte Shaw (1980) 55 ALJR at 14, 16; 32 ALR at 50, 54; Livesey v. New South Wales Bar Association (1983) 151 CLR at 293-294; Re J.R.L.; Ex parte C.J.L. (1986) 161 CLR at 351; Grassby v. The Queen [1989] HCA 45; (1989) 168 CLR 1 at 20.). So stated, the test directly reflects its rationale, namely, that it is of fundamental importance that the parties to litigation and the general public have full confidence in the integrity, including the impartiality, of those entrusted with the administration of justice ((74) See, e.g., Reg. v. Watson; Ex parte Armstrong (1976) 136 CLR at 263; Reg. v. Gough [1993] UKHL 1; (1993) AC 646 at 659.). However, the test is an objective one and the standard to be observed in its application is that of a hypothetical fair-minded and informed lay observer ((75) See, e.g., Stollery v. Greyhound Racing Control Board [1972] HCA 53; (1972) 128 CLR 509 at 517, 519; Livesey v. New South Wales Bar Association (1983) 151 CLR at 299, 300; Builders' Reg. Board of Qld v. Rauber (1983) 57 ALJR 376 at 380, 389-390; 47 ALR 55 at 62, 80; Laws v. Australian Broadcasting Tribunal (1990) 170 CLR at 87- 88, 95-96, 98-100; Vakauta v. Kelly (1989) 167 CLR at 572, 573, 576, 585. And cf. Reg. v. Australian Stevedoring Industry Board; Ex parte Melbourne Stevedoring Co. Pty. Ltd. [1953] HCA 22; (1953) 88 CLR 100 at 116 ("reasonable persons"); Reg. v. Watson; Ex parte Armstrong (1976) 136 CLR at 263 ("fair-minded people").). That being so, it is convenient to frame the test itself in terms of reasonable apprehension on the part of that particular inhabitant of the common law. I have used the word "apprehension" in preference to the word "suspicion" for the reason that the latter word is capable of conveying shades of meaning which are inappropriate in this context. As a practical matter, however, there is little, if any, difference between the content of the two words when prefaced by "reasonable" and I have, in referring to authority in this judgment, on occasion treated them as interchangeable ((76) In particular in fn.(73) (above) and fn.(79) (below).).
3. None of the recent cases in the Court in which the above test was formulated and applied was concerned with an allegation of an appearance of bias on the part of a juror. The "reasonable apprehension" test has, however, been applied by the Court in cases involving a statutory officer other than a judge ((77) See, e.g., Reg. v. Commonwealth Conciliation and Arbitration Commission; Ex parte Angliss Group (1969) 122 CLR 546; Stollery v. Greyhound Racing Control Board [1972] HCA 53; (1972) 128 CLR 509; Builders' Reg. Board of Qld v. Rauber (1983) 57 ALJR 376; 47 ALR 55; Laws v. Australian Broadcasting Tribunal [1990] HCA 31; (1990) 170 CLR 70. See also Metropolitan Properties Co. C'(F.G.C.) Ltd. v. Lannon (1969) 1 QB 577.) and there is no convincing reason of principle why the test applicable to a case involving an allegation of an appearance of bias on the part of a juror entrusted with the discharge of the curial function of deciding questions of fact should be different from that applicable to a judge. In my view, the "reasonable apprehension test" should be applied regardless of whether a question of the appearance of bias arises in relation to a judge, a statutory office holder who is obliged to observe the requirements of procedural fairness ((78) It is unnecessary to consider the position of a domestic tribunal exercising non-statutory powers: cf., Builders' Reg. Board of Qld v. Rauber (1983) 57 ALJR at 390; 47 ALR at 80.) or a juror. I note that the application of that test to cases involving a juror is supported by the weight of recent authority in other courts in this country ((79) See Reg. v. Hodgkinson [1954] VicLawRp 1; (1954) VLR 140; Reg. v. Chaouk [1986] VicRp 70; (1986) VR 707; Reg. v. Emmett (1988) 14 NSWLR 327 at 339; Reg. v. Fielding (1993) 1 Qd R 192.). On the other hand, it conflicts with the conclusion of the House of Lords in the recent case of Reg. v. Gough ((80) [1993] UKHL 1; (1993) AC 646.).
4. In Reg. v. Gough, the House of Lords held that the appropriate test to be
applied by an appellate court (or a trial judge), in
determining a question of
the appearance of bias on the part of a juror, is whether, in the
circumstances of the particular case,
it appears to the appellate court (or
trial judge) that there was (or is) "a real danger", in the sense of a real
possibility, of
such bias. The principal speech, with which the other members
of the appellate committee expressed their agreement, was delivered
by Lord
Goff of Chieveley. In summarizing his conclusions, his Lordship said ((81)
(1993) AC at 670.):
"I think it possible, and desirable, that the same testLord Goff did not expressly refer to the case where the question of an appearance of bias arises in relation to a member of the judiciary other than a local justice or member of an inferior tribunal. However, the tenor of his Lordship's comments in the above passage, particularly the first sentence, and some references in other parts of his speech ((82) Particularly the reference (ibid. at 661) to Dimes v. Proprietors of Grand Junction Canal [1852] EngR 789; (1852) 3 HL Cas 759.) seem to indicate that he considered that the test of a real danger of bias was to be applied generally to cases involving any person "who sits in a judicial capacity" ((83) Metropolitan Properties Co. C'(F.G.C.) Ltd. v. Lannon (1969) 1 QB at 599.). In that regard, it is relevant to note that Lord Woolf, who agreed with Lord Goff's reasons, treated the test as applicable to "a judge" ((84) (1993) AC at 672.).
should be applicable in all cases of apparent bias, whether
concerned with justices or members of other inferior
tribunals, or with jurors, or with arbitrators. ...
Furthermore, I think it unnecessary, in formulating the
appropriate test, to require that the court should look at
the matter through the eyes of a reasonable man, because
the court in cases such as these personifies the reasonable
man; and in any event the court has first to ascertain
the relevant circumstances from the available evidence,
knowledge of which would not necessarily be available to an
observer in court at the relevant time. Finally, for the
avoidance of doubt, I prefer to state the test in terms of
real danger rather than real likelihood, to ensure that
the court is thinking in terms of possibility rather than
probability of bias. Accordingly, having ascertained the
relevant circumstances, the court should ask itself whether,
having regard to those circumstances, there was a real
danger of bias on the part of the relevant member of the
tribunal in question, in the sense that he might unfairly
regard (or have unfairly regarded) with favour, or
disfavour, the case of a party to the issue under
consideration by him".
5. The House of Lords test differs from that accepted in recent cases in this Court as regards both its substance and its reference point. The substance of the House of Lords test is "a real danger of bias". The substance of this Court's test is "a reasonable apprehension of bias". The reference point of the House of Lords test is the appellate court itself or, where the question arises at first instance, the trial judge. The reference point of this Court's test is the fair-minded informed lay observer.
6. Quite apart from the respect which the courts of this country accord any decision of the House of Lords, the decision in Gough is important for present purposes for the reason that this Court's acceptance of the "reasonable apprehension" test in preference to a "real likelihood" or "real danger" test was, to a significant extent, founded upon a perception that English, as well as Australian, authority supported that course. In particular, the judgment of Barwick CJ, Gibbs, Stephen and Mason JJ in Reg. v. Watson; Ex parte Armstrong ((85) (1976) 136 CLR at 258-260.) contains an analysis of English cases which led their Honours to conclude that any conflict between a "real likelihood" test and a "reasonable suspicion" test had been "similarly resolved" (i.e. in favour of the "reasonable suspicion" test) in both Australia and England ((86) ibid. at 260.). Reg. v. Gough demonstrates that, at the time of this Court's decision in Watson, the resolution of any such conflict in England in favour of the reasonable suspicion or apprehension test was at best tentative and that the ultimate resolution was to be in favour of the "real likelihood" or "real danger" test ((87) See also Reg. v. Spencer [1987] UKHL 2; (1987) AC 128 at 144.).
7. Nonetheless, I am of the firm view that the "reasonable apprehension" test should continue to be accepted in this country. That test was adopted only after a careful consideration by the Court of the competing claims of the "real likelihood" or "real danger" test. It cannot be said that the Court would have adopted some different test were it not for its reliance, in Watson, on English authority. In those circumstances the Court would not be justified in overruling the series of recent cases in which it formulated and applied the "reasonable apprehension" test unless it was persuaded that that test is misconceived or inappropriate. I am far from being so persuaded. To the contrary, it appears to me that, in so far as this country is concerned, the "reasonable apprehension" test is the more appropriate one.
8. The adoption of a "real likelihood" or "real danger" test, with the appellate court (or the trial judge) itself as the reference point, would, in my view, go a long way towards substituting, for the doctrine of disqualification by reason of an appearance of bias, a doctrine of disqualification for actual bias modified by the adoption of a new standard of proof (i.e. a real likelihood or possibility rather than probability in the sense of more likely than not). It is true that, as Lord Goff made clear in Reg. v. Gough ((88) See, in particular, (1993) AC at 659 and, to the same effect, per Lord Woolf at 672.), the inquiry which is involved in the application of the real danger test is not directed to an exploration of the actual state of mind of the particular judge or juror. It is directed to the court's assessment of the possibilities in the context of the objective facts disclosed by the material in evidence. Nonetheless, the ultimate question which a court is required to address in an application of that test is whether there was a real danger, in the sense of possibility, of actual bias. The adoption of a test requiring the determination of that ultimate question for the resolution of cases involving no more than an allegation of an appearance of bias would, in my view, be undesirable in this country for the following main reasons.
9. One advantage of the test of reasonable apprehension on the part of a fair-minded and informed observer is that it makes plain that an appellate court is not making an adverse finding on the question whether it is possible or likely that the particular judge or juror was in fact affected by disqualifying bias ((89) See, e.g., Livesey v. New South Wales Bar Association (1983) 151 CLR at 294-295.). In contrast, the real danger test is focused upon that very question. Regardless of an appellate court's care to make plain that its finding is only one of possibility of danger, such a finding is likely to be unfairly damaging to the reputation of the person concerned who will commonly not have been a party to the proceedings before the appellate court and whose subjective thought processes will not have been investigated in the appellate court. In addition, in the ordinary case where there will in fact have been no bias, a finding by an appellate court that there was "a real danger" that a particular judge had been affected by disqualifying bias would be liable to cause unjustified damage to the public confidence in the judiciary which the requirement of the appearance of justice was intended to protect and preserve. Even more importantly, such a finding could, in the case of a judge, quite wrongly undermine "the confidence that his integrity is beyond question" which "supports him not only in his judgment but in all his words and conduct, both that which may be approved and that which may be disapproved" ((90) Reg. v. Watson; Ex parte Armstrong (1976) 136 CLR at 294.).
10. Conversely, an appellate court's awareness of the consequences of a
finding of a real danger (or likelihood) of bias on the
part of a judge and
its confidence in the dedication and integrity of the members of its judicial
system could well lead to a situation
in which insufficient attention was paid
to the rationale of the doctrine of disqualification by reason of an
appearance of bias,
namely, that justice "should manifestly and undoubtedly be
seen to be done" ((91) R. v. Sussex Justices; Ex parte McCarthy (1924)
1 KB
256 at 259.). In that regard, it is well to remember that Lord Hewart CJ was
not, in identifying that rationale, referring to
the "fundamental importance"
that justice should manifestly and undoubtedly be seen by other members of the
judiciary to be done.
He was referring to the fundamental importance that
that should be the perception of both the parties and the general public.
That
point was well made by Barwick CJ, Gibbs, Stephen and Mason JJ in their
joint judgment in Watson ((92) (1976) 136 CLR at 262-263.):
"his (i.e. Lord Hewart's) statement of principle, which was
recently reaffirmed in this Court in Stollery v. Greyhound
Racing Control Board ((93) (1972) 128 CLR at 518-519.) does
go to the heart of the
matter. It is of fundamental importance that the public
should have confidence in the administration of justice. If
fair-minded people reasonably apprehend or suspect that the
tribunal has prejudged the case, they cannot have confidence
in the decision. To repeat the words of Lord Denning M.R.
which have already been cited, 'Justice must be rooted in
confidence: and confidence is destroyed when right-minded
people go away thinking: "The judge was biased."'"
11. There is support in some learned writings ((94) See, e.g., Evans, De Smith's Judicial Review of Administrative Action, 4th ed., (1980) at 264.) and judgments ((95) See, e.g., Reg. v. Altrincham Justices; Ex parte Pennington (1975) QB 549 at 553-554.) for the view that the reasonable apprehension or suspicion test and the real likelihood of danger test should both be retained and applied, either alternatively or cumulatively, depending upon the appropriateness of one or both to the circumstances of the particular case. I do not accept that view. If the test of a reasonable apprehension on the part of a fair-minded observer with knowledge of the material objective facts fell to be applied by reference only to those facts which were apparent at the time, there would be much to be said for the view that the real likelihood or real danger test should be retained to be applied in cases where some of the damaging material facts - whether prior, contemporaneous or subsequent -as ascertained by the appellate court were not known at the time of the proceedings. In my view, however, the material objective facts are not so confined for the purposes of the test. The fair-minded observer is a hypothetical figure. While the question is not settled by any decision of the Court, it appears to me that the knowledge to be attributed to him or her is a broad knowledge of the material objective facts as ascertained by the appellate court ((96) See Laws v. Australian Broadcasting Tribunal (1990) 170 CLR at 87 per Mason CJ and Brennan J: "we must attribute to him or her knowledge of the actual circumstances of the case"; S. and M. Motor Repairs v. Caltex Oil (1988) 12 NSWLR 358 at 368-369, 381; Morris (1991) 93 Cr App R 102 at 106 per Farquharson LJ: "a reasonable and fair minded person sitting in the court and knowing all the relevant facts".), as distinct from a detailed knowledge of the law or knowledge of the character or ability of the members of the relevant court ((97) See Livesey v. New South Wales Bar Association (1983) 151 CLR at 299; Vakauta v. Kelly (1989) 167 CLR at 573, 585; Laws v. Australian Broadcasting Tribunal (1990) 170 CLR at 87-88, 98.). The material objective facts include, of course, any published statement, whether prior, contemporaneous or subsequent, of the person concerned. If, in the particular case, the proper conclusion is that a fair-minded lay observer with a broad knowledge of those facts would not entertain a reasonable apprehension of bias, that is the end of the issue of disqualification by reason of an appearance of bias. Strictly speaking, it is unnecessary for the purposes of the present case, where no allegation of actual bias has been made, to decide whether an appellate court should entertain such an allegation. I would, however, indicate that I consider that the reasonable apprehension test is of such broad and general application that it is unnecessary and inappropriate for an allegation of actual bias to be raised before or determined by an appellate court ((98) See, e.g., R. (De Vesci) v. Justices of Queen's County (1908) 2 IR 285 at 294; Reg. v. Barnsley Licensing Justices (1960) 2 QB 167 at 187; Re J.R.L.; Ex parte C.J.L. (1986) 161 CLR at 356- 357.).
12. The area covered by the doctrine of disqualification by reason of the appearance of bias encompasses at least four distinct, though sometimes overlapping, main categories of case. The first is disqualification by interest, that is to say, cases where some direct or indirect interest in the proceedings, whether pecuniary or otherwise, gives rise to a reasonable apprehension of prejudice, partiality or prejudgment. The second is disqualification by conduct, including published statements. That category consists of cases in which conduct, either in the course of, or outside, the proceedings, gives rise to such an apprehension of bias. The third category is disqualification by association. It will often overlap the first ((99) e.g., a case where a dependent spouse or child has a direct pecuniary interest in the proceedings.) and consists of cases where the apprehension of prejudgment or other bias results from some direct or indirect relationship, experience or contact with a person or persons interested in, or otherwise involved in, the proceedings. The fourth is disqualification by extraneous information. It will commonly overlap the third ((100) e.g., a case where a judge is disqualified by reason of having heard some earlier case: see, e.g., Livesey v. New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288; Australian National Industries v. Spedley Securities (1992) 26 NSWLR 411.) and consists of cases where knowledge of some prejudicial but inadmissible fact or circumstance gives rise to the apprehension of bias.
13. Within the first category of case, i.e. disqualification by interest, the general rationale underlying the doctrine is reinforced by the principle expressed in the maxim that nobody may be judge in his own cause ((101) See, e.g., Co.Litt. 141.a; Dickason v. Edwards [1910] HCA 7; (1910) 10 CLR 243 at 259; Australian Workers' Union v. Bowen (No.2) [1948] HCA 35; (1948) 77 CLR 601 at 631.). Indeed, there is one special class of case within that first category in which, subject to the possible operation of the rule of necessity ((102) See Builders' Reg. Board of Qld v. Rauber (1983) 57 ALJR at 385- 386, 392; 47 ALR 72-73, 84; Laws v. Australian Broadcasting Tribunal (1990) 170 CLR at 88-89, 96-98, 102.), the effect of that principle is that disqualification is automatic without there being any "question of investigating, from an objective point of view, whether there was any real likelihood of bias, or any reasonable suspicion of bias, on the facts of the particular case" ((103) Reg. v. Gough (1993) AC at 661 per Lord Goff.). That special class consists of cases in which the judge, juror or statutory officer has a direct pecuniary interest ((104) In the sense of an interest sounding in money or money's worth. See ibid. at 673: "pecuniary or proprietary interest".) in the outcome of the proceedings. In such cases, public confidence in the administration of justice requires that there be disqualification regardless of the particular circumstances ((105) See ibid. at 661.). It is unnecessary, for present purposes, to consider whether that special class of case should be expanded or whether there are other special classes of case in which disqualification by reason of an apprehension of bias is automatic since it is clear that the present case does not fall within any such special class. It would, however, seem appropriate to indicate that I see great force in the view expressed by Lord Goff and Lord Woolf in Reg. v. Gough ((106) ibid. at 664, 673.) to the effect that automatic disqualification should be confined to cases of direct pecuniary interest. That is not, of course, to deny that there will be cases where such a direct pecuniary interest does not exist but where the nature of the relevant interest and/or relationship is such that it is obvious that the person concerned is disqualified by reason of a reasonable apprehension of bias ((107) See, e.g., fn.(99) (above).).
14. The present case falls within the second of the above categories, namely, disqualification by conduct. That being so, it follows from the foregoing that the question for the learned trial judge was whether, in all the circumstances, the conduct of the particular juror would cause a fair-minded lay observer with knowledge of the material objective facts to entertain a reasonable apprehension that the particular juror, and/or other jurors under her influence ((108) cf., Reg. v. Spencer (1987) AC at 146.), might not bring an impartial and unprejudiced mind to the determination of the appropriate verdict in the case of each of the accused persons. His Honour's comments indicate that, instead of addressing that question, he addressed the question whether there was, in his own view, a real possibility of actual bias. That means that he failed to apply the correct test.
15. Nor was the question of the effect of the juror's conduct on a
fair-minded informed lay observer addressed in terms by the members
of the
Court of Criminal Appeal. In dealing with that question, King CJ (with whose
judgment Cox and Matheson JJ agreed) said:
"There was no reason to apprehend any prejudice to theIt is true that there is probably implicit in those comments, particularly in the words which I have emphasized, a conclusion that a fair-minded lay observer with knowledge of the material objective facts would not have entertained a reasonable apprehension of bias. It seems to me, however, that the circumstances of the present case are such that it is necessary that the question of the effect of the juror's conduct upon the fair-minded lay observer be expressly addressed and answered.
appellants. Any person with human feelings would be likely
to feel sympathy for the mother of a man who had met a
violent death particularly when the mother was present in
court during the trial. The death of the deceased was bound
to excite sympathy for those to whom he was dear. There is
nothing to indicate that that natural sympathy diverted the
jury or any member of it from a dispassionate consideration
of the issue of the guilt or innocence of the appellants,
and there was no basis for a reasonable suspicion of bias on
the part of the jury or any member of it. In my opinion the
learned judge's refusal to discharge the jury and abort the
trial was correct. The learned judge gave the jury a clear
direction designed to ensure that feelings of sympathy would
not divert them from their task" (emphasis added).
16. While the test of reasonable apprehension on the part of a fair-minded informed lay observer is to be applied in this country in cases involving a judge, a juror or a statutory office holder required to observe procedural fairness, the standard which such an observer would require of each will vary according to the function being discharged and the particular circumstances. This is particularly so in a case of alleged disqualification by conduct. Moreover, in the case of conduct by a juror, the question whether there is a reasonable apprehension of disqualifying bias will, in a case such as the present where the material facts relating to the conduct become apparent at the trial, ordinarily fall to be answered in a context where it can be assumed (by the trial judge) or is known (by an appellate court) that appropriate directions about the need for impartiality will be (or have been) given with the object of removing or minimizing any possibility of either actual or ostensible bias. Thus, in the present case, the question whether there was an appearance of bias by reason of the conduct of the particular juror must be addressed and answered in the context of the clear directions which the learned trial judge gave about the need for impartiality and objectivity on the part of all jurors.
17. It was strongly argued by the Crown that, in the present case, a fair-minded informed lay observer would consider that the conduct of the juror in sending a bunch of flowers to Mr Patrick's mother indicated no more than that the juror felt the sympathy which any normal person would feel for the mother of a son who had been brutally killed, particularly, as King CJ pointed out, when the mother had sat in court listening to evidence of the circumstances of the killing. I was, myself, initially inclined to accept that argument. Further consideration has, however, convinced me that it fails adequately to take account either of the particular background circumstances of this case or of the fact that the material before the Court discloses that the juror's actions were contrary to clear instructions given by the trial judge about the conduct required of members of the jury.
18. As has been said, Mr Patrick had been brutally killed. It was clear that the appellants had both been involved in the circumstances of the killing and that each of them had assaulted him. The issues in the trial arose from the fact that each of the appellants, either directly or by implication, accused the other of inflicting the fatal blow or blows. In these circumstances, it is obvious that members of Mr Patrick's family would inevitably be strongly antagonistic towards the appellants. In a context where his mother had been in regular attendance at the trial and where his fiancee had given evidence for the prosecution, it would also be almost inevitable that the fair-minded observer would be likely to closely identify the mother and other members of Mr Patrick's family and his fiancee and her mother with those involved in the prosecution of the two persons involved in the killing of her son.
19. In this particular case, there was another background circumstance which
must be mentioned. It is that Mr Patrick was white
skinned while the
appellants were both dark skinned, Ms
Hay
being an Aboriginal and Mr
Webb
being of mixed Samoan and Indonesian
descent. The trial was being held in the
South Australian provincial city of Mt. Gambier where the killing had
occurred. Before
the commencement of the trial, there had been an
unsuccessful application on the part of the appellants for a change of venue
based,
among other things, on an alleged fear of an adverse general attitude
of the Mt. Gambier community resulting from an alleged "spate
of serious
violent crimes ... at Mt. Gambier in which ... the accused (were)
aboriginals". The learned trial judge dismissed the
application for a change
of venue on the ground that the material placed before him did not establish
any such general attitude on
the part of the Mt. Gambier community. In so
doing, his Honour pointed out that it had not been suggested that the
residents of
Mt. Gambier otherwise had a "prejudicial attitude" to
Aboriginals. Nonetheless, it would be to close one's eyes to reality to fail
to acknowledge that the racial differences would, in the eyes of a fair-minded
lay observer, tend to add emphasis to the division
between two "camps",
namely, the lawyers and witnesses for the prosecution and those associated
with the deceased man on the one
hand and the appellants, their lawyers and
those associated with them on the other. Clearly, the case was one in which
special vigilance
was necessary to safeguard the appearance of impartial
justice.
20. The law has long recognized the need to ensure an absence of contact between members of an empanelled jury and those interested in, or concerned about, the outcome of the particular trial ((109) See, e.g., Co.Litt at 227.b; R. v. Taylor (1950) NILR 56 at 67-73; Reg. v. Chaouk (1986) VR at 710; Barry, "On the Segregation of Jurors" (1953) 6 Res Judicatae 139.). Notwithstanding the abandonment of past methods designed to ensure that the members of a criminal jury were isolated, the position remains that any extraneous contact between a juror and a person with a special interest in, or concern about, the outcome of the trial is a serious irregularity in the administration of justice. It is common ground that, in the present case, the jurors had, as part of an assembled jury panel in waiting, received clear instructions from the trial judge to the effect that it was incumbent upon them to avoid contact with counsel, witnesses or members of the public in and about the courtroom. The conduct of the juror in asking Mrs Griffiths, the mother of Mr Patrick's fiance, to convey the gift of daffodils to Mrs Patrick was a flagrant and presumably knowing breach of both the letter and the spirit of that direction ((110) Presumably, the juror's conduct was so seen by other members of the jury since, after the incident had been drawn to the trial judge's attention on the following day, the juror informed his Honour that "(t)he jury have just said, why did I not tell them yesterday and they would have told you yesterday."). The fact that the conduct constituted such a breach would be seen by a fair-minded lay observer as demonstrating that the juror's sympathy for, and possible identification with, the mother of the deceased was such as to override the juror's observance of clear instructions about her duty as a juror. It would, in the context of what has been said above, be but a small step for the fair-minded lay observer to conclude that such a degree of sympathy for, and possible identification with, the mother of the deceased would be reflected by a corresponding degree of abhorrence of, and possible antagonism towards, the appellants. In the particular circumstances of this case and notwithstanding the directions of the learned trial judge about the need for objectivity and impartiality, it appears to me that the conclusion is unavoidable that a fair-minded lay observer with knowledge of the material objective facts would be most likely to entertain a reasonable apprehension that the juror concerned would not approach the task of the determination of guilt or innocence either objectively or with an impartial and unprejudiced mind.
21. It follows that the appeals should be allowed and a new trial ordered.
Strictly speaking, it is unnecessary that I deal with
the separate grounds
raised by the appeal of Ms
Hay
. However, since the other members of the Court
have dealt with those separate
grounds, it is appropriate that I indicate my
views in relation to them.
22. The first of those grounds is that there should have been an order for
separate trials. In the particular circumstances of
this case, it was
strongly arguable that separate trials were appropriate. On the other hand,
the trial was destined to be a lengthy
one and there were strong
considerations, including the desirability of placing the whole picture before
the jury, favouring a joint
trial in the interests of the administration of
justice. The question for this Court is not whether it was, on balance,
preferable
that an order should have been made for separate trials. It is
whether there was, in the event, a miscarriage of justice by reason
of the
fact that Ms
Hay
was subjected to a joint trial. In my view, in the context
of the directions given by the learned trial
judge, it cannot be said that
there was such a miscarriage of justice.
23. I would, however, wish to stress that it is important that general comments by appellate judges about the desirability of placing the whole picture before the jury should not be misconstrued as an implicit endorsement of the notion that a consideration favouring a joint trial is that it will enable evidence which is inadmissible against a particular accused to be placed before the jury charged with the determination of the guilt or innocence of that accused. Such comments should be understood as referring only to evidence, such as the sworn evidence of one accused, which is admissible against both accused and which might otherwise be unavailable to be led by the Crown. So far as evidence which is not admissible against both accused, such as a confessional or unsworn statement by one of them, is concerned, the fact that it will be placed before the jury charged with determining the guilt or innocence of the other accused should always be seen as a factor militating in favour of separate trials.
24. Nor do I subscribe to the view that the reasons which favour the joint trial of persons who are charged with committing an offence jointly are particularly strong in cases where such persons seek to cast the blame on one another. Particularly where the accused has made a confessional statement and in jurisdictions where an accused is permitted to make an unsworn statement, the dangers of unfair prejudice to one accused from material which is inadmissible against him or her being placed before the jury seem to me to be exacerbated in such cases. Far from the desirability of avoiding "inconsistent verdicts" assuming particular importance, there is a particular danger in such cases that popular notions of the need for consistent verdicts may tend to subvert the requirement of proof beyond reasonable doubt. If, for example, each of two defendants seeks to exculpate himself or herself from guilt of a crime, which both or one of them undoubtedly committed, by casting the entire blame on the other, it is difficult to see any particular relevance of the need for consistent verdicts apart from the superficial and mistaken notion that there would be something "inconsistent" about an acquittal of both. Indeed, where there is a joint trial in such a case, it is desirable that the trial judge stress to the jury that, while the jury may think it apparent that the crime was committed by at least one of the accused, there would be nothing inconsistent in their finding that the guilt of neither had been proved beyond reasonable doubt.
25. I agree with the reasons of King CJ in the Court of Criminal Appeal for
concluding that, in the particular circumstances of
this case, it cannot be
said that a miscarriage of justice resulted from the inadvertent disclosure to
the jury that Ms
Hay
had been
in prison. That disclosure, made in the course
of examination-in-chief of a prosecution witness, was a serious irregularity.
In some
cases, such a disclosure would clearly give rise to a situation in
which an application for the discharge of a jury would necessarily
succeed.
In the overall context of the present trial, however, it obviously played no
significant part at all in the ultimate verdict
and no miscarriage of justice
resulted from it.
26. The final separate ground concerns the "accomplice warning" given in
relation to Ms
Hay
's evidence to the extent to which it
was "against Mr
Webb
".
On this aspect of the case, I am in general agreement with the judgment of
Toohey J. As the New South Wales
Court of Criminal Appeal (Gleeson CJ,
Campbell and Mathews JJ) observed in Reg. v. Henning ((111) Unreported, 11 May
1990.) in a
passage quoted by King CJ in the present case:
"But different principles apply when the supposed accompliceIf, in such a case, a trial judge considers it necessary or appropriate to give an "accomplice warning" to protect a co-accused, the critical thing is that it be made clear that the relevant comments relate only to the use of the evidence as against the co-accused. In the present case, his Honour adequately satisfied that requirement when he expressly confined the "accomplice warning" to the use which might be made of Ms
who gives evidence against a co-accused is himself an
accused giving evidence in his own case. It would be
difficult indeed to seek to apply inflexible rules to such
situations. For the interests of justice will almost
certainly require different responses in different
circumstances. Considerable latitude must be allowed in
order to enable trial judges to address the situation in a
manner which will adapt to the competing interests in the
particular case."
Hay
's evidence to
"convict Mr
Webb
". It is true that, at an earlier stage of his summing up,
the trial
judge had given a direction which offended against what was said by
this Court in Robinson v. The Queen (No.2) ((112) [1991] HCA 38; (1991) 65 ALJR
644; 102 ALR
493.). The error involved in that direction was, however, adequately corrected
by the redirection which
his Honour subsequently
gave.
27. In each case, the judgment of the Court of Criminal Appeal should be set aside and, in lieu thereof, it should be ordered that the appeal to that court be allowed, the conviction quashed and a new trial ordered.
TOOHEY J The appellants were tried jointly on a charge of murder by judge
and jury in the Supreme Court of South Australia. They
were both found guilty
of the charge and their appeals to the Court of Criminal Appeal were dismissed
((113) Rulings of the trial
judge, Debelle J, are reported in
Webb
and
Hay
(1992) 64 A Crim R 38. The decision of the Court of Criminal Appeal is
reported in
Reg. v.
Webb
and
Hay
(1992) 59 SASR 563.).
2. In this Court special leave to appeal was granted to the appellant,
Webb
,
"limited to the ground that the learned trial judge
ought to have discharged
the jury". The notice of appeal filed pursuant to the grant of special leave
complains that the Court of
Criminal Appeal erred in upholding the trial
judge's refusal to discharge the jury and that "given the combined
circumstances it
ought to have ruled that there was a miscarriage of justice
on account of pre-trial publicity". As the argument for
Webb
developed,
in
the light of what had been said by the Court on the application for special
leave to appeal, the only ground on which it was urged
that the trial judge
should have discharged the jury was that relating to the "flower incident"
discussed later in these reasons.
3. Special leave to appeal was granted to the appellant,
Hay
, "limited to:
one, the ground that the learned trial judge ought to
have discharged the
jury; two, the correctness of directions given by the learned trial judge as
to the assessment of the evidence
of the applicant, including the accomplice
warning". The notice of appeal filed pursuant to that grant likewise complains
of error
on the part of the Court of Criminal Appeal in upholding the trial
judge's refusal to discharge the jury. It further asserts that
the Court
should have found that the trial judge misdirected the jury as to the effect
of
Hay
's evidence, that he erred in categorising
her evidence as that of an
accomplice "and the effects that followed from that direction" and that he
further erred "in failing to
direct the jury that it was their function to
determine whether the applicant was in fact an accomplice". The argument that
the
trial judge should have discharged the jury centred on the "flower
incident" but, as will appear, ranged more widely.
4. It is necessary to say something of the circumstances giving rise to the charge against the appellants and also something of events surrounding their trial.
The background
5. The deceased, Lance Edward Patrick, met the appellants in a hotel in Mount
Gambier one evening. The three left the hotel at
about 10.25 p.m., taking
with them a cask of moselle, and began drinking in a bus shelter. They were
still there at 11.50 p.m.
Just after midnight
Webb
was seen walking across a
car park adjacent to the bus shelter, wearing the deceased's boots.
Hay
was
in
a telephone box across the road. Between 11.50 p.m. and just after
midnight a person living nearby heard a loud, strong scream by
a male voice,
followed by two or three other screams. King CJ, with whose judgment Cox and
Matheson JJ agreed, said ((114) ibid.
at 566.) that the "overwhelming
inference is that the incident which caused the death of the deceased occurred
between 11.50 pm and
12.05 am". The appellants spent the rest of the night in
a motel room which they entered without permission. At some point
Webb
deposited the deceased's jacket and belt in a used car yard but he retained
the deceased's boots.
Webb
gave the buckle from the
belt to another occupant
of the house in which he and
Hay
were living. He burned the deceased's boots
and his own jacket.
6. The deceased's body was found that morning. It had extensive injuries to
the face, throat and upper body, consistent with kicks,
and injuries to the
face, consistent with blows from the buckle of the deceased's belt. The cause
of death was a fracture of the
cricoid cartilage in the throat, a fracture
which could have been caused by blows inflicted by a boot. Footmarks
discernible on
the throat matched the pattern of the sole of
Webb
's shoes and,
in one case, the pattern of the sole of
Hay
's shoes.
7. When interrogated by the police,
Webb
gave several versions of events but
he did not give evidence at trial. There was no statement
by
Hay
adduced in
evidence but she gave evidence at trial.
8. At this point it is convenient to say something of events surrounding the
trial. On 10 June 1992 the appellants entered pleas
of not guilty and a jury
was empanelled. Following the opening address by the Crown,
Webb
changed his
plea to guilty. The trial
judge made an order prohibiting publication of
anything referring to
Webb
's plea of guilty. In addition his Honour
discharged the
jury.
Webb
applied for leave to appeal against the conviction
entered by reason of his guilty plea but, instead, the trial judge
granted an
application for leave to change his plea to not guilty. On 23 June 1992 a
fresh jury was empanelled from a different
jury pool and each juror was asked
whether he or she knew anything of the facts involved in the trial. The trial
judge refused an
application for a change of venue from Mount Gambier and he
also refused to order separate trials.
9. On the following day the trial judge gave what counsel described as "a general address to a new jury panel". Such an address, this Court was told, is an invariable practice in South Australia whereby, at the commencement of a sittings, the trial judge addresses the entire jury panel and tells them about the procedure followed in the criminal court, including such matters as the onus of proof, presumption of innocence and the right of silence. The address generally includes a warning to the potential jurors to avoid contact with others and not to discuss the case, except among themselves. Counsel for the appellants relied upon this practice as evidencing the likelihood that all jurors would have been aware of the need to avoid contact with anyone connected with the trial, other than the members of the jury.
10. The Crown case concluded on 24 July. As already mentioned,
Webb
did not
give evidence.
Hay
gave evidence and her case concluded
on 28 July. The
Crown addressed on 28 and 29 July. Counsel for
Webb
addressed on 29 and 30
July.
Hay
's counsel addressed on 30
and 31 July. The trial judge's summing up
began on the afternoon of 31 July.
The flower incident
11. On the morning of 31 July an unusual incident occurred. Before leaving
for court, a juror picked two bunches of daffodils from
her garden and brought
them with her to court. Apparently it was the juror's intention to give them
to another juror whose wife
was in hospital. While in the courtroom building
she spontaneously decided to give one bunch to Mrs Patrick, the mother of the
deceased.
Mrs Patrick had been in court during the trial and her identity was
known. It does not appear that she was a witness. The juror
handed the
flowers to a woman whom she did not know but who had been in court and who, as
it happened, was the mother of the deceased's
fiancee. She did so with a
request that the woman give the flowers to the mother of the deceased,
saying: "Could you give these
to Mrs. Patrick? I cannot talk to you."
12. The matter was brought to the attention of the trial judge by the Crown
prosecutor. Counsel for each of the appellants asked
for a "mistrial". The
juror was identified and said:
"I plead guilty. I had beautiful daffodils in my garden.The jury then retired while submissions were made. After they had returned, his Honour asked the juror whether the other jurors had known of her actions. She answered:
There was a lady I did not know at the door, I said, 'I
cannot talk to you, those are for Mrs. Patrick', that is
all I said.
...
I humbly apologise to you (his Honour) and the court."
"No one knew ... The jury have just said, why did I not
tell them yesterday and they could have told you
yesterday."
13. The trial judge heard submissions from counsel. He said that the question he had to determine was "whether there was a real danger that the position of the accused had been or might have been prejudiced by what had occurred" ((115) (1992) 64 A Crim R at 70.). He ruled that the trial should proceed. He told the jury his reasons for taking this course. Essentially they were that the trial had proceeded for six weeks so that the interests of the people present including Mrs Patrick were apparent, and that the jury had heard a great deal of evidence as to the manner in which the deceased met his death and they had seen photographs of the deceased, so that it might be expected that all jurors would in any event feel sympathy for his family and fiancee. What the juror had done was on the spur of the moment. His Honour stressed again the need for the jury to have regard only to the evidence and to consider it in a dispassionate manner, putting all feelings of sympathy or emotion to one side and weighing the evidence in a dispassionate manner.
14. King CJ endorsed the approach taken by the trial judge in this regard,
saying ((116) (1992) 59 SASR at 568.):
"The death of the deceased was bound to excite sympathy for
those to whom he was dear. There is nothing to indicate
that that natural sympathy diverted the jury or any member
of it from a dispassionate consideration of the issue of
the guilt or innocence of the appellants, and there was no
basis for a reasonable suspicion of bias on the part of the
jury or any member of it ... The learned judge gave the
jury a clear direction designed to ensure that feelings of
sympathy would not divert them from their task."
15. Before ruling that the trial should proceed, the trial judge said to
counsel:
"Is not the question I have to consider this: The questionCounsel for the appellant submitted that "may" was a more accurate expression than "would" where that word appeared in his Honour's formulation and his Honour said: "That might be so." Counsel for the Crown, although making some response to the trial judge, seems to have accepted the trial judge's formulation as being in conformity with what was said by the Court of Appeal in Bliss ((117) (1986) 84 Cr App R 1.). The situation in England is now governed by Reg. v. Gough ((118) [1993] UKHL 1; (1993) AC 646.), judgment in which was delivered after the decision of the Court of Criminal Appeal in the present case. Lord Goff of Chieveley, with whom the other members of the House of Lords agreed, accepted that in relation to jurors the test was as formulated by the Court of Appeal, namely, whether "there is a real danger of bias affecting the mind of the relevant juror or jurors" ((119) ibid. at 669.). Lord Goff said that there was no practical distinction between this test and a formulation in terms of "real possibility of bias" or "a real likelihood, in the sense of a real possibility, of bias" ((120) ibid. at 668.). His Lordship added ((121) ibid. at 669.):
is, whether the act of the juror in giving the flowers
shows such a degree of prejudice as would suggest some
expression of bias either towards the prosecution or the
defence and would infringe upon her proper consideration of
the evidence."
"Even if the judge decides that it is unnecessary to do more
than issue a warning to the jury or to a particular juror,
and thereby isolate and neutralise any bias that might
otherwise occur, the effect of his warning is not merely to
ensure that the jurors do not allow any possible bias to
affect their minds, but also to prevent any lack of public
confidence in the integrity of the jury."
16. Gough was concerned with an allegation of apparent rather than actual bias on the part of a juror. It is not clear that the challenge in the present case is so restricted and it must be dealt with accordingly. It can be said immediately that there is no evidence of actual bias on the part of the juror. Certainly she went out of her way to express her sympathy for the mother of the deceased. But sympathy was an emotion all members of the jury might have been expected to feel, as the trial judge acknowledged. It did not manifest a view of the guilt of the appellants or either of them or a bias against them. Sympathy is an emotion that jurors will often manifest in the course of a murder trial in the face of testimony, whether oral, written or photographic, bearing on the circumstances in which the deceased met his or her death. Of itself it cannot be treated as an indication of bias against an accused.
17. As to the submission based on apparent bias, there is, as Lord Goff pointed out in Gough, a public aspect involved, a matter of public confidence in the integrity of the jury. But, again, it is necessary to stress that in the present case what was being manifested was sympathy for the mother of the deceased, not hostility to the appellants. This is very different from a case such as Reg. v. Giles ((122) [1959] VicRp 76; (1959) VR 583.), in which a juror, after the Crown outlined the case against the accused who was charged with sexual offences against children, said audibly: "You dirty bastard." The trial judge, after cautioning the jury, allowed the trial to go on. The Full Court declined to interfere with the exercise of the judge's discretion. It is unnecessary to express a view as to the correctness of that decision; but clearly that situation is a far cry from the present one.
18. This Court has dealt with the question of apparent bias on a number of
occasions ((123) See, in particular, Reg. v. Watson;
Ex parte Armstrong [1976] HCA 39; (1976)
136 CLR 248; Livesey v. New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR
288; Re
J.R.L.; Ex parte C.J.L.
[1986] HCA 39; (1986) 161 CLR 342; Vakauta v. Kelly [1989] HCA 44; (1989) 167 CLR
568; Grassby
v. The Queen [1989] HCA 45; (1989) 168 CLR 1; Laws v. Australian Broadcasting
Tribunal
[1990] HCA 31; (1990) 170 CLR 70.), though
not in relation to the actions of a
juror. As Gough makes clear, the underlying principle is the same,
whether
judges, jurors or
members of a tribunal are concerned, though naturally its
application will differ in those cases. However,
the language in which
the
test of apparent bias has been expressed in this Court does not accord with
that of some English decisions.
Thus in Livesey
v. New South Wales Bar
Association this Court said ((124) (1983) 151 CLR at 293-294.):
" It was common ground between the parties to the present
appeal that the principle to be applied in a case such as
the present is that laid down in the majority judgment in
Reg. v. Watson; Ex parte Armstrong ((125) (1976) 136 CLR at
258-263.). That principle is
that a judge should not sit to hear a case if in all the
circumstances the parties or the public might entertain
a reasonable apprehension that he might not bring an
impartial and unprejudiced mind to the resolution of the
question involved in it."
19. In the majority judgment in Reg. v. Watson; Ex parte Armstrong, Barwick
CJ, Gibbs, Stephen and Mason JJ examined a number of
English authorities and
also earlier decisions of this Court, in particular Reg. v. Australian
Stevedoring Industry Board; Ex parte
Melbourne Stevedoring Co. Pty. Ltd.
((126) [1953] HCA 22; (1953) 88 CLR 100.) and Reg. v. Commonwealth Conciliation and
Arbitration
Commission;
Ex parte Angliss Group ((127) (1969) 122
CLR 546.). In
Australian Stevedoring Industry Board Dixon CJ,
Williams,
Webb
and Fullagar
JJ
spoke ((128) (1953) 88 CLR at 116.)
in terms which the majority in Watson
((129) (1976) 136 CLR at
261.) regarded as requiring
"a real likelihood of
bias". But, the
majority continued, "if doubts were left by that decision as
to
the correct approach to this
question, they were removed by (Angliss
Group)". In Angliss Group the Court used language suggesting
a test of
reasonable apprehension
of bias ((130) (1969) 122 CLR at
553-554.). The test
of "reasonable apprehension" was applied
in Vakauta v. Kelly ((131) (1989)
167
CLR at 573-574, 575, 584-585.)
and in Grassby v. The Queen ((132) (1989) 168
CLR at 20.). That
test must be regarded as the prevailing
test in this
country.
20. The test of "real danger" accepted in Gough might suggest a somewhat more rigorous test than that of "reasonable apprehension". If that be so, the judgments in this Court to which reference has been made point to the latter as the yardstick by which to measure apparent bias. But when proper emphasis is placed on the reasonableness of any apprehension likely to arise, that is, apprehension on the part of a fair-minded observer ((133) Livesey (1985) 151 CLR at 300.), there may be in truth little difference in the application of the two tests. In formulating the test as one of "a real likelihood, in the sense of a real possibility, of bias", Lord Goff, as already mentioned, saw no practical distinction between this test and the one adopted, namely, "a real danger of bias". Be that as it may, the test of "reasonable apprehension" is to be applied in the present case.
21. In applying the "real danger" test the trial judge was in error. But when the correct test is applied, the charge of apparent bias in the case of this juror cannot be sustained. There can be no reasonable apprehension of her actions being construed as bias against the appellants or either of them as distinct from sympathy for the mother of the deceased. While that sympathy was manifested in an unusual way, it remained to the fair-minded observer a case of sympathy. Any dangers associated with it were readily capable of being avoided by the express directions the trial judge gave to the jury. And the juror's own reaction, her apology and expression of concern, points to the likelihood that she, as well as the other jurors, would observe those directions.
22. I would dismiss
Webb
's appeal.
Hay
's appeal
23. The appellant,
Hay
, relied upon the "flower incident" as justification
for the argument that the trial judge should have discharged
the jury. To
that extent her appeal must fail. But she relied also upon some other matters
which, together with that incident,
were said to warrant discharge.
24. The first of these other matters is the failure of the trial judge to
order separate trials for the appellants. The justification,
indeed the
alleged necessity, for separate trials lies in the fact that in three records
of interview with
Webb
, which could be expected
to be and were adduced in
evidence by the prosecution,
Webb
made assertions that
Hay
had engaged in a
violent and sadistic attack
on the deceased. And, it was said, although the
trial judge warned the jury that this evidence was not admissible against
Hay
,
such
a direction could not cure the overwhelming prejudice inevitably caused
to
Hay
.
25. King CJ dealt with this ground by pointing out that there are "strong reasons of principle and policy why persons charged with committing an offence jointly ought to be tried together. That is particularly so where each seeks to cast the blame on the other" ((134) (1992) 59 SASR at 585.). What King CJ referred to as "strong reasons of principle and policy" were discussed by his Honour in Reg. v. Collie ((135) [1991] SASC 2996; (1991) 56 SASR 302 at 307-311.). I respectfully agree with that discussion which emphasises that when accused are charged with committing a crime jointly, prima facie there should be a joint trial. There are administrative factors pointing in that direction but, more importantly, consideration by the same jury at the same trial is likely to avoid inconsistent verdicts, particularly when each accused tries to cast the blame on the other or others ((136) Reg. v. Demirok [1976] VicRp 19; (1976) VR 244 at 254.). There are of course dangers for an accused in a joint trial by reason of the admission of evidence which would not be admitted at the trial of one accused. That risk must be obviated by express and careful directions to the jury as to the use they may make of the evidence so far as it concerns each accused ((137) Reg. v. Harbach (1973) 6 SASR 427 at 433.).
26. In the end the critical question before an appellate court in these circumstances is whether, by reason of the joint trial, there has been a substantial miscarriage of justice or, put another way, whether improper prejudice has been created against an accused.
27. In the present case adequate directions were given by the trial judge.
It is true that
Webb
did not give evidence and was therefore
not subject to
cross-examination, though the jury heard his statements to the police
implicating
Hay
. But, as King CJ observed ((138)
(1992) 59 SASR at 585.):
"That is a common feature of a joint trial and does not ofProperly instructed by the trial judge, as they were, the jury were capable of appreciating the use they could make of evidence as against each of the appellants. It has not been shown that a substantial miscarriage of justice is likely to have occurred.
itself render separate trials necessary."
28. A further ground upon which discharge of the jury was sought was the
disclosure to the jury that
Hay
had been in prison. The
disclosure was
inadvertent and was made in the course of the examination-in-chief of a
prosecution witness. The witness was asked
when he or she first met
Hay
; the
following ensued:
"A. I wouldn't know exactly what date but it was when sheThe trial judge refused an application by
was doing some time in prison, I used to go and visit.
Q. Had you known her for about a year or longer.
A. Well, at that time I had only just met her through
Cindy when she was in gaol."
Hay
's counsel to discharge the jury.
His Honour gave a direction to the jury which King
CJ described as "an
entirely clear and appropriate direction designed to remove any prejudicial
effect of the disclosure" ((139)
ibid. at 578.). The matter, King CJ said, was
one for the discretion of the trial judge and he correctly exercised that
discretion.
I agree with his Honour's conclusion.
29. Where evidence prejudicial to an accused is elicited inadvertently, it is a matter for the trial judge to decide whether the jury should be discharged. If the jury are not discharged, on appeal the question for determination is as mentioned earlier in these reasons. That is, the appeal "is not against the failure to discharge the jury but against the conviction" ((140) Maric v. The Queen (1978) 52 ALJR 631 at 634; 20 ALR 513 at 520 per Gibbs J). The question then is whether a substantial miscarriage of justice has occurred.
30. In Reg. v. Glennon Mason CJ and I said ((141) [1992] HCA 16; (1992) 173 CLR 592 at
604.):
"Reception of inadmissible evidence of a prior convictionGlennon was concerned with a case of pre-trial publicity as a result of which a permanent stay of proceedings was sought. That is not to say that the passage is inapposite in the present case. But, again, the question on appeal is whether, in the present case,
has been said to offend against one of the most deeply
rooted and jealously guarded principles of our criminal
law."
Hay
suffered a substantial miscarriage of
justice by reason of the inadvertent disclosure that she had been in prison.
31. Nothing was said at trial of the offence which resulted in
Hay
's
imprisonment. Again I agree with King CJ when he concluded
((142) (1992) 59
SASR at 578.):
"It would have come as no surprise to the jury, having
regard to the evidence of her drinking and conduct on the
present occasion, that she had had a brush with the law
resulting in imprisonment. Her admitted behaviour on the
present occasion would have reduced any prejudice arising
from the disclosure that she had been in gaol previously,
into insignificance."
Evaluation of
Hay
's evidence
32. The next complaint by
Hay
related to the correctness of directions given
by the trial judge as to the evaluation by the jury
of her evidence. In
dealing with this complaint, it must be remembered that, while
Hay
gave
evidence,
Webb
did not. The crux of
his Honour's direction on this aspect may
be found in the following passage:
"You will bear in mind that any person in the position of
the accused, and I am speaking quite generally now, any
person in the position of the accused will obviously be
under a strong temptation to consider his or her own
interest exclusively and, if need be, to play down his or
her own part in the matter, if need be, at the expense of
the co-accused. So you must bear in mind the possibility
of that kind of distortion in a trial of this kind even to
the point of deliberately false evidence. However, it is
necessary (sic) for me to say more on the subject than that
general observation about evidence that any co-accused
might give in a trial in which more than one person is
jointly charged before a jury."
33. This direction produced a request for a redirection which his Honour gave
the following day in these terms:
"One other thing I wish to say just to backtrack a little
on what I said last night. Towards the close last night
almost at the very close, I suggested to you that a
co-accused who gives evidence might seek to play down his
involvement in a matter to the point of giving false
evidence. What I said then was a general warning only. I
was not intending, in any way, to suggest that MsHay
was
a suspect witness. I did not, in any way, seek to suggest
that you subject her evidence to any different kind of
scrutiny from that which you would apply to the evidence of
any other witness. My purpose was to lead into the topic
I'm now about to discuss.
The topic on which the law does require me to give a
warning, that is to say, give a warning about the evidence
of a witness who is an accomplice. I emphasize indeed what
I have just been saying and what I said at an early stage
in the course of my summing up, that you should examine and
test the evidence of MsHay
in the same way as you test the
evidence of other witnesses. You should deal with her
evidence just as you would deal with any evidence of any
other witness."
34. King CJ considered that there had been no infringement by the trial judge of the principles enunciated by this Court in Robinson v. The Queen (No.2) ((143) [1991] HCA 38; (1991) 65 ALJR 644; 102 ALR 493.) regarding a direction to a jury as to how they should treat the evidence of an accused. There can be little doubt that the initial direction offended against what was said in Robinson. The question is whether that direction, coupled with the redirection, is susceptible to challenge.
35. Counsel for
Hay
stressed that her evidence was lengthy and that, even
with the redirection, the jury must have been led to conclude
that her
evidence should be scrutinised more carefully than that of any other witness.
All this may be true but the situation was
one in which, unlike in Robinson,
each appellant sought to blame the other and thereby exculpate himself or
herself. The trial judge's
earlier remarks must be understood in this light.
While capable themselves of leading to a misunderstanding by the jury, the
remarks
were sufficiently balanced by his Honour's later direction. He had to
deal with, and therefore say something about, a situation
in which each
appellant was trying to place the responsibility for the deceased's death on
the other.
Accomplice warning
36.
Hay
's role in the killing of the deceased leads on to another challenge
to the decision of the Court of Criminal Appeal.
Hay
's
evidence implicated
Webb
in the killing and, although admitting her own participation in violence
against the deceased, she claimed
that
Webb
had already struck the fatal blow.
In those circumstances the trial judge gave an "accomplice direction".
Hay
's
complaint
is that such a direction should not have been given as it was
prejudicial to her defence, alternatively that the trial judge should
have
left to the jury the question whether she was an accomplice.
37. His Honour spent some time speaking of the way in which the law regards
the evidence of accomplices, including the care with
which their evidence
should be scrutinized, in particular if it is uncorroborated. He said that on
one view of the evidence
Webb
or
Hay
could be regarded as having been an
accomplice to murder but he then went further and said:
"Without expressing any view about the guilt or innocence of
the two accused, I'm not concerned with that question now,
I direct you that each of them should be regarded, in law,
as accomplice for the purpose of this special warning.
MsHay
has given evidence which, to some degree, is against
MrWebb
. You should not convict Mr
Webb
on the evidence of
MsHay
unless you find the evidence is corroborated, or
unless, after you have given it very careful consideration
in the light of the warning that I am now giving, you are
convinced it is reliable. Just to put that same matter in
other terms. If the evidence that MsHay
gives against
MrWebb
is not corroborated, you should not take it into
account against the other accused unless you are convinced
of its reliability."
38. His Honour told the jury: "Whether the evidence of Ms
Hay
against Mr
Webb
is corroborated is a matter for you to decide."
He then identified to
the jury parts of
Hay
's evidence relating to
Webb
that were corroborated,
namely, that
Webb
was at the scene
and that he kicked the deceased on a number
of occasions. He also said that in so far as
Hay
's denial that she used the
belt buckle
on the deceased implied that
Webb
had done so, that was not
corroborated.
39. As King CJ pointed out ((144) (1992) 59 SASR at 581. See Davies v.
Director of Public Prosecutions (1954) AC 378 at 399.):
"In the classic formulation of the rule requiring a warning
that it is dangerous to convict on the uncorroborated
evidence of an accomplice, the requirement is confined to
the evidence of a witness for the prosecution."
40. There are several English decisions to the effect that a full
corroboration warning is not mandatory where the witness is a
co-accused
((145) R. v. Barnes (1940) 2 All ER 229; Reg. v. Prater (1960) 2 QB 464; Reg.
v. Stannard (1965) 2 QB 1; Reg. v. Bagley
(1980) Crim LR 572; Loveridge (1982)
76 Cr App R 125; Knowlden (1981) 77 Cr App R 94; Reg. v. Cheema (1994) 1 WLR
147.). There is
no common approach to be discerned in the decisions of
Australian courts. The full corroboration warning in the case of a co-accused
is required in Victoria ((146) Reg. v. Teitler [1959] VicRp 54; (1959) VR 321.) and in
Queensland ((147) Reg. v. Allen and Edwards (1973) Qd R 395.).
The warning is
regarded as discretionary
in New South Wales ((148) Reg. v. Henning,
unreported, Court of Criminal Appeal, 11 May
1990.). In South Australia
itself views
have varied. In Reg. v. Rigney Bray CJ, expressing a preference
for Reg. v. Teitler ((149)
[1959] VicRp 54; (1959) VR 321.), said ((150) (1975) 12 SASR 30 at
40.):
" There is no doubt that if there is evidence on whichHogarth J favoured a discretion in the trial judge to exercise a discretion whether to give such a warning; his Honour disagreed with Teitler ((151) ibid. at 53-54.). In Reg. v. Wilson ((152) (1987) 47 SASR 287.), where there were four co-accused, White J took the view that he had such a discretion and directed the jury, not by reference to accomplices, but by alerting the jury to the possibility, indeed likelihood, that each accused had a strong reason for blaming the others and exculpating himself.
a reasonable jury could find that the witness was a
'participant' ... the issue of accomplice or not should be
left to the jury."
41. In the present case King CJ preferred the approach taken by the Court of
Criminal Appeal in Henning which is encapsulated in
this passage from its
judgment ((153) Henning, unreported, 11 May 1990 at 47.):
"But different principles apply when the supposed accomplice
who gives evidence against a co-accused is himself an
accused giving evidence in his own case. It would be
difficult indeed to seek to apply inflexible rules to
such situations. For the interests of justice will
almost certainly require different responses in different
circumstances. Considerable latitude must be allowed in
order to enable trial judges to address the situation in a
manner which will adapt to the competing interests in the
particular case."
42. There is already a strong opinion that the law of corroboration has
become unduly and unnecessarily complex and technical ((154)
Reg. v. Cheema
(1994) 1 WLR at 158.). In Vetrovec v. The Queen ((155) (1982) 136 DLR (3d)
89.) the Supreme Court of Canada held
that it is no longer a rule of law that
there is a special category for accomplices requiring a
special warning that
it is dangerous
to act on their uncorroborated evidence. Dickson J,
delivering the judgment of the Court, said
((156) ibid. at 99.):
" None of these arguments can justify a fixed and
invariable rule regarding all accomplices. All that can
be established is that the testimony of some accomplices
may be untrustworthy. But this can be said of many other
categories of witness. There is nothing inherent in the
evidence of an accomplice which automatically renders him
untrustworthy. To construct a universal rule singling out
accomplices, then, is to fasten upon this branch of the
law of evidence a blind and empty formalism. Rather than
attempting to pigeon-hole a witness into a category and
then recite a ritualistic incantation, the trial judge
might better direct his mind to the facts of the case, and
thoroughly examine all the factors which might impair the
worth of a particular witness. If, in his judgment, the
credit of the witness is such that the jury should be
cautioned, then he may instruct accordingly. If, on the
other hand, he believes the witness to be trustworthy,
then, regardless of whether the witness is technically an
'accomplice' no warning is necessary."
43. The question here is a somewhat narrower one but the reasoning in
Vetrovec reinforces the need for flexibility in the direction
which a trial
judge gives when co-accused blame each other. The approach taken in Henning
and by King CJ in the present case gives
effect to this need. It follows that
in the present case the trial judge was not obliged to give the accomplice
corroboration warning
but that he was not in error in doing so. The problem
is whether, in so directing the jury, his Honour placed the evidence of
Hay
in
a disadvantaged position. He had to maintain a balance between the interests
of
Webb
on the one hand and
Hay
on the other. This
ground of appeal can only
succeed if it is shown that his Honour failed to maintain that balance and
that, as a result,
Hay
suffered
a substantial miscarriage of justice.
44. I am not persuaded that she did suffer a substantial miscarriage of
justice. His Honour had to say something about the use
of
Hay
's evidence
against
Webb
. This he did. The earlier direction, to which reference has
been made, went further and tended to
focus unduly on
Hay
's playing down of
her own role in the killing of the deceased. But that was corrected by
redirection. Overall,
the jury were sufficiently alerted to how they should
regard
Hay
's evidence both as it bore on her own defence and as it implicated
Webb
.
45. Clearly
Hay
was, on her own evidence, an accomplice to the killing of the
deceased. It is hard to see how she could have been
unduly prejudiced by his
Honour's invitation to the jury to treat her as such. In all the
circumstances this was probably a preferable
course to instructing the jury
that, in relation to
Hay
's evidence implicating
Webb
, they should first
determine whether she was
an accomplice and then, in relation to the case
against her, decide on the criminal onus of proof whether she was guilty of
murder.
However, it would have been better still to avoid any reference to
accomplice and deal with the strengths and weaknesses of the
evidence
generally.
46. I would dismiss
Hay
's appeal also.