Theophanous v Herald & Weekly Times Ltd [1994] HCA 46; (1994) 182 CLR 104; (1994) 124 ALR 1 (1994) Aust Torts Reports 81-297 (12 October 1994)
HIGH COURT OF AUSTRALIA
THEOPHANOUS v THE HERALD AND WEEKLY TIMES LIMITED AND ANOTHER
F.C. 94/041
Number of pages - 78
Constitutional Law (Cth) - Defamation [1994] HCA 46; (1994) 182 CLR 104
(1994) 124 ALR 1
(1994) Aust Torts Reports 81-297
HIGH COURT OF AUSTRALIA
MASON CJ(1), BRENNAN(2), DEANE(3), DAWSON(4), TOOHEY(1), GAUDRON(1) AND
McHUGH(5) JJ
Constitutional Law (Cth) - Implied constitutional rights - Freedom of communication about matters relating to government - Freedom to publish material discussing government and political matters, members of Parliament and suitability of persons for office as members of Parliament - Effect of freedom to publish on defamation laws.
Defamation - Defences - Implied constitutional freedom to publish material
discussing government and political matters, members
of Parliament and
suitability of persons for office as members of Parliament - Defamatory matter
not actionable if defendant unaware
of falsity, publication not reckless and
reasonable in circumstances - Qualified privilege.
12:10:1994
ORDER
Answer the questions reserved in the case stated as follows:1. Is there a freedom guaranteed by the Commonwealth Constitution to
(a) discussing government and political matters;Answer: There is implied in the Commonwealth Constitution a freedom to
(b) of and concerning members of the Parliament of the Commonwealth
of Australia which relates to the performance by such members
of their duties as members of the Parliament or parliamentary
committees;
(c) in relation to the suitability of persons for office as members
of the Parliament?
publish material:
(a) discussing government and political matters;
(b) of and concerning members of the Parliament of the Commonwealth
of Australia which relates to the performance by such members of
their duties as members of the Parliament or parliamentary
committees;
(c) in relation to the suitability of persons for office as members
of the Parliament.
2. If yes to any part or parts of question 1, is any such freedom subject to
a condition that the publication will not be actionable
under the law relating
to defamation if:
(a) the publication be without malice;Answer: In the light of the freedom implied in the Commonwealth
(b) the publication be reasonable in the circumstances;
(c) the publication not be made without any honest belief in
the truth of the material published or made with reckless
disregard for the truth or untruth of the material
published; or
(d) the publication be made at a time when it was publicly
anticipated that a federal election was about to be
called?
Constitution, the publication will not be actionable
under the law relating to defamation if the defendant
establishes that:
(a) it was unaware of the falsity of the material published;
(b) it did not publish the material recklessly, that is, not
caring whether the material was true or false; and
(c) the publication was reasonable in the circumstances.
3. If yes to any part or parts of question 1, is any such publication a
publication on an occasion of qualified privilege:
(a) if published at a time when it was publicly anticipated that aAnswer: A publication that attracts the freedom implied in the
federal election was about to be called;
(b) if published at a time when it was not publicly anticipated that
a federal election was a bout to be called?
Commonwealth ?Constitution can also be described as a
publication on an occasion of qualified privilege. Whether a
federal election is about to be called is not a relevant
consideration.
4. Are the defences pleaded in paragraphs 11 and 12 of (the first
defendant's) Further Further Amended Defence bad in law?
Answer: No.
DECISION
MASON CJ, TOOHEY AND GAUDRON JJ This is a case stated by the Chief Justice pursuant to s.18 of the Judiciary Act 1903 (Cth). The plaintiff, Dr Andrew Theophanous, is and has been since 1980 a member of the House of Representatives. He was on 8 November 1992 the chairperson of the Joint Parliamentary Standing Committee on Migration Regulations and the chairperson of the Australian Labor Party's Federal Caucus Immigration Committee. He has played a prominent part in public discussion of migration issues. On 8 and 12 October 1992, Mr Graeme Campbell, M.H.R., criticized the plaintiff's views and conduct in relation to migration issues and that criticism received media publicity.
2. The second defendant, Mr Bruce Ruxton, is and was on 8 November 1992 the
President of the Victorian branch of the Returned and
Services League. On 8
November 1992, the first defendant, The Herald and Weekly Times Limited,
published in its newspaper The Sunday
Herald Sun a letter to the editor
written by Ruxton entitled "Give Theophanous the shove". The letter was as
follows:
"IF REPORTS coming out of Canberra are true about theAt that time, it was publicly anticipated that a federal election would be called, to be held in December 1992.
alleged behaviour of Dr Andrew Theophanous, then it is high
time he was thrown off Parliament's immigration committee.
I have read reports that he stands for most things
Australians are against.
He appears to want a bias shown towards Greeks as
migrants.
Let me say at the outset that the Greeks who have come
to this country have been a splendid example to everyone.
They are hard working, honest, delightful people, and they
would agree with me, I'm sure, that right now too many
immigrants are being allowed in.
There are just no jobs for newcomers - or those who
already live here.
It has been reported that Dr Theophanous wants the
British base of Australian society diluted so that English
would cease to be the major language.
What is this man on about? And what language would he
suggest we use to replace English?
I'm grateful there's an election in the wind. I hope
the people of Calwell give Dr Theophanous the heave.
Poor old Arthur Calwell must be spinning in his grave
at the idiotic antics of the man in the seat named after
him.
Calwell was a great Australian and the architect of
this country's post-war immigration policy."
The plaintiff's action for defamation and the proceedings
3. On 11 February 1993 the plaintiff commenced defamation proceedings in the
County Court of Victoria against the two defendants.
Certain imputations
pleaded in the plaintiff's statement of claim were struck out. The
imputations remaining are:
"(a) the Plaintiff showed a bias towards Greeks as migrants;By its amended defence, the first defendant pleaded a number of defences which vary in accordance with the differing laws of defamation in the States and Territories. Those defences included truth, truth in relation to a matter of public interest, fair comment on a matter of public interest and qualified privilege. Paragraphs 11 and 12 of the further further amended defence are in the following terms:
(b) the Plaintiff stood for things that most Australians
were against;
(c) the Plaintiff was an idiot and his actions were the
antics of an idiotic man."
"11. In further answer to the whole of the Statement of
Claim:
(a) the words were published pursuant to a freedom
guaranteed by the Commonwealth Constitution to
publish material:
(i) in the course of discussion of government
and political matters;
(ii) of and concerning members of the Parliament
of the Commonwealth of Australia which
relates to the performance by such members
of their duties as members of the
Parliament or parliamentary committees;
(iii) in relation to the suitability of persons
for office as members of the Parliament.
(b) The publication of the words was:
(i) in the course of discussion of government
and political matters;
(ii) of and concerning the plaintiff as a member
of the House of Representatives and as
Chairperson of the Joint Parliamentary
Standing Committee on Migration Regulation
and the Australian Labor Party's Federal
Caucus Immigration Committee;
(iii) in respect of the plaintiff's performance
of his duties as a member and as
Chairperson as aforesaid;
(iv) in relation to the plaintiff's suitability
for office as a member of Parliament;
(v) without malice;
(vi) reasonable in the circumstances;
(vii) not made without an honest belief in the
truth of the words or made with reckless
disregard for the truth or untruth of the
words;
(viii) made at a time when it was publicly
anticipated that a federal election was
about to be called.
(c) By reason of each of the matters aforesaid the
said publication is not actionable.
12. Further and alternatively, by reason of the freedom
guaranteed by the Commonwealth Constitution as
aforesaid, the words were published on an occasion of
qualified privilege."
4. Pursuant to s.40(1) of the Judiciary Act, this Court ordered that the
whole of the cause pending in the County Court be removed
upon the filing in
the County Court of a summons
to strike out pars 11 and 12 of the first
defendant's further amended defence, subject
to the first defendant paying the
plaintiff's
costs of the proceedings in this Court. Subsequently, the
plaintiff filed a summons
in the County Court and in this Court to strike
out
pars 11 and 12 of the first defendant's further amended defence.
The questions reserved
5. The questions reserved by the amended case stated for the consideration of
the Full Court are:
"1. Is there a freedom guaranteed by the Commonwealth
Constitution to publish material:
(a) discussing government and political matters;
(b) of and concerning members of the Parliament of the
Commonwealth of Australia which relates to the
performance by such members of their duties as
members of the Parliament or parliamentary
committees;
(c) in relation to the suitability of persons for
office as members of the Parliament?
2. If yes to any part or parts of question 1, is any such
freedom subject to a condition that the publication
will not be actionable under the law relating to
defamation if:
(a) the publication be without malice;
(b) the publication be reasonable in the
circumstances;
(c) the publication not be made without any honest
belief in the truth of the material published or
made with reckless disregard for the truth or
untruth of the material published; or
(d) the publication be made at a time when it was
publicly anticipated that a federal election was
about to be called?
3. If yes to any part or parts of question 1, is any such
publication a publication on an occasion of qualified
privilege:
(a) if published at a time when it was publicly
anticipated that a federal election was about to
be called;
(b) if published at a time when it was not publicly
anticipated that a federal election was about to
be called?
4. Are the defences pleaded in paragraphs 11 and 12 of
(the first defendant's) Further Further Amended Defence
bad in law?"
The implied freedom of communication
6. The defences pleaded in pars 11 and 12 are based on the implication of
freedom of communication in the Commonwealth Constitution recognized in the
judgments of this Court in Nationwide News Pty. Ltd. v. Wills ((1) [1992] HCA 46; (1992) 177
CLR 1.) and Australian
Capital Television
Pty. Ltd. v. The Commonwealth ((2)
[1992] HCA 45; (1992) 177 CLR 106.). In those cases, a majority of the Court
distilled from
the provisions and
structure of the Constitution, particularly from the
concept of representative government which is enshrined in the Constitution,
an implication of freedom of communication. That implication does not extend
to freedom of expression generally ((3) cf. the First
Amendment to the
Constitution of the United States which reads: "Congress shall make no law
... abridging the freedom of speech, or of the press".). The limited
scope of
the freedom was expressed in various ways by the members of the Court. It was
described as "freedom of communication, at
least in relation to public affairs
and political discussion" ((4) Australian Capital Television (1992) 177 CLR at
138, 142 per Mason
CJ), "freedom ... to discuss governments and political
matters" ((5) Nationwide News (1992) 177 CLR at 50 per Brennan J), "freedom
of
communication about the government of the Commonwealth" which "extends to all
political matters", including "matters relating
to other levels of government"
((6) Australian Capital Television (1992) 177 CLR at 169 per Deane and Toohey
JJ), "freedom of political
discourse" ((7) ibid. at 214 per Gaudron J) and
"freedom of participation, association and communication in relation to
federal elections"
((8) ibid. at 227 per McHugh J).
7. Of these statements, the last-mentioned is the narrowest in that it limits
the freedom in federal elections, a limitation which
reflected the view of
McHugh J that the basis of the implication is to be found in the provisions of
ss.7 and 24 of the Constitution. But this limitation was not accepted by
other members of the Court, as appears from the statements quoted in the
preceding paragraph.
Although there is some variation in the language in which
the subject of the implied freedom was expressed in those statements, we
do
not detect any substantial difference between "political discussion" and
"political discourse" on the one hand and discussion
of "political matters" on
the other hand. It is clear enough that the expressions "political
discussion" and "political discourse"
are apt to embrace discussion of
"government matters", so that the scope of the freedom as expressed by Mason
CJ and Gaudron J is
no less extensive than that expressed by Brennan, Deane
and Toohey JJ.
8. It follows therefore that the defendant's contention in par.11(a)(i) of
its further further amended defence that there is an
implied freedom of
communication with respect to "discussion of government and political matters"
is supported by the reasons given
by five of the justices who constituted the
majority in Nationwide News and Australian Capital Television.
The scope of the implied freedom
9. Whether that freedom extends to the publication of matter concerning
members of Parliament relating to the performance by such
members of their
parliamentary duties and their suitability for parliamentary office is the
next question. The implied freedom of
communication is not limited to
communication between the electors and the elected. Because the system of
representative government
depends for its efficacy on the free flow of
information and ideas and of debate, the freedom extends to all those who
participate
in political discussion. By protecting the free flow of
information, ideas and debate, the Constitution better equips the elected to
make decisions and the electors to make choices and thereby enhances the
efficacy of representative
government. It was accepted by a majority of
justices in Australian Capital Television that the implied freedom extends to
members
of society generally ((9) (1992) 177 CLR at 139 per Mason CJ, 174 per
Deane and Toohey JJ, 212 per Gaudron J).
Is the freedom confined to discussion of matters relating to the Parliament
and government of the Commonwealth and Commonwealth public
affairs?
10. The concept of "political discussion" is not limited to matters relating
to the government of the Commonwealth, using that expression
in its broadest
sense so as to include the public affairs of the Commonwealth. In Australian
Capital Television, Mason CJ, Deane
and Toohey JJ and Gaudron J rejected that
limitation ((10) ibid. at 142, 168-169, 215-217.). The interrelationship of
Commonwealth
and State powers and the interaction between the various tiers of
government in Australia, the constant flow of political information,
ideas and
debate across the tiers of government and the absence of any limit capable of
definition to the range of matters that may
be relevant to debate in the
Commonwealth Parliament and to its workings make unrealistic any attempt to
confine the freedom to matters
relating to the Commonwealth government ((11)
ibid). That said, the question is of little importance in the present case.
The publication
complained of relates to the views, performance and capacity
of the plaintiff as a member of the Commonwealth Parliament, in particular
as
chairperson of a Parliamentary Committee on Migration Regulations and as
chairperson of the Australian Labor Party's Federal Caucus
Immigration
Committee. The publication questions his fitness to hold office as a member
of Parliament. What is more, the comments
made about the plaintiff all relate
to views which he is alleged to hold on migration matters, matters which fall
within the responsibilities
allocated to the Commonwealth under the division
of powers allocated by the Constitution ((12) s.51(xix) and (xxvii).).
11. As such, the publication clearly falls within the concept of "political
discussion". Indeed, criticism of the views, performance
and capacity of a
member of Parliament and of the member's fitness for public office,
particularly when an election is in the offing,
is at the very centre of the
freedom of political discussion ((13) See Nationwide News (1992) 177 CLR at 72
per Deane and Toohey
JJ). For the purposes of the present case, that is all
that needs to be said on that topic.
12. But it is desirable to consider the question: what is the content of the
expression "political discussion", bearing in mind
that the underlying purpose
of the freedom is to ensure the efficacious working of representative
democracy. In approaching that
question, the fact that it is not possible to
fix a limit to the range of matters that may be relevant to debate in the
Commonwealth
Parliament is again a relevant consideration. That consideration
prompted Mason CJ to remark in Australian Capital Television that
the
questions "(w)hether freedom of communication in relation to public affairs
and political discussion is substantially different
from an unlimited freedom
of communication and, if so, what is the extent of the difference" did not
call for decision in that case
((14) (1992) 177 CLR at 141.). Notwithstanding
that consideration and the difficulty of drawing a satisfactory and workable
distinction
between political discussion and other forms of expression, it
should be possible to develop, by means of decisions in particular
cases, an
acceptable limit to the type of discussion which falls within the
constitutional protection.
13. To take an example. There is a difference between entertainment and
politics, though there may be occasions when one may merge
into the other.
Hence, comment by a television entertainer would not ordinarily attract the
constitutional protection because the
comment would not, in the ordinary
course, constitute political speech. But, if the television personality were
engaging in comment
on the legislative, executive or judicial process and the
defamatory publication related to that comment, then the defamatory
publication
might well, depending upon the particular circumstances, amount to
political discussion. And, if an actor were seeking election,
or even
appointment, to a public office, discussion not only of his or her policies
but also of his or her conduct, though not of
his or her acting ability, would
constitute political discussion if that conduct were relevant to fitness for
public office.
14. For present purposes, it is sufficient to say that "political discussion"
includes discussion of the conduct, policies or fitness
for office of
government, political parties, public bodies, public officers and those
seeking public office. The concept also includes
discussion of the political
views and public conduct of persons who are engaged in activities that have
become the subject of political
debate, e.g., trade union leaders, Aboriginal
political leaders, political and economic commentators. Indeed, in our view,
the concept
is not exhausted by political publications and addresses which are
calculated to influence choices. Barendt states that ((15) Freedom
of Speech,
(1985) at 152.):
"'political speech' refers to all speech relevant to theIt was this idea which Mason CJ endeavoured to capture when, in Australian Capital Television, he referred to "public affairs" as a subject protected by the freedom ((16) (1992) 177 CLR at 138-140.).
development of public opinion on the whole range of issues
which an intelligent citizen should think about".
15. A similar view has been advocated by Alexander Meiklejohn. He says
freedom of speech ((17) Political Freedom, (1960) at 42.):
"is assured only to speech which bears, directly orThus, he distinguishes between commercial speech - "a merchant advertising his wares" - and speech on matters of public concern ((18) ibid. at 37.). The problem is, of course, that what is ordinarily private speech may develop into speech on a matter of public concern with a change in content, emphasis or context. That conclusion is not inconsistent with the proposition that speech which is simply aimed at selling goods and services and enhancing profit-making activities will ordinarily fall outside the area of constitutional protection. Commercial speech without political content "says nothing about how people are governed or how they should govern themselves" ((19) Re Klein and Law Society of Upper Canada (1985) 16 DLR (4th) 489 at 539 per Callaghan J; cf. Ford v. Quebec (Attorney-General) (1988) 54 DLR (4th) 577 at 618-619.).
indirectly, upon issues with which voters have to deal -
only, therefore, to the consideration of matters of public
interest. Private speech, or private interest in speech, on
the other hand, has no claim whatsoever to the protection of
the First Amendment".
16. It is necessary to treat with some caution Canadian and United States
judicial decisions dealing with general guarantees of
freedom of speech.
Their constitutional provisions are not the same as ours. In our case, not
all speech can claim the protection
of the constitutional implication of
freedom we have identified in order to ensure the efficacious working of
representative democracy
and government. The foregoing examination of the
freedom implied by the Australian Constitution indicates that there is a
significant difference between that freedom and an unlimited freedom of
expression and that the difference,
though it does not lend itself to precise
definition, is capable of being ascertained when the occasion to do so arises.
In this
respect, it is instructive to contrast the limited concept of freedom
of expression as implied earlier by the Supreme Court of Canada
from the
British North America Act 1867 (Imp.) ((20) See, for example, Re Alberta
Legislation (1938) 2 DLR 81; Switzman v. Elbling
(1957) 7 DLR (2d) 337.) with
the expanded concept of freedom of expression resulting from that Court's more
recent interpretation
of the Canadian Charter of Rights and Freedoms ((21)
See, for example, Retail, etc., Union v. Dolphin Delivery Ltd. (1986) 33 DLR
(4th) 174; Ford v. Quebec (Attorney- General).). The difference between the
two reflects the difference between protection of freedom
of expression
generally as a fundamental human right and the protection of freedom of
communication in matters of political discussion
as an indispensable element
in ensuring the efficacious working of representative democracy and
government.
Is the implied freedom a source of positive rights, an immunity or a
restriction on legislative and executive power?
The relationship between the implied freedom and the common law of defamation
17. The decisions in Nationwide News and Australian Capital Television
establish that the implied freedom is a restriction on legislative
and
executive power. Whether the implied freedom could also conceivably
constitute a source of positive rights was not a question
which arose for
decision in those cases and it is unnecessary to decide it in this case. For
that reason we shall refer to the freedom
of communication as an implication
rather than as a guarantee of freedom, notwithstanding the use of the latter
expression in some
judgments in the two cases.
18. It is also clear that the implied freedom is one that shapes and controls
the common law. At the very least, development in
the common law must accord
with its content. And, though it may not have been apparent in 1901 or,
indeed, at any time prior to
the decisions in Nationwide News and Australian
Capital Television, if the content of the freedom so required, the common law
must
be taken to have adapted to it in 1901.
19. The question in this case is whether the nature of the implied freedom is
such that that freedom impinges on the existing laws
of defamation. The
plaintiff argued that the limit of Australian defamation law is a matter for
the proper extent of the common
law only, and that it does not raise any
constitutional issue. It was also argued, relying on an extra-judicial
statement of Sir
Owen Dixon ((22) "The Common Law as an Ultimate
Constitutional Foundation", (1957) 31 Australian Law Journal 240.), that as
the Constitution was introduced into a pre-existing system of common law
jurisprudence then this system forms the underlying basis for the Constitution
such that the Constitution recognizes the common law and the common law
remains in force until changed. By this argument constitutional freedoms are
not absolute
and therefore must be read subject to the balancing restraints
imposed by the common law.
20. However, Sir Owen Dixon was not suggesting that the common law is
superior or inferior to the Constitution. He was, we think, doing no more
than setting the scene in which the Constitution operates. If the
Constitution, expressly or by implication, is at variance with a doctrine of
the common law, the latter must yield to the former. It will not
always be
easy to determine whether and to what extent there is a variance, but it is
clear that the Constitution must prevail.
21. It is of course true, as the plaintiff argued, that constitutional
freedoms are not absolute. Likewise, it is true that the
common law is an
antecedent system of jurisprudence to the Constitution. But the limits to
constitutional freedoms are to be determined by evaluating what is necessary
for the working of the Constitution and its principles. The antecedent common
law can at most be a guide in this analysis. This, surely, is what Sir Owen
Dixon intended
when he concluded that ((23) ibid. at 245.):
"constitutional questions should be considered and resolvedHence, the common law forms part of the context by reference to which the question is to be decided; the question is not to be decided by reference to the common law alone.
in the context of the whole law, of which the common law,
including in that expression the doctrines of equity, forms
not the least essential part".
22. The plaintiff's strongest argument is that the framers of the
Constitution believed that the citizen's rights were best left to the
protection of the common law in association with the doctrine of parliamentary
supremacy. Although the existence of that belief was not an adequate reason
for refusing to imply in the Constitution a freedom of communication ((24)
Australian Capital Television (1992) 177 CLR at 136 per Mason CJ), it could
nevertheless be a reason
for holding that the freedom is subject to the
operation of the criminal law and the common law of defamation or is no more
than
a restriction on legislative and executive power. In Nationwide News and
Australian Capital Television, Brennan J accepted that
the freedom is subject
to both criminal codes and the common law, and to federal statute law so long
as the statute is proportionate
to the attainment of a legitimate object
sought to be achieved within the limits of legislative power ((25) Nationwide
News (1992)
177 CLR at 50, 52; Australian Capital Television (1992) 177 CLR at
150.). However, a majority of the Court did not accept that view.
23. Nonetheless, it is said that the existence of traditional criminal laws
and defamation laws has always been an important element
in our system of
representative democracy and government. And it has not been thought that the
operation of those laws trenched
upon freedom of communication in such a way
as to impair that system of representative democracy and government. The
argument, for
obvious reasons, takes the common law as its principal
foundation, one reason being that, at the end of the nineteenth century,
criminal
law and defamation law were very largely based on the common law. At
that time the common law recognized the importance of debate
on matters of
public interest but, notwithstanding that recognition, rejected the view that
bona fide belief in truth without more
afforded a good defence in the absence
of privilege ((26) Campbell v. Spottiswoode (1863) 3 B and S 769 [1863] EngR 405; (122 ER 288);
Anderson v.
Fairfax (1883) 4 NSWLR 183 at 208, 216-218 per Martin CJ). The
statutory codifications of the law of
defamation and the criminal
law,
introduced in Queensland in 1889 ((27) Defamation Law of Queensland.) and 1899
((28) Criminal Code
Act.) respectively, prepared
by Sir Samuel Griffith, and
later adopted by other States, were based largely on the common law to the
extent to which it related
to freedom of expression.
24. The point is then made that the framers of the Constitution did not think
that the common law of defamation was inimical to the then existing system of
democratic representative government.
So much may be acknowledged. The
framers of the Constitution, influenced by the writings of Professor Dicey on
Parliament and sovereignty, no doubt considered that the ultimate protection
of
freedom of expression, along with other important rights, might be found in
the common law and in the exercise by the legislatures
of the powers which
they possessed. But what the framers of the Constitution thought, but did not
provide in the Constitution, 100 years ago, is hardly a sure guide in the very
different circumstances which prevail today. If the purpose of the implied
freedom
were merely to safeguard the interests of individuals, there might be
something to commend this approach. But, when the purpose of
the implication
is to protect the efficacious working of the system of representative
government mandated by the Constitution, the freedom which is implied should
be understood as being capable of extending to freedom from restraints imposed
by law, whether
statute law or common law. The beliefs of the founders at the
end of the last century as to the sufficiency of protections conferred
by
statute and common law cannot limit the content of an implication to be drawn
from the Constitution, particularly if it transpires that the effect of the
common law and statute law as it now stands is to interfere unduly with the
relevant freedom of communication, an issue to which we shall turn shortly.
25. Furthermore, the differences that now exist between the laws of the
States and Territories in relation to defences applicable
in actions of
defamation suggest that neither the courts nor the legislatures have achieved
a balance that is universally acceptable.
Indeed, it would be curious if the
same defamatory publication could constitute an infringement of the freedom in
one or more States
and Territories but not in others. Yet such are the
differences that this is possible. In Victoria, Western Australia, South
Australia
and the Northern Territory, truth is a complete defence; in New
South Wales, the defendant is required to establish substantial truth
and that
the imputation relates to a matter of public interest or is published under
qualified privilege ((29) Defamation Act 1974,
s.15(2).); in Queensland,
Tasmania and the Australian Capital Territory, the defendant must establish
truth and public benefit ((30)
Criminal
Code (Q.), s.376; Defamation Act 1957
(Tas.), s.15; Defamation Act 1901 (N.S.W.), s.6.).
26. It is, of course, beyond question that, but for the implied freedom of
communication, legislatures could severely restrict or
inhibit freedom of
communication. The fact that legislatures can restrict or inhibit freedom of
communication shows that there is
no sound basis for a conclusion that
statutory enactments governing defamation and criminal law cannot amount to an
infringement
of the implied freedom of communication. Indeed, the decisions
in Nationwide News and Australian Capital Television demonstrate
that such a
proposition cannot be supported.
Do the existing laws of defamation inhibit freedom of communication?
27. The contention that the existing laws of defamation do not constitute an
infringement of the implied freedom is said to draw
some support from two
considerations. The first is that, in both England and Canada, it has been
decided by courts of the highest
authority that defamation laws rejecting the
sufficiency of the honest belief defence in defamation are consistent with a
guarantee
of freedom of expression. In Derbyshire C.C. v. Times Newspapers
Lord Keith of Kinkel (with whom the other Law Lords agreed) referred
((31)
[1992] UKHL 6[1992] UKHL 6; ; (1993) AC 534 at 551.) with approval to the comment of Lord Goff of Chieveley
in Attorney-General v. Guardian
Newspapers Ltd.
(No.2) ((32) [1988] UKHL 6; (1990) 1 AC 109
at 283-284.) that, in the field of freedom of speech, there was no difference
in principle between English
law
on the subject and Art.10 of the European
Convention on Human Rights. However, whatever significance
that statement
might have
otherwise
had for the present case disappears when attention is
given to the actual decision in Derbyshire.
The House of Lords unanimously
upheld a unanimous decision of the Court of Appeal. In so doing, their
Lordships held that, since
it was of the highest public importance
that a
democratically elected governmental body should be open to uninhibited public
criticism
and since the threat of civil actions
for defamation would place an
undesirable fetter on the freedom to express such criticism,
it would be
contrary to the public interest
for institutions of central or local
government to have any right at common law to maintain
an action for
defamation ((33) (1993)
AC at 547, 549, 550.).
28. The second consideration is that, in Canada, it has been decided that the
freedom of expression guaranteed by s.32 of the Charter
of Rights and Freedoms
does not confer upon a person any right or immunity beyond that accorded by
the relevant laws of defamation
((34) Retail, etc., Union v. Dolphin Delivery
Ltd.; Coates v. The Citizen (1988) 85 NSR (2d) 146; Derrickson v. Tomat (1992)
88 DLR
(4th) 401 at 408; Pindling v. National Broadcasting Corp. (1984) 14 DLR
(4th) 391 at 399.). The basis of the Canadian approach seems
to be that the
freedom is a protection truly against government conduct and government
conduct does not include the judicial enforcement
of private common law
rights. However, that is not the approach which was taken by the Supreme
Court of the United States in the
celebrated case of New York Times Co. v.
Sullivan ((35) [1964] USSC 40; (1964) 376 US 254.). In that case, the Supreme Court held that
the guarantee
of free speech contained in the First Amendment protected
even
false defamatory speech unless the plaintiff could prove actual malice
or
reckless disregard for truth or falsity on the part
of the defendant. This
approach does not limit the protection to protection
against government
conduct. The European Court of Human
Rights has also taken a broad approach
to Art.10 of the European Convention
on Human Rights ((36) Lingens v. Austria
[1986] ECHR 7; (1986) 8 EHRR 407; Case of Oberschlick v. Austria Series A, No. 204, 23 May
1991.). Article
10 and the First Amendment are general
guarantees of freedom
of expression and are not confined to ensuring the efficacy of democratic
government. But that circumstance
is not a reason for concluding that the
United States and European approaches are irrelevant or
inappropriate to our
situation.
29. To our minds, it is incontrovertible that an implication of freedom of
communication, the purpose of which is to ensure the
efficacy of
representative democracy, must extend to protect political discussion from
exposure to onerous criminal and civil liability
if the implication is to be
effective in achieving its purpose. The correctness of that proposition has
repeatedly been affirmed.
In the United States, in City of Chicago v. Tribune
Co. Thompson CJ said ((37) (1923) 139 NE 86 at 90.):
"While in the early history of the struggle for freedomThat statement, along with others to the same effect, was endorsed by the Supreme Court of the United States in Sullivan.
of speech the restrictions were enforced by criminal
prosecutions, it is clear that a civil action is as great,
if not a greater, restriction than a criminal prosecution.
If the right to criticize the government is a privilege
which ... cannot be restricted, then all civil as well as
criminal actions are forbidden. A despotic or corrupt
government can more easily stifle opposition by a series of
civil actions than by criminal prosecutions".
30. Subsequently, in Derbyshire C.C. v. Times Newspapers, Lord Keith cited
((38) (1993) AC at 547-548.) those statements and the
endorsement of them in
Sullivan and went on to say ((39) ibid. at 548.):
"While these decisions were related most directly to theEarlier his Lordship had observed ((40) ibid. at 547.):
provisions of the American Constitution concerned with
securing freedom of speech, the public interest
considerations which underlaid them are no less valid in
this country. What has been described as 'the chilling
effect' induced by the threat of civil actions for libel is
very important. Quite often the facts which would justify a
defamatory publication are known to be true, but admissible
evidence capable of proving those facts is not available."
"The threat of a civil action for defamation must inevitably
have an inhibiting effect on freedom of speech."
31. The statements quoted above, as well as the decision in Sullivan, speak
eloquently of the tendency of the law of defamation
to inhibit the exercise of
the freedom of communication - "the chilling effect" - in the United States
and the United Kingdom. In
Australia also the existence of that tendency has
been noted ((41) New South Wales Law Reform Commission, Discussion Paper
No.32,
Defamation, August 1993.). Nonetheless, there is an argument that,
despite that tendency of the law of defamation, it does not amount
to an
infringement of the freedom because the common law of defamation has
endeavoured to achieve an acceptable balance between the
public interest in
giving effect to freedom of speech and the competing public interest in
protecting the reputation of individuals
who are defamed. The defences of
truth, privilege and fair comment have been developed with a view to resolving
the tension which
exists between recognition of freedom of speech and the
necessity of protecting the individual from injury to reputation. Thus,
it
may be said that, because the common law of defamation has been moulded by the
judges with that end in view, the law has arrived
at an appropriate balance of
the competing interests so that freedom of communication is not infringed.
The answer to this argument,
so it seems to us, is that, in reaching that
balance, the courts have not taken account of the fact that there is an
implied freedom
of communication. The decisions which establish the common
law principles have not been concerned to assess the inhibiting impact
of the
law of defamation and threats of action for defamation on the exercise of that
freedom. It follows, in our view, that the
Court is not justified in
concluding that the balance achieved by the common law in protecting the
reputation of the individual defamed
and the publication of political
discussion necessarily means that there is no inconsistency between common law
principles and the
freedom.
32. Furthermore, the acknowledged tendency of the existing law of defamation
to inhibit the exercise of the freedom tells strongly
against the absence of
such inconsistency. In Sullivan, Brennan J, who delivered the opinion of the
Court, pointed out ((42) (1963)
376 US at 279.) that a rule compelling the
critic of official conduct to prove truth as a defence to actions in which
punitive damages
may be awarded does not deter false speech only. It is often
difficult to prove the truth of the alleged libel in all its particulars.
And
the necessity of proving truth as a defence may well deter a critic from
voicing criticism, even if it be true, because of doubt
whether it can be
proved or fear of the expense of having to do so. In Australia, the view
expressed by Brennan J loses a little
of its force now that a majority of this
Court has expressed the view, as it did recently in Carson v. John Fairfax and
Sons Ltd.
((43) [1993] HCA 31; (1993) 178 CLR 44 at 57-60; but cf. Coyne v. Citizen Finance
Ltd. [1991] HCA 10; (1991) 172 CLR 211 at 234-235
per Toohey J (with whom Dawson
and McHugh
JJ agreed).), that an appellate court hearing appeals in
both defamation and
personal injury
cases needs to ensure that
there is an appropriate or rational
relationship between the scale
of awards in the two classes of case.
That
relationship stands
on the foundation represented by the scale of awards for
general
damages in cases of serious physical injuries
which, in their severity
and disabling consequences, may transcend injury to reputation
((44) (1993)
178 CLR at 58-59 per Mason CJ,
Deane, Dawson and Gaudron
JJ). However,
notwithstanding that development in Australia,
the need to prove truth, when
it arises, clearly
inhibits freedom to
publish critical matter for the other
reasons given by Brennan
J.
33. The common law defences of fair comment and qualified privilege are not
always available. Fair comment is available only for
the expression of
opinion and, then, only if the comment is based on facts which are notorious
or truly stated. Qualified privilege
depends on the absence of malice and on
the person who makes the communication having an interest or duty in its
making and on the
recipient having a corresponding interest or duty in
receiving it. The requirement for reciprocity of interest has the effect that
common law qualified privilege is usually not available where the information
has been disseminated to the public generally ((45)
See Adam v. Ward (1917) AC
309; Smith's Newspapers Ltd. v. Becker [1932] HCA 39; (1932) 47 CLR 279; Telegraph Newspaper
Co. Ltd.
v. Bedford [1934] HCA 15; (1934)
50 CLR 632; Lang v. Willis [1934] HCA 51; (1934) 52 CLR 637;
Andreyevich v. Kosovich (1947) 47
SR(NSW) 357; (1947) 73 CLR 665; Antonovich
v. West
Australian Newspapers Ltd.
(1960) WAR 176. For more recent
applications, see
ABC v. Comalco (1986) 68 ALR 259; Nationwide News Pty.
Ltd.
v. Wiese (1990) 4
WAR 263.). Thus, the need to prove truth can often
arise in
practice.
34. In these circumstances, the common law defences which protect the
reputation of persons who are the subject of defamatory publications
do so at
the price of significantly inhibiting free communication. To that extent, the
balance is tilted too far against free communication
and the need to protect
the efficacious working of representative democracy and government in favour
of the protection of individual
reputation. In the case of a statutory
regime, the outcome will depend on identification of the criteria which
determine whether
publication of political matter is non-actionable.
The criteria to determine whether publication of political matter is
non-actionable
35. What then are the criteria to be applied in determining whether a
publication which discusses political matters and is defamatory
of the
plaintiff is nonetheless not actionable? In Sullivan Black J considered that
nothing short of absolute freedom of the press
"to criticize officials and
discuss public affairs with impunity" was consistent with the First Amendment
((46) (1963) 376 US at
296.). And the statements already quoted from City of
Chicago v. Tribune Co. ((47) (1923) 139 NE at 90.) and Derbyshire C.C. v.
Times Newspapers ((48) (1993) AC at 547-548.) tend to support that view. But
it was rejected by the Court in Sullivan. And, as the
freedom under the
Australian Constitution is not absolute, an absolute immunity from action
cannot easily be supported. It does not seem to us that the efficacious
working
of representative democracy and government demands or needs protection
in the form of an absolute immunity. There is nothing in
that concept which
requires that a person who publishes a statement be protected from the
consequences of making a defamatory statement
which is knowingly false. Nor
does that concept require protection of a publication made with reckless
disregard for the truth or
untruth of the material published. The public
interest to be served does not warrant protecting statements made
irresponsibly.
36. The case for adopting the Sullivan test - that the publication is not
actionable unless it is made with knowledge of falsity
or with reckless
disregard for the truth or falsity - or some version of it, is that it offers
some protection to the reputation
of the individual who is defamed and at the
same time offers a large measure of protection to the publisher. The
publisher is at
risk only if the publisher has knowledge of falsity or acts
recklessly. Although the so-called "chilling effect" of a threatened
action
for defamation may not entirely be dispelled, it would be substantially
eliminated by the application of such a test. The
principal criticism of such
a test is that it sets too little store by the reputation of the person
defamed. Further, the Sullivan
test imposes an additional obstacle by
requiring a plaintiff to make out a case with "convincing clarity".
37. The Sullivan test has been criticized on two further grounds. The first
is that decisions following Sullivan have expanded the
content of the
privilege by extending it to candidates for public office ((49) Monitor
Patriot Co. v. Roy [1971] USSC 32; (1971) 401 US 265.) and
government employees "who are in a
position significantly to influence the resolution of (public) issues"
((50)
Rosenblatt v. Baer
[1966] USSC 25; (1966) 383 US 75 at 85.). The privilege was also extended
to cover "public figures" who do not hold official or government positions
((51) Curtis Publishing Co. v. Butts [1967] USSC 200; (1967) 388 US 130.). The "public figure"
test has been severely criticized both in the United
States and Australia
((52) See the
discussion in Discussion Paper No.32, op.cit. at pars 10.28 et
seq.). None of these extensions
of the Sullivan test has any application
to
the present case. Although there is no occasion now to consider their possible
application
in Australia, we should indicate our
preliminary view that these
extensions, other than the extension to cover candidates for public
office,
should not form part of our
law.
38. The second criticism of the Sullivan test is that it tilts the balance
unduly in favour of free speech against protection of
individual reputation.
And it has been suggested that that balance would be tilted even further away
from protection of individual
reputation if the test were to be applied here
((53) ibid. at par.10.36.). That is because there is a difference between our
costs
rules and procedures and those which prevail in the United States ((54)
ibid).
39. The New South Wales Law Reform Commission points also to a number of
problems experienced by defendants with the "public figure"
test. The problems
identified by the Commission are that the defendant would suffer intrusive
discovery procedures as the plaintiff
attempts to prove malice; protection of
sources would be undermined; damages and costs are likely to be inflated and
litigation protracted.
Further, the Commission suggests that appeals would
increase ((55) ibid. at par.10.38.). In the result, the Commission expressed
a preliminary view that "a formal public figure test, requiring a focus on the
defendant's mental state, is undesirable. The major
problem with defamation
litigation is the emphasis on damages, and the length and cost of proceedings.
The public figure test appears
only to exacerbate these problems" ((56) ibid.
at par.10.61.). The Commission acknowledged that, to some extent, these
problems affect
all civil litigation and went on to say that a preferable way
of promoting free speech is to remove the chilling effect of large
awards and
to provide remedies ensuring that reputation is sufficiently protected ((57)
ibid. at pars 10.61-10.62.).
40. In Sullivan, Brennan J justified the test which the Court adopted by
quoting ((58) (1964) 376 US at 281.) remarks by Burch J
in Coleman v.
MacLennan ((59) (1908) 78 Kan 711 at 724; 98 Pac 281 at 286.):
"It is of the utmost consequence that the people should
discuss the character and qualifications of candidates for
their suffrages. The importance to the state and to society
of such discussions is so vast and the advantages derived
are so great that they more than counterbalance the
inconvenience of private persons whose conduct may be
involved, and occasional injury to the reputations of
individuals must yield to the public welfare, although at
times such injury may be great. The public benefit from
publicity is so great and the chance of injury to private
character so small that such discussion must be privileged."
41. Even assuming that, in conformity with Sullivan, the test is confined to
plaintiffs who are public officials, in our view it
gives inadequate
protection to reputation. That is because the public official cannot recover
damages for an erroneous and damaging
statement unless the public official can
prove with convincing clarity that it was made with actual malice. It has
been pointed
out that actual malice, that is, actual knowledge that the
defamatory statement was false or reckless disregard for whether it was
true
or false, is a narrower concept than that of common law malice which will
defeat a claim to qualified privilege ((60) Discussion
Paper No.32, op.cit. at
par.10.2.). In the United States, it has been held that to satisfy the
concept of "reckless disregard" it
must be shown that the defendant
consciously held doubts about the truth of the defamatory statement;
indifference to truth or falsity
is not enough ((61) St. Amant v. Thompson
[1968] USSC 79; (1968) 390 US 727.). On the other hand, common law malice covers ill-will,
spite and improper
motive ((62) Horrocks v. Lowe (1975)
AC 135.). The term
"malice" is imprecise. It has in law a number of meanings ((63) See Luetich
v. Walton (1960) WAR 109 at 112.),
not all of which are easily reconcilable.
42. The consequence is that not only is it not enough for the public official
to prove falsity, it is necessary to prove with convincing
clarity the
elements of actual malice. It has been pointed out that to establish actual
malice, the plaintiff must show falsity;
actual malice cannot exist if the
defamatory statement is true ((64) Philadelphia Newspapers, Inc. v. Hepps
[1986] USSC 73; (1986) 475 US 767.).
So the public official ends up shouldering a heavy onus
of proof on the issue of falsity, an issue in respect
of which at common
law
the onus rests on the defendant. The practical consequence of all this is
that the plaintiff who is a public
official faces
greater obstacles than our
existing law of defamation places in the path of a plaintiff.
43. However, once it is acknowledged, as it must be, that the existing law
seriously inhibits freedom of communication on political
matters, especially
in relation to the views, conduct and suitability for office of an elected
representative of the people in the
Australian Parliament, then, as it seems
to us, that law is inconsistent with the requirements of the implied freedom
of free communication.
The law of defamation, whether common law or statute
law, must conform to the implication of freedom, even if conformity means that
plaintiffs experience greater difficulty in protecting their reputations. The
interests of the individual must give way to the requirements
of the
Constitution. At the same time, the protection of free communication does not
necessitate such a subordination of the protection of individual
reputation as
appears to have occurred in the United States.
44. For that reason the defendant should be required to establish that the
circumstances were such as to make it reasonable to publish
the impugned
material without ascertaining whether it was true or false. The publisher
should be required to show that, in the circumstances
which prevailed, it
acted reasonably, either by taking some steps to check the accuracy of the
impugned material or by establishing
that it was otherwise justified in
publishing without taking such steps or steps which were adequate. To require
more of those wishing
to participate in political discussion would impose
impractical and, sometimes, severe restraint on commentators and others who
participate
in discussion of public affairs. Such a restraint would severely
cramp that freedom of political discussion which is so essential
to the
effective and open working of modern government. At the same time, it cannot
be said to be in the public interest or conducive
to the working of democratic
government if anyone were at liberty to publish false and damaging defamatory
matter free from any responsibility
at all in relation to the accuracy of what
is published.
45. In other words, if a defendant publishes false and defamatory matter
about a plaintiff, the defendant should be liable in damages
unless it can
establish that it was unaware of the falsity, that it did not publish
recklessly (i.e., not caring whether the matter
was true or false), and that
the publication was reasonable in the sense described. These requirements
will redress the balance
and give the publisher protection, consistently with
the implied freedom, whether or not the material is accurate.
46. In one other respect the Sullivan concept of actual malice calls for some
justification. As already noted, the common law connotation
of malice
embraces ill-will, spite and improper motive. There is an argument for saying
that "actual malice" should likewise extend
to such motivating factors.
However, it seems to us that, once it is accepted that it is necessary to show
that the publication was
reasonable in the sense to which we have referred,
there is no occasion to include malice according to its common law
understanding
as an element in the test to be applied.
47. It will be noted from the preceding paragraphs that we do not consider
that the plaintiff should bear the onus of proving that
the publication is not
protected. In our view, it is for the defendant to establish that the
publication falls within the constitutional
protection. That approach accords
with the approach that the courts have taken in the past to proof of matters
of justification
and excuse and we are not persuaded that the constitutional
character of the justification should make any difference to the onus
of
proof. Whether the defendant has acted reasonably will involve consideration
of any inquiry made by the defendant before publishing;
that is a matter
peculiarly within the knowledge of the defendant.
48. It may be objected that, despite the departures from Sullivan, what we
have just stated protects inadequately injured reputation
and yet, at the same
time, imposes an unjustifiable fetter on free communication. The formula we
favour redresses the balance to
some extent in favour of the plaintiff; as
much, in our view, as can legitimately be achieved without significantly
interfering with
free communication. The requirement that a publisher publish
honestly, not recklessly, and reasonably is to require no more than
is
reasonably necessary to protect the individual's reputation from damaging
defamatory publications. True it is that the test so
formulated does not call
for a determination of the truth or untruth of the defamatory imputation, that
being the gravamen of the
plaintiff's complaint in most cases. And the test,
as we have formulated it, deprives a plaintiff of a trial on the issue of
truth
or falsity. A trial on that issue, if the outcome were favourable to
the plaintiff, would result in his or her vindication. However,
the
formulation of a test which focuses on the truth or falsity of the defamatory
imputation rather than the defendant's belief in
truth or falsity, would, in
our view, run counter to the freedom of communication implied by the
Constitution and the purpose it seeks to serve. Whether a publisher has acted
reasonably must be a question of fact in every case. It will depend
upon the
standards and expectations of the community as to whether the allegations
needed to be investigated. Reasonableness is
a concept with which the law is
familiar ((65) cf. the consideration of reasonableness in relation to s.22 of
the Defamation Act 1974 (N.S.W.) in Wright v. Australian Broadcasting
Commission (1977) 1 NSWLR 697 at 705, 711-712; Morosi v. Mirror Newspapers
Ltd. (1977)
2 NSWLR 749 at 796, 797- 798; Austin v. Mirror Newspapers Ltd.
(1985) 3 NSWLR 354 at 360.).
49. The defence based on the implied freedom has some similarity to the
statutory defence of lawful excuse for which s.377(1)(h)
of the Criminal Code
1899 (Q.) provides. The same defence was available in New South Wales under
s.17(h) of the Defamation Act 1958
(N.S.W.). Section 377(1)(h)
provides that
it is a lawful excuse for the publication of defamatory matter:
"(i)f the publication is made in good faith in the courseSection 377(2) goes on to provide that, for the purposes of the section:
of, or for the purposes of, the discussion of some subject
of public interest, the public discussion of which is for
the public benefit, and if, so far as the defamatory matter
consists of comment, the comment is fair."
"a publication is said to be made in good faith if the
matter published is relevant to the matters the existence of
which may excuse the publication in good faith of defamatory
matter; if the manner and extent of the publication does not
exceed what is reasonably sufficient for the occasion; and
if the person by whom it is made is not actuated by ill-will
to the person defamed, or by any other improper motive, and
does not believe the defamatory matter to be untrue".
50. In Pervan v. North Queensland Newspaper Co. Ltd. ((66) [1993] HCA 64; (1993) 178 CLR
309.), this Court held that a defendant,
in order to establish
that defence,
did not need to prove that the facts
on which a defamatory comment was based
were true, though
such facts should be
stated or sufficiently indicated or
notorious so that
the persons to whom the publication is directed may judge
for themselves how
far the opinion expressed in the comment is well founded
((67) ibid. at 326-328.). The Court also held that the
predecessor to
s.377(1)(h)
provided protection if the facts on which the
comment is and can
be seen to be based are not believed
to be untrue, subject to the
requirement
of "good faith" and the other conditions
specified by the section ((68) ibid.
at 327.).
The majority judgment in Pervan,
after referring to the suggestion
made by Dixon
J in Bailey v. Truth and Sportsman Ltd. ((69) [1938]
HCA 50; (1938) 60 CLR
700.) that, as a matter
of policy, the protection given by the sub-section may
not sufficiently safeguard
the interests
of an individual who is incidentally
disparaged in the course of public discussion of a matter of public interest,
noted that its
interpretation was strongly supported
by legislative history
and authority ((70) (1993) 178 CLR at 328.). The Court
went on to point
out
that, when "the paramount policy
interest manifest on the face of
(s.377(1)(h)) is the encouragement and protection
of freedom
of discussion on
a matter of public
interest for the benefit of the public, it would be
inappropriate to construe that
sub-section
as requiring that a person wishing
to participate in the discussion ... should first satisfy himself or herself
of the
truth of those
facts before commenting upon them"
((71) ibid).
The constitutional implication of freedom and qualified privilege
51. The defence pleaded in the further further amended defence is not bad in
law. Because it derives from the Constitution, the defence is available in
all Australian jurisdictions, whether the law to be applied is the common law
or statute law. Its availability
will inevitably have the consequence that
the common law defence of qualified privilege will have little, if any,
practical significance
where publication occurs in the course of the
discussion of political matters.
52. Common law qualified privilege must now be viewed in the light of the
implied constitutional freedom. That does not necessitate
a review of its
essential feature, namely, publication on an occasion of qualified privilege,
or of the common law requirement that
publication be without malice. It does,
however, require some consideration of the notion of reciprocal interest and
duty. The
public at large has an interest in the discussion of political
matters such that each and every person has an interest, of the kind
contemplated by the common law, in communicating his or her views on those
matters and each and every person has an interest in receiving
information on
those matters. It is an interest which exists at all times; it is not
confined to situations where it is publicly
anticipated that a federal
election will be called. It follows that the discussion of political matters
is an occasion of qualified
privilege. Even understood in this light, the
common law defence does not conform to the constitutional freedom. As already
explained,
the freedom requires no more than that the person who publishes
defamatory matter in the course of political discussion does not
know that it
is false, does not publish recklessly, and does not publish unreasonably, in
the sense earlier explained.
Conclusion
53. As we have reached the conclusion that the defence pleaded in the further
further amended defence is not bad in law, we therefore
answer the questions
asked as follows.
(1) There is implied in the Commonwealth Constitution a freedom to publish
material:
(a) discussing government and political matters;(2) In the light of the freedom implied in the Commonwealth
(b) of and concerning members of the Parliament of the
Commonwealth of Australia which relates to the performance
by such members of their duties as members of the Parliament
or parliamentary committees;
(c) in relation to the suitability of persons for office as
members of the Parliament.
Constitution, the publication will not be actionable under the lawthat attracts the freedom implied in the
relating to defamation if the defendant establishes that:
(a) it was unaware of the falsity of the material published;
(b) it did not publish the material recklessly, that is, not
caring whether the material was true or false; and
(c) the publication was reasonable in the circumstances. (3) A publication
Commonwealth Constitution can also be described as a publication(4) No.
on an occasion of qualified privilege. Whether a federal election
is about to be called is not a relevant consideration.
BRENNAN J Questions have been reserved for the opinion of this Court in a case stated by the Chief Justice. They arise in an action for defamation commenced in the County Court of Victoria and removed into this Court pursuant to s.40(1) of the Judiciary Act 1903 (Cth). They are questions of constitutional law, not of the common law. The distinction is important.
2. The nation of Australia, its integrated system of law, this Court and its
jurisdiction owe their existence ultimately to the
Constitution. It is the
chief of the organic laws of the Commonwealth. Read together with the
Commonwealth of Australia Constitution Act, the Statute of Westminster
Adoption Act 1942 (Cth) and the Australia Act 1986 (Cth), the text of the
Constitution prevails over all other laws ((72) Baxter v. Commissioners of
Taxation (N.S.W.) [1907] HCA 76; (1907) 4 CLR 1087 at 1125; and see
Quick and Garran,
The
Annotated Constitution of the Australian Commonwealth, (1901) at 353.). All
laws of the Commonwealth and of Commonwealth Territories depend on the
Constitution and all State laws are subjected to the Constitution by Covering
clause 5 which gives to the Constitution an operation "binding on the courts,
judges, and people of every State and of every part of the Commonwealth,
notwithstanding anything
in the laws of any State" ((73) See Brown v. The
Queen [1986] HCA 11; (1986) 160 CLR 171 at 197.). The Constitution and the common law are
bound in a symbiotic relationship: though the Constitution itself and laws
enacted under the powers it confers may abrogate or alter rules of the common
law, the common law is the matrix in
which the Constitution came into being
((74) In re Foreman and Sons Pty. Ltd.; Uther v. Federal Commission of
Taxation [1947] HCA 45; (1947) 74 CLR 508
at 521.) and which
informs its text. "It is well
settled", this Court declared in Cheatle v. The Queen ((75)
[1993] HCA 44; (1993)
177 CLR 541
at 552.), "that the
interpretation of a constitution such as ours is
necessarily influenced by the fact that
its provisions
are framed in the
language
of the English common law, and are to be read in the light of the
common law's history".
Whether the
interpretation and operation
of the
Constitution might be affected by the development of common law doctrines is
an interesting though hitherto hypothetical question ((76) Dixon,
"The Common
Law as an Ultimate Constitutional Foundation", Jesting Pilate, (1965) at
207ff.) which need not detain us in this case.
3. The function of this Court, as the final court of appeal for Australia in
applying, or in reviewing the application of, Australian
law depends on the
law under consideration. The role of judicial policy - a court's opinion as
to what the law should be as distinct
from what the law is or has hitherto
been generally thought to be - in determining the content of the law varies
according to the
category of law under consideration: common law, statutes or
the Constitution. But judicial power alone is conferred on this Court by s.71
of the Constitution and, although this Court must ultimately determine for
itself the scope of that power, the legitimate role of judicial policy in
the
exercise of judicial power is limited both by the Constitution's denial of
legislative power to Ch.III courts and by restrictions
which are inherent in
the judicial method.
4. Common law is amenable to development by judicial decision, subject to the
Constitution and to statute. What is permissible development of the common
law by the courts and what amounts to impermissible change is an issue
on
which minds differ most sharply. Respect for precedent and the general
structure of law, assessment of the justice and efficiency
of existing rules,
their conformity with underlying principle, appreciation of contemporary
values, the implications of change, the
capacity of the legal system and of
society to absorb change and, importantly, the just resolution of the instant
case, all have
a part to play ((77) See Cardozo, "Nature of Judicial Process",
Selected Writings of Benjamin Cardozo, (1980) at 153-155.) when a
proposition
of the common law is reviewed by a court in which (to adopt the words of
Barwick CJ) "no authority binds or current of
acceptable decision compels"
((78) Mutual Life and Citizens' Assurance Co. Ltd. v. Evatt [1968] HCA 74; (1968) 122 CLR 556
at 563.).
Some judges
find unanswerable the approach of Judge Learned Hand
((79) "The Contribution of an Independent
Judiciary to Civilization",
reproduced
in Winters (ed.), Handbook for Judges, (1975) at 44.):
" The respect all men feel in some measure for customary
law lies deep in their nature; we accept the verdict of the
past until the need for change cries out loudly enough to
force upon us a choice between the comforts of further
inertia and the irksomeness of action."
Other judges find the call to reform more urgent.
5. Whatever may be the scope of judicial power to reform the common law and
whatever view is taken of the need for or urgency of
reform, it is clear that
judicial development of the common law is a function different from judicial
interpretation of statutes
and of the Constitution. In the development of the
common law, judicial policy has a role to perform, albeit the role is limited;
in the interpretation
of statutes, judicial policy is alien to the task of
exegesis. The policy of the legislature, if it can be discovered, guides the
Court in the interpretation of a statute where the text is ambiguous or
obscure or its ordinary meaning is absurd or unreasonable.
In other respects,
the text itself governs the exercise of judicial power. The function of the
Court when statutory law is under
consideration is to interpret the statute,
to determine its validity and to apply its valid provisions, properly
construed, without
qualification.
6. In the interpretation of the Constitution, judicial policy has no role to
play. The Court, owing its existence and its jurisdiction ultimately to the
Constitution, can do no more than interpret and apply its text, uncovering
implications where they exist. The Court has no jurisdiction to fill
in what
might be thought to be lacunae left by the Constitution. If there be a lacuna
in the text, it can be filled, if at all, only by the common law or by another
law which binds the courts
and people of the Commonwealth and applies in all
parts of Australia. Under the Constitution, this Court does not have nor can
it be given nor, a fortiori, can it assume a power to attribute to the
Constitution an operation which is not required by its text construed in the
light of its history ((80) Cole v. Whitfield [1988] HCA 18; (1988)
165 CLR 360 at
385.), the
common law and the circumstances or subject matter to which the text applies.
The notion of "developing"
the law of the
Constitution is inconsistent with
the judicial power it confers. Clearly the Court cannot change the
Constitution, nor can it convert constitutional silence into a legal rule with
constitutional force. I do not mean that, in changing conditions,
the
Constitution does not have a changing effect ((81) The Commonwealth v.
Tasmania (the Tasmanian Dam Case) [1983] HCA 21; (1983) 158 CLR 1 at 221.),
that the
denotation
of its terms does not change ((82) R. v. Brislan; Ex parte Williams
[1935] HCA 78; (1935) 54 CLR 262; Jones
v. The Commonwealth (No.2) [1965] HCA 6; (1965) 112
CLR 206.), that
the course of judicial interpretation does not reveal that a
past
constitutional doctrine is untenable
( (83) Amalgamated
Society of Engineers
v. Adelaide Steamship Co. Ltd. ("the Engineers'
Case") [1920] HCA 54; (1920) 28 CLR 129; Cole
v. Whitfield) or that new situations
do not reveal new doctrines inherent in
the constitutional
text ((84)
Nationwide News Pty. Ltd. v. Wills [1992] HCA 46; (1992) 177
CLR 1.). The
Constitution speaks continually to the present and it operates
in and upon contemporary conditions ((85) Fishwick v. Cleland [1960] HCA 55; (1960)
106 CLR
186
at 197; Spratt v. Hermes [1965] HCA 66; (1965) 114 CLR 226 at 272.). But, in the
interpretation of the Constitution, judicial policy provides no leeway for
judgment as it does when the Court is developing the common law. Nor can the
Court find
implications in the text by referring to extrinsic sources ((86)
Queensland Electricity Commission v. The Commonwealth [1985] HCA
56; (1985) 159
CLR 192 at
231; Nationwide News (1992) 177 CLR at 41-45; Australian Capital Television
Pty. Ltd. v. The Commonwealth
("ACTV") [1992] HCA 45; (1992)
177 CLR 106 at 181-182.). The
difference in curial function in declaring the common law and in interpreting
the Constitution is important in the present case where the questions reserved
for the opinion of this Court are questions of constitutional interpretation,
not questions as to the state of the common law. The answers to these
questions in no way depend on what the Court perceives to
be desirable policy.
The task is to expound the text of the Constitution: to ascertain what is
implied in the text and to declare whether and in what manner the implication
operates on the law of defamation.
The questions
7. The plaintiff's statement of claim seeking damages for defamation alleges
inter alia -
(i) that the plaintiff is a member of the ParliamentThe case stated by the Chief Justice arises from the first defendant's defence which seeks to raise a defence justifying or excusing the publication on constitutional grounds.
and the chairperson of both a Parliamentary
Committee on Migration Regulations and a Labor
Party Caucus Immigration Committee;
(ii) that the first defendant published in its
newspaper a letter written by the second defendant
critical of the plaintiff's views on immigration
and of his official conduct.
8. The first of the questions reserved by the stated case for the opinion of
the Full Court reads as follows:
Is there a freedom guaranteed by the CommonwealthQuestions 2 and 3 inquire as to possible qualifications on the freedom referred to in Question 1. They are set out in other judgments. Each of them commences with the words: "If yes to any part or parts of question 1". Question 2 inquires about four possible limitations on the freedom referred to in Question 1 (absence of malice, reasonableness, absence of honest belief in truth and publication when a federal election is anticipated). Question 3 inquires about limits on a possible defence of qualified privilege if a federal election is or is not anticipated at the time of publication. The postulated qualified privilege is said to flow from the freedom referred to in the first question. It is necessary to answer Questions 2 and 3 only if there is an affirmative answer to the first question. Question 4 relates to pars 11 and 12 of the first defendant's defence and asks whether the defences pleaded in those paragraphs are bad in law. Paragraph 11 pleads that the words complained of were "published pursuant to a freedom guaranteed by the Commonwealth Constitution"; par.12 pleads that the publication was on an occasion of qualified privilege "by reason of the freedom guaranteed by the Commonwealth Constitution as aforesaid". The plaintiff has issued a summons to strike out pars 11 and 12. The answer to Question 4 depends on the answers to Questions 1, 2 and 3.
Constitution to publish material:
(a) in the course of discussion of government and
political matters;
(b) of and concerning members of the Parliament of the
Commonwealth of Australia which relates to the
performance by such members of their duties as
members of the Parliament or parliamentary
committees;
(c) in relation to the suitability of persons for office
as members of the Parliament?
9. The first question owes its form to the judgments of the members of this
Court in Nationwide News Pty. Ltd. v. Wills ((87)
[1992]
HCA 46; (1992)
177 CLR 1.) and
Australian Capital Television v. The Commonwealth ((88) [1992] HCA 45; (1992) 177 CLR 106.).
In
those cases, a freedom of discussion
about Commonwealth political issues
was found by the majorities to
be implied in the Constitution. Although the
freedom was described in different ways in the judgments, the first question
was intended to do no more than to encapsulate
what has already been decided
in those two cases. Counsel disclaimed any attempt "to elevate it (the
freedom) to any height greater
than that which it was elevated to in the two
decisions".
10. With that disclaimer, it might be thought appropriate to answer the first
question affirmatively, for no party sought to reopen
Nationwide News or ACTV.
But the language in which the first question is framed ("freedom ... to
publish material"), taken in conjunction
with Questions 2 and 3, reveals that
the "freedom" to which the questions are directed is a personal right or
privilege - perhaps
qualified in one or more of the ways referred to in
Questions 2 and 3 - to publish defamatory material without incurring the
liability
that would otherwise be attached to the publication by the law of
defamation. That is not a freedom of the kind which, in Nationwide
News, I
held to be implied in the Constitution.
11. "Freedom" can be used in several senses and there is a danger in
attempting to define a constitutional principle by use of an
abstract noun of
imprecise meaning, especially when the history of s.92 reveals that the
corresponding adjective is extremely troublesome. At the outset, it is
necessary to distinguish between an absolute
freedom and a freedom which is
protected or guaranteed by law. In law, there is no absolute freedom to do
anything that might affect
another. Laws necessarily restrict absolute
freedoms in order that all may live in a society of freedom under the law, by
which
we mean a society in which absolute freedoms are restricted by law to
the extent that is thought appropriate to our history and culture.
To the
Australian constitutional lawyer, the question is not whether a law restricts
an absolute freedom, but whether the law imposing
the restriction is within
the constitutional powers of the lawmaker limited, as they may be, by a
provision which protects or guarantees
a constitutional freedom or immunity.
There are thus two distinct senses in which the term "freedom" may be used.
One is a freedom
to do anything - an absolute freedom; the other is a freedom
or immunity from legal regulation created, expressly or impliedly, by
the
Constitution - a constitutional freedom. The Court is concerned only with the
nature and scope of constitutional freedoms. In Nationwide News
((89) (1992)
177 CLR at 51.), I held that a "freedom to discuss governments and
governmental institutions and political matters"
is implied in the
Constitution. To consider the questions reserved, it is necessary to state
with more particularity the nature of that freedom to which I shall
hereafter
refer as a freedom to discuss government. As that freedom is implied in the
Constitution, we must turn to its text and there ascertain the nature and
scope of the relevant implication.
The constitutional implication
12. Section 24 of the Constitution provides for the election of the members
of the House of Representatives by the direct choice of "the people of the
Commonwealth".
Section 7 provides for the election of the Senators for each
State by the direct choice of "the people of the State". Although the
Constitution does not define the scope of the electoral franchise, ss.10, 30
and 31 ensure that the federal adult franchise is not confined more narrowly
than the franchise for electing the more numerous House of
the Parliament of
the State in which an election is taking place. The Constitution thus
prescribes, albeit not in express terms, a system of federal government in
which legislative power is reposed in a Parliament
((90) See s.1 of the
Constitution.) the members of which (the Queen apart) are representatives of
the people of the Commonwealth, the representatives being elected
democratically in the sense that "each elector shall vote only once": ss.8
and 30. The Constitution permits, though it does not require, that the adult
franchise be universal. The Constitution further provides for the Federal
Executive Council to be drawn from the Parliament: s.64. Construing Ch.II of
the Constitution in the light of history and the common law, the Constitution
prescribes a system of responsible as well as representative government, the
Parliament being elected democratically in the sense
stated. For the reasons
which I gave in Nationwide News ((91) (1992) 177 CLR at 46-53.), that system
of government implies a limitation
on powers conferred by the Constitution.
No law of the Commonwealth may infringe "the freedom to discuss governments
and governmental institutions and political matters
except to the extent
necessary to protect other legitimate interests and, in any event, not to an
extent which substantially impairs
the capacity of, or opportunity for, the
Australian people to form the political judgments required for the exercise of
their constitutional
functions" ((92) ibid. at 51.).
13. Although the scope of the implication was stated in Nationwide News in
terms of its effect on an absolute freedom, its nature
was defined as a
limitation on power. And so it was that, in ACTV, where a law of the
Commonwealth was impugned on the ground that
it infringed the freedom to
discuss government implied by the Constitution, I said ((93) (1992) 177 CLR at
150.):
" It is convenient in the context of Pt IIID (of theThe constitutional freedom is not the subject of an express constitutional guarantee. It is the consequence or result of an implication which, in Nationwide News and ACTV, limited the legislative power that would otherwise have been available to support the impugned laws. The nature of the implication affects the way in which its scope is ascertained.
Broadcasting Act 1942) to speak of the implied limitation
as a freedom of communication, for the terms are
reciprocal: the extent of any relevant limitation of
legislative power is the scope of the relevant freedom.
But, unlike freedoms conferred by a Bill of Rights in the
American model, the freedom cannot be understood as a
personal right the scope of which must be ascertained in
order to discover what is left for legislative regulation;
rather, it is a freedom of the kind for which s.92 of the
Constitution provides: an immunity consequent on a
limitation of legislative power."
14. It is one thing to be entitled, in common with others, to act freely in
an area to which a law cannot or does not apply; it
is another to possess a
personal right or a personal immunity from the application of a general law
((94) The distinction was made
in judgments on s.92 of the Constitution prior
to Cole v. Whitfield: see, for example, James v. Cowan [1930] HCA 48; (1930) 43 CLR 386 at
418 and cf. Clark King and Co.
Pty. Ltd. v. Australian
Wheat Board [1978] HCA 34; (1978) 140
CLR 120 at 188; see generally the cases referred to in Miller v. TCN
Channel
Nine Pty. Ltd. [1986] HCA 60; (1986) 161 CLR
556 at 570; Nationwide News (1992) 177 CLR at
59; Australian Coarse Grains
Pool Pty. Ltd. v. Barley Marketing Board
[1985] HCA 38; (1985)
157 CLR
605.). In either case, the individual is free to act without
legal
control, but the scope of a postulated freedom
is differently
ascertained
according to its nature. If the freedom implied
in the Constitution were a
personal right or immunity, it would extend to what is needed to facilitate or
permit its full enjoyment, subject to any qualification
expressed or implied
in the Constitution. The existence of such a personal right or immunity would
not affect the validity of any law: the law would simply be ineffective
to
the extent to which it infringed the freedom. But when the freedom is the
consequence of the limits on a power, the scope of
the freedom is a function
of the invalidity of any law which exceeds the power. A law which exceeds the
power is invalid, unless
it be saved from invalidity by reading it down. If
the freedom to discuss government were understood to be a personal freedom, it
would be open to the Court to define it in qualified or limited terms - for
example, in some such terms as appear in Questions 2
and 3. But if the
freedom to discuss government be the consequence of a limitation on power, the
issue in this case is whether the
laws of defamation, in their application to
the facts pleaded in the statement of claim, are valid. The issue is not the
scope of
the freedom but the validity of the law.
15. When governmental powers are conferred by the Constitution, their scope
is impliedly limited to the extent necessary to maintain the structure of
government prescribed by the Constitution. The limitation creates a freedom.
But if a personal freedom were conferred by the Constitution, an unexpressed
restriction on its scope would probably have to be implied in order to
accommodate some exercise of governmental
powers. The difference is
significant, since the effective scope of the freedom on the one hand and the
effective scope of the governmental
powers which might be exercised to
restrict the freedom on the other would be ascertained first by attributing a
full range of operation
to what is primarily conferred - the freedom or the
powers - and then diminishing that range by what is necessary to give effect
to any implied restriction or limitation. If the Constitution conferred a
personal freedom, its scope would be likely to be far broader than the scope
of a freedom consequent on an implied limitation
on power.
16. The freedom which flows from the implied limitation on power considered
in Nationwide News and ACTV is not a personal freedom.
It is not a sanctuary
with defined borders from which the operation of the general law is excluded.
Like s.92, the implication limits legislative and executive power. In
Nationwide News and ACTV, the question in each case was whether the
legislative power which prima facie supported the impugned law was limited by
an implication that left the law without support ((95)
Nationwide News (1992)
177 CLR at 39-40, 50, 68-69, 79-80, 94-95.). Did the law which restricted the
freedom to discuss government,
governmental institutions or political matters
thereby lose the constitutional support that would have been otherwise
available?
((96) ACTV (1992) 177 CLR at 133, 158, 170, 218, 225-226.)
17. The constitutional implication with which we are here concerned is
derived from the system of government prescribed by the Constitution which I
shall call "representative government", though the term is inadequate to
describe all the features of the system. The system
implies that the "people
of the Commonwealth" - a term which can be treated as inclusive of "the people
of (a) State" - should be
able to form and to exercise the political judgments
required for the performance of their constitutional functions. The
implication
is derived from the structure of representative government
prescribed by the Constitution rather than inhering in a particular word or
phrase of its text. Mason CJ drew a distinction between the two kinds of
implication
in ACTV ((97) ibid. at 135.):
" It may not be right to say that no implication willI respectfully agree. The relevant implication here arises from the need for the people of the Commonwealth to form and to exercise political judgments. The formation of a political judgment may be affected by a variety of factors: interest in political affairs, education, information and opportunities for the interchange of ideas. Not all of these factors are within the gift or control of government. None of them is a right enforceable against government or against others. But if it be implicit in the system that the people of the Commonwealth should be able to form and to exercise political judgments, it is implicit that government should not unnecessarily restrict their ability to do so. Freedom of discussion about government, governmental institutions and political matters is conducive to the formation and to the exercise of political judgments and that freedom must not be unnecessarily restricted. Thus the powers of government are impliedly limited. Although the plenary power of the Parliament to make laws for the peace, order and good government of the Commonwealth remains, laws that restrict the absolute freedom to discuss government, governmental institutions and political matters are invalid unless the restriction is imposed incidentally as part of the means that are appropriate and adapted to achieve a legitimate purpose. That is the extent, and the only extent, of any relevant limitation on power that is to be derived from the Constitution. Sometimes that limitation has little practical significance, as in the case of laws imposing censorship in wartime or proscribing treason and sedition ((98) Davis v. The Commonwealth [1988] HCA 63; (1988) 166 CLR 79 at 110; Australian Communist Party v. The Commonwealth [1951] HCA 5; (1951) 83 CLR 1 at 141, 187-188.). But the limitation is significant when a law places a restriction on the freedom to discuss governments, governmental institutions or political matters to an extent that goes beyond what is appropriate and adapted to achieve a legitimate purpose: that was the case in Nationwide News.
be made unless it is necessary. In cases where the
implication is sought to be derived from the actual terms
of the Constitution it may be sufficient that the relevant
intention is manifested according to the accepted
principles of interpretation. However, where the
implication is structural rather than textual it is no
doubt correct to say that the term sought to be implied
must be logically or practically necessary for the
preservation of the integrity of that structure."
18. Of course, the antinomy between absolute freedom and legal regulation is
never easy to resolve. An abiding problem in the application
of s.92 has been
the ascertainment of the area of "freedom governed by law" ((99) James v.
Commonwealth of Australia (1936) AC 578 at 627.).
That was the problem in
Castlemaine Tooheys Ltd. v. South Australia ((100) [1990] HCA 1; (1990) 169 CLR 436 esp at
471-474.) where
the validity
of South Australia's anti-litter and energy
conservation law was successfully
challenged as an infringement of the freedom
guaranteed
by s.92. In that case the majority said((101) ibid. at 473-474.):
" If we accept, as we must, that the legislature had
rational and legitimate grounds for apprehending that
the sale of beer in non-refillable bottles generates or
contributes to the litter problem and decreases the State's
finite energy resources, legislative measures which are
appropriate and adapted to the resolution of those problems
would be consistent with s.92 so long as any burden imposed
on interstate trade was incidental and not disproportionate
to their achievement. Accordingly, the validity of the
1986 legislation rests on the proposition that the
legislative regime is appropriate and adapted to the
protection of the environment in South Australia from the
litter problem and to the conservation of the State's
finite energy resources and that its impact on interstate
trade is incidental and not disproportionate to the
achievement of those objects." (Emphasis added.)
19. The problem of ascertaining the limitation placed on legislative power by
the implication drawn from the system of representative
government is
analogous to the problem of ascertaining the scope of the freedom guaranteed
by s.92. Therefore the approach adopted in Castlemaine Tooheys Ltd. v. South
Australia can assist in determining the validity of a law that
is impugned as
being inconsistent with the implication. If this approach be adopted, there
are two criteria which will be satisfied
by a valid law: first, the law
(which includes, of course, the provision restricting an absolute freedom of
discussion) will be
appropriate and adapted to achieving a purpose within
legislative power and, second, the law will impose the restriction merely as
an incident to the achieving of that purpose. If the law satisfies this test
then, although it imposes some restriction on an absolute
freedom to discuss
government, governmental institutions or political matters, it does not
infringe the constitutional freedom((102)
ACTV (1992) 177 CLR at 157-158.).
That is because the implication does not deny the power of the representative
government to govern.
But if a restriction on the absolute freedom is imposed
not as an incident of a law to achieve another purpose within power or if
the
law including the restriction exceeds what is appropriate and adapted to the
achievement of such a purpose, the restriction cannot
be supported. Of course,
there is room for disagreement as to whether a law which contains a
restriction is appropriate and adapted
to achieving a postulated legitimate
purpose.
20. In ACTV((103) ibid. at 150-151.), I attempted a resolution of the problem
in these terms:
"The freedom begins at a boundary varying with the subjectThe meaning of the term "proportionality" in this passage is, I regret, not as clear as it should be. It is intended to embrace both the law's achieving of a legitimate purpose and the incidental character of its restriction on an absolute freedom to discuss government, governmental institutions and political matters.
matter of each law. In an extreme case - for example, a
law imposing wartime censorship - the freedom to discuss
matters of defence may be virtually eliminated. The
variable boundary of the freedom follows from the
consideration that, in order that a law may validly
restrict a freedom of communication about political or
economic matters, the restriction must serve some other
legitimate interest and it must be proportionate to the
interest to be served. Thus, a law which (being otherwise
within power) forbids the publication of fraudulent or
obscene material, or of seditious utterances or of
defamatory matter without justification or excuse, or of
advertisements for dangerous or prohibited drugs, is a law
which trespasses upon absolute freedom to communicate, but
it is a valid law provided the restrictions imposed by the
law are proportionate to the interest which the law is
calculated to serve. The proportionality of the
restriction to the interest served is incapable of a priori
definition: in the case of each law, it is necessary to
ascertain the extent of the restriction, the nature of the
interest served and the proportionality of the restriction
to the interest served."
21. The present case does not concern the laws of the Commonwealth; no
limitation of the powers conferred on the Parliament by s.51 is in issue. In
the present case, the freedom claimed by the defendants is a freedom from a
civil liability for the publication
of allegedly defamatory matter. The
relevant law is either the common law or, where the common law has been
modified by statute
or where statute has been substituted for the common law,
the statutes of the several States and Territories relating to
defamation((104)
The common law governs the defences to an action in
defamation in Victoria and South Australia. In Queensland and Tasmania the
available
defences have been totally codified by legislation (The Criminal
Code (Q.) ss.371-378); Defamation Act 1957 (Tas.) ss.10-16). In
the other
States and Territories a mixture of common law and statutory
defences are
provided (Defamation Act 1974 (N.S.W.), ss.15,
16, 17, 17A-17O, 18-22, 24, 25,
27, 28, 30, 31, 32, 33, 34; The Criminal
Code (W.A.) ss.351-358, 362;
Defamation Act 1938 (N.T.)
ss.5, 6, 6A; Defamation Act 1901 (N.S.W.) and
Defamation (Amendment) Act
1909 (N.S.W.) apply in the Australian Capital
Territory).
The first defendant's defence contains separate pleas in respect
of the
publications in the respective States and Territories.).
The common law
22. Although the Constitution prevails over the common law where there is
inconsistency, there is no express inconsistency between the Constitution and
those rules of the common law which govern the rights and liabilities of
individuals inter se. That is because the Constitution deals not with the
rights and liabilities of individuals inter se but with the structure and
powers of organs of government, including
powers to make laws which deal with
those rights and liabilities. In considering whether the constitutionally
implied freedom to
discuss government has any effect on the common law, no
question as to the limitation of legislative power arises, for the common
law
does not depend on legislative power to sustain it. The Constitution altered
the common law by its provisions creating the structures and powers of the
organs of government but it does not purport to
affect the common law rights
and liabilities of individuals inter se. That area of the common law and the
area covered by the Constitution do not overlap. Theoretically, it may be
possible to postulate a constitutional imperative which limits or qualifies a
common law
rule affecting the rights and liabilities of individuals inter se,
although the notion conjures up intriguing problems: is the common
law cause
of action abolished or is it restricted in some way? how is the common law
rule to be "read down"? does the Constitution work an acquisition of property
without compensation?((105) Georgiadis v. Australian and Overseas
Telecommunications Corporation
(1994) 179 CLR 297.) The notion that an
implication drawn from a constitutionally prescribed structure of government
is inconsistent
with the common law rights and liabilities of individuals
inter se is, in my opinion, erroneous.
23. However, as the Constitution, being the chief organic law of the
Commonwealth, prevails over other laws, it is theoretically possible that the
Constitution could abrogate a rule of the common law regulating the rights and
liabilities of individuals inter se. But it does not purport to
do so. No
implication from the text or structure of the Constitution is inconsistent
with the availability of a cause of action in defamation to members of
Parliament, candidates for election or public
figures generally. Their common
law right to recover damages for the publication of defamatory matter
concerning them where the
publication is not justified or excused by law is
unaffected. Nor is there any text of the Constitution in which it is possible
to find some implied limitation on or qualification of the common law cause of
action for defamation of public
figures. If public figure plaintiffs (either
generally or in a particular category) were to have no remedy when they are
defamed
by matter published unlawfully in the eye of the common law, the loss
of remedy would have to be attributable to an inconsistency
between the common
law of defamation and the Constitution. In that event, the common law would
be abrogated, at least to the extent of the inconsistency. Although I perceive
no basis for
that hypothesis, the possibility of inconsistency can be tested
by applying (mutatis mutandis) to the common law the test applicable
to
determine the validity of a Commonwealth law: does the common law of libel
and slander impose such a restriction on the absolute
freedom to discuss
government, governmental institutions and political matters as to go beyond
what is appropriate and adapted to
the achievement of the purpose? The answer
which the common law gives to the question is, axiomatically, no.
24. The common law was developed to provide a balance between freedom of
speech and the protection of personal reputation, including
the reputation of
members of Parliament and of the Executive Government. It was developed both
in England and in this country under
a representative system of government,
albeit universal adult suffrage arrived late in the history of the development
of defamation
law. The defences available to the publisher of defamatory
matter that are presently significant (truth, fair comment and qualified
privilege) determine the extent of the freedom to speak and to publish which
the courts of common law have held to be appropriate.
In broad terms, these
defences leave the publisher free to publish defamatory matter which is
true((106) Australian Consolidated
Press Ltd. v. Uren [1966] HCA 37; (1966) 117 CLR 185 at
204.), a fair comment on facts truly stated((107) Bailey v. Truth and Sportman
Ltd. [1938] HCA 50; (1938)
60 CLR 700 at 710, 717, 723; and see the discussion in Pervan v.
North Queensland Newspaper Co. Ltd.
[1993] HCA 64; (1993) 178 CLR 309 at 320-324.)
and
allegations of fact which are untrue on occasions which are ascertained by
reference
to "the
common convenience and welfare of
society"((108) per Lord
Macnaghten in Macintosh v. Dun (1908) AC 390 at 399. The test was
adopted
by
Dixon J in Loveday v. Sun Newspapers
Ltd. [1938] HCA 28; (1938) 59 CLR 503.) provided the
publisher has an honest belief
in the truth of what is published and has no
improper motive
in
making the publication((109) Horrocks v. Lowe (1975) AC 135
at 150.).
Thus damages are recoverable for a publication of defamatory
matter
which is not fair comment on facts truly stated or which alleges
facts untruly
and is published on an occasion that is not
privileged or is published without
an honest belief in their truth or for
an improper motive. The manifest
purpose of the common
law of defamation is the protection of personal
reputation. It is impossible
for this Court, in applying the Constitution, to
hold that a tort which gives relief in damages in those instances could be
said to go beyond what is appropriate and adapted
to the purpose of protecting
personal reputations and to trespass upon a constitutional freedom to discuss
government, governmental
institutions and political matters. To give effect to
such an opinion would involve, in my respectful opinion, the introduction of
judicial policy into constitutional interpretation.
25. The first defendant submits that the constitutional freedom to discuss
government is infringed by the requirement that a defendant
who has published
defamatory matter about a member of Parliament or a candidate for election to
Parliament should establish truth
or one of the other recognized defences
under threat of a substantial award of damages. The defamation law, it is
said, has a "chilling
effect" on the freedom to discuss government,
governmental institutions and political matters which is inconsistent with the
freedom.
The submission does not illuminate the answer to the relevant
question. It simply translates into tendentious language the legal
truism that
the tort of defamation achieves its purpose of providing protection for
personal reputations by providing the remedy
of damages against the
tortfeasor. If the publication of defamatory matter were not chilled by the
remedy, there would be no sanction
for publications that are neither justified
nor excused. The question is not whether the absolute freedom to discuss
government,
governmental institutions and political matters is chilled by the
law of defamation but whether the law of defamation, by chilling
the
publication of certain defamatory matter, is inconsistent with a
constitutional implication. Whether one approaches that question
by
characterizing the implication as a limitation on power or by perceiving that
the restrictions imposed by the defamation laws
achieve the legitimate purpose
of protecting reputations, the answer is the same: the common law of
defamation is not inconsistent
with any implication drawn from the text or
structure of the Constitution.
The statutes of the States and Territories
26. The mechanism by which the constitutional implication operates on State
enactments is the same as the mechanism by which it
operates on enactments of
the Commonwealth Parliament, namely, by limiting the power to enact laws that
infringe the Constitution. Similarly, in the case of the enactments of a
territorial legislature, except that a restriction on territorial powers may
be imposed
indirectly, by way of restriction upon Parliament's power to confer
on a Territory legislative power that could be exercised inconsistently
with
the Constitution: see Capital Duplicators Pty. Ltd. v. Australian Capital
Territory (No.1)((110) [1992] HCA 51; (1992) 177 CLR 248.). The same
test of validity
can be
applied to the statutes of a State as that applied to the laws of the
Commonwealth,
for the constitutional
prohibition against
unnecessary
restriction on the freedom of discussion that is conducive to the formation
and exercise of political
judgments limits
the powers of the Parliament of a
State (s.107) in conformity with the State's Constitution (s.106) to make such
laws as it deems to be for the peace, order and good government of the State.
The powers of territorial legislatures
are similarly limited.
27. In some parts of the Commonwealth, the defence of truth is qualified by a
statutory requirement of public interest or public
benefit((111) The Criminal
Code (Q.), s.376; Defamation Act 1957 (Tas.), s.15; Defamation Act 1974
(N.S.W.), s.15(2); (for the Australian Capital Territory) Defamation Act 1901
(N.S.W.), s.6.). If the publication of defamatory matter that is true
would
enable the people of the Commonwealth to form or to exercise the political
judgments required for the performance of their
constitutional functions, the
requirement of public interest or public benefit would necessarily be
satisfied((112) Mackay v. Bacon
[1910] HCA 71; (1910) 11 CLR 530 at 536; Howden v. "Truth"
and "Sportsman" Ltd. [1937] HCA 74; (1937) 58 CLR 416 at 427.). There
can be no
inconsistency between
that requirement and the freedom to discuss government
implied
in the Constitution. As to the several statutes which affect the
defence of qualified privilege, none has been shown to confine the freedom to
speak
or to publish more narrowly than the common law((113) See, for example,
Telegraph Newspaper Co. Ltd. v. Bedford [1934] HCA 15; (1934)
50 CLR 632;
Pervan v. North
Queensland Newspaper Co. Ltd.). In any event, the respective legislatures
have determined that
the qualifications
imposed by their respective enactments
on the lawfulness of the publication of defamatory matter are the desirable
qualifications
for the proper preservation of personal reputations. In
determining whether the means adopted by a legislature are
appropriate and
adapted to a legitimate purpose, this Court is bound to acknowledge that the
legislature has a "margin of appreciation"
in choosing
what is
appropriate((114) ACTV (1992) 177 CLR at 159.). In making that choice, a
legislature is entitled to take into
account the
view that a less demanding
law of defamation would have a "chilling effect" on the willingness of those
who place some
store by their
personal reputations to seek election to, and to
serve in, public office. It cannot be said that the present laws
have
precluded
the people of the Commonwealth from forming or exercising the
political judgments required for their participation
in the system
of
representative government.
28. The real arguments against the practical effect of the defamation laws
seem to me, with respect, to have little to do with any
implication drawn from
the Constitution. For example, it might be said that, although defamatory
matter could lawfully be published, it is not published because of the
fear of
litigation or of the costs involved or the onus of proving truth is too
troublesome or the disclosure of sources is unacceptable
or the risk of
damages is too high. The response is simply that the Constitution can offer
no protection against civil liabilities merely because a party decides, for
its own reasons, not to incur the risk in lawfully
publishing defamatory
matter. Perhaps the real inhibition against the publication of defamatory
matter that could and should lawfully
be published for the information of the
public is a distrust of juries or a concern about the cost of litigation. If
these factors
call for the protection of publishers, a mantle of immunity must
be found elsewhere than in the Constitution.
Overseas authorities
29. The first defendant's submission that a freedom to publish founded on the
Constitution is available is supported by reference to decisions of the
Supreme Court of the United States (notably the opinion of Brennan J in
New
York Times Co. v. Sullivan((115) [1964] USSC 40; (1963) 376 US 254.)), the Supreme Court of
Canada and the European Court of Human Rights. But,
in truth, the assistance
which cases
decided under other Constitutions or Conventions can give in
determining the scope of the freedom
is extremely limited. That is
because
the scope of the freedom to discuss government under our Constitution must be
ascertained from the text and structure of the Constitution construed in
accordance with rules which we have held to be applicable, distinguishing
cases in other jurisdictions based on instruments
containing provisions
different from our own. By contrast, the Constitutions of the United States
and Canada and the European Convention
on Human Rights each expressly creates,
or has been construed as expressly creating, a freedom of speech or
communication((116) The
United States: The Supreme Court so interprets the
First Amendment which reads:
"Congress shall make no law respecting an establishmentreads:
of religion, or prohibiting the free exercise thereof;
or abridging the freedom of speech, or of the press;
or the right of the people peaceably to assemble, and
to petition the Government for a redress of
grievances."
Canada: Section 2 of the Canadian Charter of Rights and Freedoms
"Everyone has the following fundamental freedoms:affecting the operation of the freedom expressly guaranteed((117) United States: The Fourteenth Amendment; Canada: ss.1 and 32 of the Charter; European Convention: Article 10 cl.2 (fn.71, post).).
(a) ...
(b) freedom of thought, belief, opinion and
expression, including freedom of the press and
other media of communication;
(c) ...
(d) ..."
European Convention: Article 10 cl.1 of the Convention reads:
"Everyone has the right to freedom of expression. This
right shall include freedom to hold opinions and to
receive and impart information and ideas without
interference by public authority and regardless of
frontiers. This Article shall not prevent States from
requiring the licensing of broadcasting, television or
cinema enterprises.") and each contains provisions
30. It appears that, at one time, the prevention of libellous speech was not
thought to raise any constitutional problem under the
First and Fourteenth
Amendments of the United States Constitution((118) Chaplinsky v. New Hampshire
[1942] USSC 50; (1942) 315 US 568 at 571-572.)
but, in New York Times Co. v. Sullivan, the
Supreme Court reversed that view. Brennan J who delivered
the Opinion of the
Court declared((119)
(1963) 376 US at 279-280.):
" The constitutional guarantees require ... a federal ruleThe constitutional standard was held to demand that the onus of proving actual malice should rest on the plaintiff((120) ibid. at 283-284.) and be discharged only by proof of "convincing clarity"((121) ibid. at 285-286.). The rule owes its origin to the view that the First Amendment reflects "a profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open, and that it may well include vehement, caustic, and sometimes unpleasantly sharp attacks on government and public officials"((122) ibid. at 270.). That commitment led the people of the United States to embrace freedom of political expression "in spite of the probability of excesses and abuses"((123) ibid. at 271, citing Cantwell v. Connecticut [1940] USSC 84; (1939) 310 US 296 at 310.). Brennan J noted that, at the end of the 18th Century, Madison had said that the press had "exerted a freedom in canvassing the merits and measures of public men, of every description, which has not been confined to the strict limits of the common law"((124) ibid. at 275.). The frequently encountered difficulty of proving the truth of a libel was said to dampen the vigour and limit the variety of public debate and, on that account, to be inconsistent with the First and Fourteenth Amendments((125) ibid. at 279.). The Fourteenth Amendment was held((126) ibid. at 265.) to apply the freedom guaranteed by the First Amendment to the common law and to State statutes because a judgment in the court of a State applying a State rule of law was a "State action" that, by force of the Fourteenth Amendment, could not infringe the guarantee.
that prohibits a public official from recovering damages
for a defamatory falsehood relating to his official conduct
unless he proves that the statement was made with 'actual
malice' - that is, with knowledge that it was false or with
reckless disregard of whether it was false or not."
31. At base, the doctrine of New York Times Co. v. Sullivan rests on the
Supreme Court's estimate of the trust placed by the American
people in the
outcome of unfettered expressions of view on public issues((127) ibid. at
270.). Going beyond the textual limitation
on power ("Congress shall make no
law") the Supreme Court elevated the First Amendment to the level of a
constitutional right or
privilege to be claimed by the mass media and,
perhaps, by non-media defendants((128) Christie, "The Public Figure Plaintiff
v. The
Nonmedia Defendant in Defamation Law: Balancing the Respective
Interests" (1983) 68 Iowa Law Review 517.) who publish defamatory
matter of
public officials or public figures((129) Curtis Publishing Co. v. Butts [1967] USSC 200; (1967)
388 US 130 at 163-165.) but not, it seems,
of private persons((130) Gertz v.
Robert Welch, Inc. [1974] USSC 144; (1974) 418 US 323.). In Dun and Bradstreet, Inc. v.
Greenmoss Builders, Inc.((131)
[1985] USSC 173; (1985) 472 US 749 at 776.) Brennan J,
dissenting, said:
" In New York Times Co. v. Sullivan the Court held that
the First Amendment shields all who speak in good faith
from the threat of unrestrained libel judgments for
unintentionally false criticism of a public official."
32. The text of the United States Constitution finds no resonance in our own
Constitution((132) See per Dawson J in ACTV (1992) 177 CLR at 182.). The
history which has so affected
the interpretation of the First and Fourteenth
Amendments is different from ours((133) See Attorney-General (Vict.); Ex Rel.
Black
v. The Commonwealth [1981] HCA 2; (1981) 146 CLR 559 at 603.). We have no First
Amendment, no Bill of Rights. Indeed, our Founding
Fathers were
not attracted
to
a Bill of Rights though the American model was before them. As Mason CJ
pointed out in ACTV((134)
(1992) 177 CLR
at 136. See La
Nauze, The Making of
the Australian Constitution, (1972) at 227-232. The proposal to introduce
into our Constitution a provision similar to s.1 of the Fourteenth Amendment
was rejected by the Melbourne Convention in 1898: Debates, vol.4 at 690.):
"it is difficult, if not impossible, to establish aIn this country, following the long tradition of the common law, we have accepted that personal reputation is a proper subject of protection, no less for those in public office as for private citizens. In the history of our Federation and in the earlier history of colonial Australia, we have not paid for a vigorous democracy by exposing to adverse imputation without qualification the reputations of those in public office nor have we risked the chilling of their ardour for public service by a fear that they and their families might be traduced without remedy. Indeed, the action for defamation has been a feature of Australian public life, establishing the truth or falsity of allegations published against public figures, vindicating the reputations of plaintiffs who have exposed them to examination by bringing action and sometimes working the political destruction of those who would not sue or who, having sued, were found to be defamed by the truth or to have reputations of little worth. It is not open to this Court to hold that the workings of the law of defamation show that the capacity of the people of the Commonwealth to form and to exercise political judgments has been damaged by those laws.
foundation for the implication of general guarantees
of fundamental rights and freedoms. To make such an
implication would run counter to the prevailing sentiment
of the framers that there was no need to incorporate a
comprehensive Bill of Rights in order to protect the rights
and freedoms of citizens. That sentiment was one of the
unexpressed assumptions on which the Constitution was
drafted."
33. The onus which New York Times Co. v. Sullivan places on a public official
plaintiff to prove with convincing clarity that the
defendant's publication of
the matter which defamed the plaintiff was made "with knowledge that it was
false or with reckless disregard
of whether it was false or not" demonstrates
a radical difference in the legal culture of our two countries. There, the
constitutional
privilege to defame a public figure without penalty is lost
only by clear proof of a deliberate abuse of the privilege; here, the
defamation of a person must be justified or excused by the defamer. There, the
purpose of the law established by New York Times Co.
v. Sullivan is to define
the conditions in which the constitutional privilege is forfeited; here, the
purpose is to protect personal
reputation to an extent appropriate in a
society which also values free speech. Our tradition accords with the view
stated by Wood
JA in the Canadian case of Derrickson v. Tomat((135) (1992) 88
DLR (4th) 401 at 408.):
" The rule in the New York Times case leaves vulnerable
the reputation of all who are or would be in public life,
by depriving such people of any legal recourse from
defamatory falsehoods directed against them, except in
those rare cases where 'actual malice' can be established.
Such a rule would be likely to discourage honest and decent
people from standing for public office. Thus, the rule
destroys, rather than preserves, the delicate balance
between freedom of expression and protection of reputation
which, as I have already noted, is vital to the survival of
our democratic process of government."
34. It would be as presumptuous as it is irrelevant to comment on the
uniquely American historical background to the ruling in New
York Times Co. v.
Sullivan or on the appropriateness of its doctrine for the people of the
United States. What is material is that
there is no basis on which to
attribute to New York Times Co. v. Sullivan any persuasive influence on the
interpretation of the Australian
Constitution.
35. In Canada, although the Charter freedom restricts action by government -
including executive action taken under the common law
prerogative - by reason
of s.32 of the Charter((136) "This Charter applies (a) to the Parliament and
government of Canada ... (b) to the legislature and government
of each
province ..."), it has not been treated as affecting private litigation((137)
Retail, Wholesale and Department Store Union
v. Dolphin Delivery Ltd. (1986)
33 DLR (4th) 174 at 194-198.). Departing from the approach taken in the
United States, Court judgments
in Canada are not treated as "governmental
action"((138) ibid. at 196.). The freedom of expression guaranteed by s.2 of
the Charter has not been understood as the equivalent of a constitutional
privilege to defame public figures. Section 2 is at least an express guarantee
of a freedom similar in content to the freedom of speech conferred by the
First Amendment of the
United States Constitution, yet the reasoning in New
York Times Co. v. Sullivan does not appear to have been followed in the
Canadian construction of s.2((139) Brown, The Law of Defamation in Canada,
(1987), vol.2 at 1096.). In Coates v. The Citizen((140) (1988) 85 NSR (2d)
146 at 162.),
Richard J cited with approval Brown's observation:
"Unlike their American colleagues, therefore, our judgesThat case and the passage cited from the judgment in Derrickson v. Tomat have recently been followed by the Court of Appeal of Ontario in Casey Hill v. Church of Scientology of Toronto((141) Unreported, 10 May 1994: Lexis 247.) where their Lordships refused to apply New York Times Co. v. Sullivan either as a constitutional ruling or by adoption as a common law rule. I know of no Canadian authority that might assist in the construction of the freedom to discuss government implied in our Constitution.
have weighed more heavily the value of personal reputation
over those of free speech and free press. Thus there
occurs in many of their decisions a careful reminder that
these freedoms are ones 'governed by law' and that there is
no 'freedom to make untrue defamatory statements'."
36. In the European Convention, cl.2 of Art.10((142) Clause 2 reads in part
as follows:
"The exercise of these freedoms, since it carries withfreedom of expression which is guaranteed by cl.1 of Art.10 to restrictions prescribed by municipal law so far as they are "necessary in a democratic society ... for the protection of the reputation or rights of others". Although Art.10 accords priority to the freedom of expression, the Contracting States are allowed a margin of appreciation in determining what is "necessary", the European Court of Human Rights reserving a supervisory jurisdiction to decide whether a measure which restricts the freedom of expression is proportionate to the legitimate aims pursued((143) Lingens v. Austria [1986] ECHR 7; (1986) 8 EHRR 407 at 418 pars 39, 40; Barfod v. Denmark (1989) 13 EHRR 493 at 499 par 28; Handyside v. The United Kingdom [1976] ECHR 5; (1976) 1 EHRR 737 at 754 pars 48, 49 and 763 par 2.). The difference between Art.10 and Australian law is that cl.1 of Art.10 confers a freedom to discuss government, governmental institutions and political matters as a personal right((144) See fn.(116) supra.) any derogation from which must be justified under cl.2((145) Lingens v. Austria (1986) 8 EHRR at 418-419 pars 41, 42. Justification is more difficult in relation to a politician acting in his public capacity (Oberschlick v. Austria (6/1990/197/257) pars 57-60) and in relation to business men actively involved in the affairs of large public companies (Fayed v. United Kingdom (28/1993/423/502) par.75).) whereas the implication under our Constitution places a limitation on power. Subject to that critical distinction, the test applied to determine whether a measure is justified under cl.2 appears similar to the test which I have earlier stated as applicable to determine the validity of Commonwealth laws, though the European Court of Human Rights determines "proportionality" by the assessment of competing social values((146) Barfod v. Denmark (1989) 13 EHRR at 499 par 29, at 502 par 4.). However that may be, the text and function of the European Convention on Human Rights are fundamentally different from the text and function of our Constitution. It would be erroneous to construe our Constitution as though a valid analogy existed.
it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as
are prescribed by law and are necessary in a
democratic society, ... for the protection of the
reputation or rights of others, for preventing the
disclosure of information received in confidence, or
for maintaining the authority and impartiality of the
judiciary.") subjects the
37. In short, there is no parallel in our Constitution with any of the
provisions of the United States Bill of Rights, the Canadian Charter of Rights
and Freedoms or the European Convention
on Human Rights. The law of
defamation, whether common law or statutory, is not an unnecessary restriction
on the absolute freedom
to discuss government, governmental institutions and
political matters. The relevant implication in our Constitution does not
limit the operation of the law of defamation in protecting the personal
reputations of public officials including members
of the Parliament and
candidates for election to Parliament. Accordingly, the Constitution creates
no area of immunity from the operation of the law of defamation within which
defamatory matter may be published without civil
liability. It follows that
the freedom implied in the structure of the Constitution is not "a freedom to
publish material" and the answer to Question 1 must be "no". It is
unnecessary to answer Questions 2 and 3.
The pleas contained in pars 11 and
12 of the first defendant's amended defence are bad in law, and therefore
Question 4 should be
answered "yes".
DEANE J Nationwide News Pty. Ltd. v. Wills((147) [1992] HCA 46; (1992) 177 CLR 1.) and
Australian Capital Television Pty. Ltd.
v. The Commonwealth((148)
[1992] HCA 45; (1992) 177
CLR 106.) establish that there is to be drawn from the doctrine of
representative
government which forms part of the
fabric
of the Constitution a
fundamental implication of freedom of political communication and discussion.
So much was common ground between all parties and
interveners in the argument
of this case. In issue are the applicability of that constitutional
implication to the laws of a State,
whether statutory or inherited, imposing
or defining civil liability for defamation and, if it be applicable to them,
the effect
of the implication upon the defamation laws of Victoria. Is the
implication applicable to State legislative powers and laws?
2. In Nationwide News Pty. Ltd., Toohey J and I concluded that, for the
reasons which we gave and which it is unnecessary to repeat,
the
Constitution's implication of freedom of political communication and
discussion "extends to all political matters, including
matters relating to
other levels of government within the national system (of government) which
exists under the Constitution"((149)
(1992) 177 CLR at 75.). I adhere to
those reasons and that conclusion which bear upon, but do not of themselves
provide an answer
to, the question whether the Constitution's implication
applies to confine the legislative powers and laws of a State. In this
section
of my judgment, I explain why I would give an affirmative answer to
that question.
3. The primary or most obvious application of the constitutional implication
is that which was involved in Nationwide News Pty.
Ltd. and Australian Capital
Television Pty. Ltd., namely, to confine the content of the grants of
legislative power which are contained
in the various paragraphs of s.51 of the
Constitution and which the introductory words of that section expressly make
"subject to" the Constitution as a whole. One effect of its application to
those grants of power is that the constitutional implication also controls the
content
of the legislative, executive or judicial power which may validly be
conferred by legislation enacted pursuant to them. Arguably,
the implication
also applies to confine the content of other legislative, executive or
judicial powers which are directly conferred
by provisions of the Constitution
which do not in terms make their conferral "subject to" the Constitution as a
whole((150) See, e.g., Chs II and III and ss.111 and 122.). It is unnecessary
to pursue that question for the purposes of the present case since, as will be
seen, State legislative powers
are not conferred and State laws are not
supported by such provisions. I would, however, indicate a tentative view
that the implication
does at least apply to confine the Parliament's
legislative powers with respect to internal Territories and accordingly
restricts
the powers which may be conferred upon the organs of government of
those Territories.
4. Upon Federation, the federating Colonies were transformed into States
which thenceforth derived existence and authority from
the Constitution
itself. Both State constitutions and State laws were continued by the
Constitution. That continuation was, however, subject to the provisions of
the Constitution as a whole, including the Constitution's implication of
freedom of political communication and discussion. Thus, covering cl.5
provided
that the Commonwealth of Australia Constitution Act 1900 (Imp.),
which incorporated the Constitution in s.9 of its text, "shall be binding on
the courts, judges, and people of every State and of every part of the
Commonwealth, notwithstanding
anything in the laws of any State". More
important for present purposes, s.106 and s.108 of the Constitution expressly
provided that the continuation of State constitutions and State laws was
"subject to this Constitution". Those two sections, and s.107 which falls
between them, read as follows:
"106. The Constitution of each State of theIt is true that s.107's express continuation of the concurrent legislative powers of the Parliaments of the States is not, in terms, made "subject to" the Constitution. The concurrent legislative powers of each State which are so continued are, however, derived from its constitution which, as has been seen, is subjugated to the Constitution as a whole by s.106. Section 107 must be read in the context of that subjugation. So read, its function was not to reconfer powers conferred by s.106's continuation of State constitutions. Its function was to ensure that the conferral upon the Parliament of legislative powers which, subject to the effect of s.109, were intended to be concurrent with those of State Parliaments was not treated as negativing s.106's continuation of those particular State powers. Similarly, the second part of s.108 was not intended to confer new legislative powers but to ensure that the continuation by the Constitution of State laws was not treated as precluding the legislative power of the relevant State Parliament (under s.106's continuation of its constitution) to amend or repeal those laws.
Commonwealth shall, subject to this Constitution, continue
as at the establishment of the Commonwealth, or as at the
admission or establishment of the State, as the case may be,
until altered in accordance with the Constitution of the
State.
107. Every power of the Parliament of a Colony which
has become or becomes a State, shall, unless it is by this
Constitution exclusively vested in the Parliament of the
Commonwealth or withdrawn from the Parliament of the State,
continue as at the establishment of the Commonwealth, or as
at the admission or establishment of the State, as the case
may be.
108. Every law in force in a Colony which has become
or becomes a State, and relating to any matter within the
powers of the Parliament of the Commonwealth, shall, subject
to this Constitution, continue in force in the State; and,
until provision is made in that behalf by the Parliament of
the Commonwealth, the Parliament of the State shall have
such powers of alteration and of repeal in respect of any
such law as the Parliament of the Colony had until the
Colony became a State."
5. The conclusion that the constitutional implication of freedom of political
communication and discussion confines the content
of State laws and
legislative powers under the Constitution does not rest merely on the textual
considerations mentioned above. It is also supported by common sense and
persuasive authority.
Common sense, in that it would border on the absurd if
State laws continued, or enacted pursuant to legislative powers continued,
by
the Constitution could restrict political communication and discussion to an
extent or in a way which undermined the freedom of political communication
which was implicit in the doctrine of representative government which was
embodied in the Constitution as a whole. Persuasive authority, in that both
Griffith CJ and Barton J affirmed in R v. Smithers; Ex parte Benson((151) [1912]
HCA 92;
(1912)
16 CLR 99 at 108-109 per Griffith CJ and 109-110 per Barton J; and
see, also, Pioneer Express Pty. Ltd. v. Hotchkiss
[1958] HCA 45; (1958) 101
CLR 536 at 550
per Dixon CJ and, generally, Nationwide News Pty. Ltd. v. Wills (1992) 177 CLR
at 73-74.)
that the closely
related
constitutional implication of freedom of
access by the represented to the organs and instrumentalities of
their
representative
government
which had been recognized by the United States
Supreme Court in Crandall v. State of Nevada((152)
[1867] USSC 15; (1867) 73 US 35 at 44-45.)
as limiting
the legislative powers of the US States similarly applied under
our Constitution to confine the laws and legislative powers of the Australian
States.
6. It follows that the Constitution's implication of freedom of political
communication and discussion is applicable to confine
both the content of
State legislative powers and the content of State laws whether statutory or
inherited.
7. Before leaving this aspect of the case, it would seem desirable to make
specific reference to an argument which has been increasingly
advanced in
recent times and which invokes what is said to have been the intention of the
framers of the Constitution. In summary, that argument is to the effect that
the failure of those framers to follow the United States example of including
an
express catalogue or "bill" of "rights" demonstrates that it was their
intention that such constitutional "rights" should not be
implied from the
terms or doctrines of the Constitution but should be left to be determined by
the common law as developed or altered by the various legislatures in the
exercise of the
legislative powers which the Constitution either created or
preserved. That argument, or some variation of it, would seem to constitute
the true basis of the contention that
the Constitution's implication of
freedom of political communication and discussion should be confined so that
it only applies to
limit the content of Commonwealth legislative powers and
does not extend to confer complete or partial immunity from the operation
of
otherwise valid State laws. With due respect to those who see the matter
differently, the argument seems to me to be flawed at
every step it takes
beyond the obvious facts that our Constitution does not incorporate a "Bill of
Rights" of the type contained in the United States model and that the framers
of our Constitution had confidence in the common law. For one thing, the
argument reverses ordinary principles of construction. For another, it
imputes
to the framers of our Constitution an intention which it would seem
they did not have. Most important, the argument seems to me to adopt a theory
of construction of
the Constitution which unjustifiably devitalizes its
provisions by effectively treating its long dead framers rather than the
living people as the
source of its legitimacy. I turn to explain those
comments.
(i) Ordinary principles of construction
8. There are circumstances in which an express conferral of rights by an
instrument will, by reason of the rule of expressio unius,
preclude the
implication of other rights((153) See, for an example of the application of
the rule to the Australian Constitution, Roughley v. New South Wales; Ex
parte Beavis (1928) 42 CLR 162 at 198 per Higgins J But cf. Leeth v. The
Commonwealth
[1992] HCA 29; (1992) 174
CLR 455 at 484-485 per Deane and Toohey JJ). Indeed,
it would be at least arguable that, if our Constitution had included an
express detailed "Bill of Rights" such as that contained in Amendments to the
United States Constitution, the implication of other "rights" either from
other express provisions or from the doctrines which the Constitution
incorporates would be precluded or impeded. No doubt, it is for that reason
that the United States Bill of Rights includes an express
provision((154) The
Ninth Amendment.) that the "enumeration in the Constitution, of certain
rights, shall not be construed to deny or disparage others retained by the
people". Be that as it may, it is to stand
ordinary principles of
construction on their head to maintain that a failure to include such an
express bill of constitutional "rights"
is a consideration precluding or
militating against, rather than a consideration facilitating, the implication
of such "rights" from
the fundamental doctrines or express provisions of the
Constitution.
9. Moreover, while it is true that our Constitution does not include a "Bill
of Rights" corresponding with that incorporated in the United States model,
the contrast between the two
instruments in that regard cannot be pushed too
far. I have, in the two preceding paragraphs, placed quotation marks around
the
word "rights" and the phrase "Bill of Rights" for the reason that, in a
constitutional context, the word "rights" is commonly used
as referring not
only to rights in the sense of expressly conferred free standing rights
enforceable against either the world or
particular persons who are under a
corresponding duty but also to privileges and immunities which are inherent
in, or flow from,
constitutional restrictions upon legislative, executive or
judicial power. It is in that broad sense that the word is used when
the
phrase "Bill of Rights" is applied to the first ten or fourteen Amendments of
the United States Constitution since some of the most important provisions
contained in those Amendments are framed merely in terms of restriction of
legislative
and executive((155) See, e.g., the First Amendment, the Fifth
Amendment and s.1 of the Fourteenth Amendment.) (and even judicial((156) See
the Eighth Amendment.)) powers. In so far as those clauses of the United
States Constitution are concerned, there is no true contrast at all with the
Australian Constitution which contains a very large number of provisions
confining the legislative and executive powers of the Commonwealth and/or the
States
whose obvious effect is to confer privileges and immunities upon the
citizen((157) Some obvious examples are ss.41, 80, 92, 116 and 117.).
Essentially, the freedom of political communication and discussion which is an
implication of the Constitution's incorporation
of the doctrine of
representative government constitutes a limitation or confinement of
Commonwealth and State laws and powers.
Of itself, such a limitation or
confinement of laws and powers gives rise to a pro tanto immunity on the part
of the citizen from
being adversely affected by those laws or by the exercise
of those powers rather than to a "right" in the strict sense.
(ii) The intention of the framers
10. To the extent that the views of the framers of the Constitution can be
gleaned from the largely ex tempore and sometimes ill-informed speeches and
comments of participants in the Convention debates,
they lend no real support
for the proposition that the absence of an express bill of constitutional
rights was intended by the framers
to preclude the implication of such rights.
Certainly, as R. v. Smithers; Ex parte Benson clearly demonstrates, two of the
principal
framers did not subscribe to that proposition.
11. In Smithers, Griffith CJ found it unnecessary to rely on the express
provisions of either s.92 or s.117 to explain the limitation under the
Constitution of the former powers of the Australian colonies to exclude
persons thought to be undesirable. His Honour commented that the continuance
of such a power to its full extent after Federation was "inconsistent with the
elementary notion of a Commonwealth" and quoted and
adopted((158) (1912) 16
CLR at 108-109.) the following passage from the judgment of the United States
Supreme Court (delivered by
Miller J) in Crandall v. State of Nevada((159)
(1867) 73 US at 44.):
"But if the government has these rights on her ownNot one of those "rights" is expressly conferred by any provision of our Constitution. They are, to the extent that they exist, all implied. For his part, Barton J commented((160) (1912) 16 CLR at 109.) that the reasoning of the United States Supreme Court in Crandall v. State of Nevada was "as cogent in relation to the Constitution of this Commonwealth, as it was when applied to the Constitution of the United States". His Honour added((161) ibid. at 109-110.) that that reasoning "shows that the creation of a federal union with one government and one legislature in respect of national affairs assures to every free citizen the right of access to the institutions, and of due participation in the activities of the nation". That "right ... of due participation in the activities of the nation" is an implication of the Constitution's doctrine of representative government.
account, the citizen also has correlative rights. He has
the right to come to the seat of government to assert any
claim he may have upon that government, or to transact any
business he may have with it. To seek its protection, to
share its offices, to engage in administering its functions.
He has a right to free access to its sea-ports, through
which all the operations of foreign trade and commerce are
conducted, to the sub-treasuries, the land offices, the
revenue offices, and the courts of justice in the several
States, and this right is in its nature independent of the
will of any State over whose soil he must pass in the
exercise of it."
12. That assertion by two of the leading framers of our Constitution of the
implication of "rights" of the citizen from the institutions of national
government which the Constitution established was not surprising. Some eleven
years earlier, in the very year in which the Constitution commenced its
operation, two other great lawyers of Federation, Quick and Garran, had
recognized((162) The Annotated Constitution of the Australian Commonwealth,
(1901) at 958.), as implicit in the Constitution, an immunity of the citizen
from State laws which corresponded with the Bill of Rights's express
conferral, in the Fourteenth Amendment,
of immunity from State laws abridging
"the privileges or immunities of citizens of the United States". Quick and
Garran went on
to list some of the rights, privileges and immunities which
they considered could be "gathered from the express provisions or necessary
implications" of our Constitution notwithstanding the absence of any express
affirmation of them and which "cannot be impaired or abridged by State
legislation".
They wrote((163) ibid):
"Although there is no special section affirming theThe relevance of that passage for present purposes lies not so much in the details of the catalogue of implied rights, privileges and immunities which it recognized as being beyond the reach of State legislative powers. Its main relevance is that, like the perception that a provision corresponding with the immunity clause of the Fourteenth Amendment was implicit in our Constitution, it makes plain that Quick and Garran would have rejected any suggestion that the absence of an express bill of rights in the Constitution somehow precluded or impeded the implication of rights, privileges and immunities from either its express provision or from the doctrines which it incorporated.
existence of Federal privileges and immunities, such
privileges and immunities may be gathered from the express
provisions or necessary implications of the Constitution.
Among the most prominent Federal privileges may be mentioned
those relating to the suffrage - the right to vote at
elections for both houses of the Federal Parliament
(sec.41); the right to participate, on terms of equality,
in trade and commerce between the States and with other
countries (secs.51-i. and 99); the right to have the
benefit of the postal, telegraphic, and telephonic services
(sec.51-v.); the right to share the protection of the naval
and military forces of the Commonwealth (sec.51-vi.); the
right to use the navigable waters of the Commonwealth for
the purposes of trade and commerce (sec.98); the right to
pass from one State into another and to hold intercourse
with foreign countries (secs.51-i. and 92). To be allowed
to visit the seat of Government, to gain access to Federal
territories, to petition the Federal authorities, to examine
the public records of the Federal courts and institutions,
are rights which, if not expressly granted, may be inferred
from the Constitution, and which could not be taken away or
abridged by the States any more than those directly and
clearly conveyed."
(iii) The Constitution: "a living force"
13. The present legitimacy of the Constitution as the compact and highest law
of our nation lies exclusively in the original adoption (by referenda) and
subsequent maintenance
(by acquiescence) of its provisions by the people.
While they remain unaltered, it is the duty of the courts to observe and apply
those provisions, including the implications which are legitimately to be
drawn from their express terms or from the fundamental
doctrines which they
incorporate and implement. There is absolutely nothing in the provisions of
the Constitution which suggests an intention on the part of the people either
that the ordinary rules of construction should be ignored or that the
failure
to include a detailed list of their constitutional "rights" should be treated
as somehow precluding or impeding the implication
of rights, privileges and
immunities from either the Constitution's express terms or the fundamental
doctrines upon which it was
structured and which it incorporated as part of
its very fabric. That being so, even if it could be established that it was
the
unexpressed intention of the framers of the Constitution that the failure
to follow the United States model should preclude or impede the implication of
constitutional rights, their intention
in that regard would be simply
irrelevant to the construction of provisions whose legitimacy lay in their
acceptance by the people.
Moreover, to construe the Constitution on the basis
that the dead hands of those who framed it reached from their graves to negate
or constrict the natural implications
of its express provisions or fundamental
doctrines would deprive what was intended to be a living instrument of its
vitality and
its adaptability to serve succeeding generations. Indeed, those
errors of such a dead hands theory of construction were made plain
by Inglis
Clark in explaining why the Constitution was "to be construed as having
reference to varying circumstances and events"((164) Studies in Australian
Constitutional Law, (1901),
at 20, sidenote.). Though the passage is a
lengthy one, it is of such importance and contemporary relevance that it is
appropriate
to incorporate it in this judgment((165) ibid. at 21-22.):
"the Constitution was not made to serve a temporary andThe last two sentences rightly direct attention to the fact that, if the Parliament disagrees with any decision of the Court about the meaning or effect of provisions of the Constitution, it can submit it to the people to be overruled by amendment of the Constitution. Nonetheless, it must, in the light of decisions stretching back at least to Duncan v. State of Queensland((166) [1916] HCA 67; (1916) 22 CLR 556.) and the Engineers' Case((167) Amalgamated Society of Engineers v. Adelaide Steamship Co. Ltd. [1920] HCA 54; (1920) 28 CLR 129. See also the reasons of Aickin J in Queensland v. The Commonwealth ("the Second Territory Senators' Case") [1977] HCA 60; (1977) 139 CLR 585 at 623-629.), now be accepted that those last two sentences are mistaken to the extent that they elevate decisions of the "judiciary" on the meaning and effect of provisions of the Constitution to a comparable level of legitimacy and permanence to that of the actual text of the Constitution itself. Otherwise, I agree with and respectfully adopt all that is said in the above passage. In it, the primary architect of our Constitution makes plain that the doctrine of representative government, with its underlying thesis of the sovereignty of the governed, cannot properly be seen as but an extraneous theory irrelevant to the Constitution except to the extent to which it is reflected in the electoral provisions of Ch.I. That doctrine and that thesis were and are of central importance both to the Constitution as a whole and to its construction. Indeed, it is by implication from them that Inglis Clark deduced the fundamental principle of constitutional construction expressed in the above passage, namely, that the Constitution must be construed as "a living force" representing the will and intentions of all contemporary Australians, both women and men, and not as a lifeless "declaration of the will and intentions of men long since dead".
restricted purpose, but was framed and adopted as a
permanent and comprehensive code of law, by which the
exercise of the governmental powers conferred by it should
be regulated as long as the institutions which it created to
exercise the powers should exist. But the social conditions
and the political exigencies of the succeeding generations
of every civilized and progressive community will inevitably
produce new governmental problems to which the language of
the Constitution must be applied, and hence it must be read
and construed, not as containing a declaration of the will
and intentions of men long since dead, and who cannot have
anticipated the problems that would arise for solution by
future generations, but as declaring the will and intentions
of the present inheritors and possessors of sovereign power,
who maintain the Constitution and have the power to alter
it, and who are in the immediate presence of the problems to
be solved. It is they who enforce the provisions of the
Constitution and make a living force of that which would
otherwise be a silent and lifeless document. Every
community of men is governed by present possessors of
sovereignty and not by the commands of men who have ceased
to exist. But so long as the present possessors of
sovereignty convey their commands in the language of their
predecessors, that language must be interpreted by the
judiciary consistently with a proper use of it as an
intelligible vehicle of the conceptions and intentions of
the human mind, and consistently with the historical
associations from which particular words and phrases derive
the whole of their meaning in juxtaposition with their
context. If the present possessors of sovereignty discover
that the result so produced is contrary in particular cases
to their will in regard to future cases of a like character,
they will amend the language which they previously retained
as the expression of their will. If they do not amend it
they must be presumed to accept the interpretation put upon
it by the judiciary as the correct announcement of their
present commands."
14. In the context of that principle of constitutional construction, the fact
that both the framers of the Constitution and succeeding generations intended
or accepted that political communication and discussion in this country would
be or were subject
to all the restraints and liabilities of ordinary
defamation laws cannot justify the approach that, regardless of changes in
social
conditions and political exigencies and perceptions, the courts must
hold that that must always be so. All that that fact establishes
is that the
implications to be drawn from the Constitution's doctrine of representative
government were not seen, in all the circumstances
of times that are gone, as
precluding the application of the ordinary laws of defamation to political
communication and discussion.
Thus, one can but speculate about whether that
view would have prevailed even in those past times if, to take an extreme
example,
the defamation laws of some State or States had been amended to
exclude all defences of truth, fair comment and qualified privilege
with the
result that those entrusted by the people with the exercise of powers of
government were effectively immunized throughout
that State or those States
from any injurious criticism, however true and fair, by those on whose behalf
they exercised those powers.
For my part, I do not doubt that both the
framers of the Constitution and those succeeding generations would have
insisted that the application of such defamation laws to preclude all real
criticism
by the represented of their representatives was quite inconsistent
with the Constitution's system of representative government and
was invalid.
15. Since 1901, a variety of important developments have combined to
transform the nature and extent of political communication
and discussion in
this country and to do much to translate the Constitution's theoretical
doctrine of representative government with
its thesis of popular sovereignty
into practical reality. The more important of those developments include:
the introduction of
both universal adult franchise((168) In 1901, South
Australia and Western Australia alone had enfranchised women. Aborigines and
other racial minorities were specifically disenfranchised in Western Australia
and Queensland. Persons in receipt of particular
kinds of charitable or
government aid or relief could not vote in New South Wales, Victoria,
Queensland and Western Australia while
Tasmania imposed a property or income
qualification. Multiple voting, based on ownership of property in different
electorates, was
permitted in Queensland, Tasmania and Western Australia.) and
compulsory voting((169) In 1901, voting was not compulsory in any State.);
the
extraordinary development and increased utilization of the means of mass
communication; advances in general education; and, the
increasing appreciation
and assertion of the intrinsic equality of all human beings. These
developments have greatly enhanced the
need to ensure that there be
unrestricted public access to political information and to all political
points of view. Yet, in the
same period, the use of defamation proceedings in
relation to political communication and discussion has expanded to the stage
where
there is a widespread public perception that such proceedings represent
a valued source of tax-free profit for the holder of high
public office who is
defamed and an effective way to "stop" political criticism, particularly at
election times((170) Indeed, the
phrase "stop writ" has entered the
language.). That widespread perception may well be exaggerated or
unjustified. Its effect is,
however, to intensify the chilling effect of a
threat or perceived risk of defamation proceedings. In the context of those
dramatic
changes since 1901, there is manifest wisdom in Inglis Clark's
instruction that, in its application to contemporary conditions and
exigencies, the Constitution must be treated as "a living force" and not as "a
declaration of the will and intentions of men long since dead". In following
that
instruction in the present case, the Court must take full account of
contemporary social and political circumstances and perceptions
in determining
whether an unqualified application of State defamation laws to political
communication and discussion is consistent
with the constitutional implication
of freedom.
State defamation laws
16. The law of defamation in most Australian jurisdictions((171) i.e. the
"non-code" jurisdictions of New South Wales, Victoria,
South Australia,
Western Australia, the Northern Territory and the Australian Capital
Territory.) is "a mosaic of statute and common
law"((172) Fleming, The Law of
Torts, 8th ed. (1992) at 524.). The variations between the six different
States are considerable.
Subject to one presently unimportant
qualification((173) Namely, the continuation of both the common law
distinction between libel
and slander and the need to prove material injury in
an action for slander in some jurisdictions.), the broad central proposition
of the defamation law is, however, the same in all jurisdictions. It is that
a person who publishes an assertion of fact or a comment
which injures (or is
"likely" to injure) the reputation of another person is guilty of a tort and
liable in damages unless he or
she can positively justify or excuse the
publication in the particular circumstances of the case. In proceedings for
damages for
the publication of a defamatory statement((174) The word
"statement" is hereinafter used to refer to statements of fact or comment
and
the words "publication" and "publish" are used to refer to any of the methods
by which an imputation of fact or a comment can
be communicated.), a plaintiff
may succeed notwithstanding that he or she calls no evidence to establish
either that the defamatory
statement was false or that the defendant was
motivated by malice or was guilty of negligence or some other fault. Proof of
the
mere publication of the defamatory statement discharges the plaintiff's
onus and casts upon the defendant the burden of positively
establishing some
defence.
17. The available defences in defamation proceedings vary from State to
State. Four main general categories of defence can, however,
be identified as
being available in the various jurisdictions, namely, "truth" (or the
combination of "truth" and either "public
benefit" or "public interest"),
"fair comment", "absolute privilege" and "qualified privilege". A defendant
will fail in a defence
based on truth unless he or she is able to establish by
admissible evidence that each defamatory component of the particular statement
is substantially true. A defence of "fair comment" will fail unless the
comment be on a matter of "public interest" and unless,
regardless of absence
of malice, the comment be within the limits of what is fair. The defence of
absolute privilege applies, when
available, to all (or in some cases all
relevant) statements made on the occasion of absolute privilege regardless of
their truth
or falsity or the motive which inspired the making of them.
However, putting to one side special and exceptional circumstances such
as
statements made in judicial or certain quasi-judicial proceedings or between
spouses, the defence of absolute privilege is unavailable
to the ordinary
citizen who makes a defamatory statement in the course of ordinary political
communication or discussion. The defence
of qualified privilege is more
likely to be available. It is, however, an unreliable shield. Even in a case
where the allegedly defamatory
statement was made about a subject of public
interest, such as the performance a parliamentarian or holder of high office
of his
or her functions, the defence will fail if it be found that the
defamatory statement was made not in good faith but maliciously.
Even when
the defamatory statement was made in good faith about a subject of public
interest, there are circumstances, particularly
in States such as Victoria
where the common law applies, in which a defence of qualified privilege will
be unavailable((175) See,
e.g., Chapman v. Ellesmere (Lord) (1932) 2 KB 431;
Morosi v. Mirror Newspapers Ltd. (1977) 2 NSWLR 749; Australian Broadcasting
Corporation v. Comalco (1986) 68 ALR 259; Radio 2UE Sydney Pty. Ltd. v. Parker
(1992) 29 NSWLR 448 at 459.). Where defamatory comment
is involved, the
defence of qualified privilege will ordinarily be unavailable if the comment
was unfair.
18. The effect of the foregoing can be summarized by the following
generalizations which are sufficiently accurate to be accepted
for present
purposes. The law of all Australian jurisdictions renders prima facie
wrongful the publication of a defamatory statement
and renders the publisher
of such a statement liable in damages in legal proceedings unless he or she
can persuade the court by admissible
evidence either that each defamatory
element of the statement is substantially true (or, if comment, fair) or that
the circumstances
were such as to found a defence of absolute or qualified
privilege. The informed citizen will be aware that, in a context where a
plaintiff in defamation proceedings bears no onus of establishing either the
falsity of the defamatory statement or the existence
of malice, negligence or
other fault on the part of the defendant, there will inevitably be cases where
problems of proof by admissible
evidence result in a defendant being held
liable in damages for publishing a statement which was in fact true. To that
disincentive
of the publication of even well founded damaging statements must
be added the disincentive of the legal costs which a successful
defendant will
commonly((176) Even when party and party costs are awarded and recovered,
there will commonly be an irrecoverable
excess of solicitor and own client
costs.) and an unsuccessful defendant will almost inevitably be required to
bear. Quite apart
from liability in damages, the direct and indirect costs
involved in defending defamation proceedings in a superior court are likely
to
represent a crushing burden for the citizen who is unable to obtain legal aid
from some government source. The result is that
the informed citizen who is
not foolish or impecunious will inevitably be deterred from making, repeating,
or maintaining a statement
which causes injury to the reputation of another if
there be a perceived risk or actual threat that the publication or further
publication
of the statement or a refusal to retract it will give rise to
defamation proceedings. And that will be so even if the defamatory
statement
is known or believed to be true. As the United States Supreme Court observed
in New York Times Co. v. Sullivan((177) [1964] USSC 40; (1964)
376 US 254 at 279.):
"Allowance of the defense of truth, with the burden ofThat deterrence of the making of even well founded statements which are injurious to the reputation of another may well be thought desirable in so far as statements about purely private matters are concerned. However, it assumes a different dimension within the area to which the constitutional implication is directed, namely, that of statements which constitute, or form a relevant part of, political communication and discussion. Within that area, such a general deterrence of even well-founded critical statements is liable to be subversive of both the basis and the working of our system of representative government((178) See below and, generally, Nationwide News Pty. Ltd. v. Wills (1992) 177 CLR at 71-73.).
proving it on the defendant, does not mean that only false
speech will be deterred. Even courts accepting this defense
as an adequate safeguard have recognized the difficulties of
adducing legal proofs that the alleged libel was true in all
its factual particulars. ... Under such a rule, would-be
critics of official conduct may be deterred from voicing
their criticism, even though it is believed to be true and
even though it is in fact true, because of doubt whether it
can be proved in court or fear of the expense of having to
do so."
19. It can, of course, be argued that the defamation laws of the States do
not curtail freedom of political communication or discussion
in that, subject
to limited exceptions, they do not forbid publication under criminal sanction
but merely impose civil liability
in respect of what is published. A partial
answer to that argument is that a publication which attracts civil but not
criminal liability
is nonetheless unlawful and can, in an appropriate case, be
restrained. The full answer to it is, however, that it is now well settled
that, in the application of constitutional guarantees or immunities, one must
look to substance rather than form. When that is done,
it is apparent that
potential civil liability in damages and costs is likely to represent a much
more effective curtailment of the
freedom of political communication and
discussion than the possibility of conviction of most of the many criminal
offences which
are punishable by a pecuniary penalty((179) See, e.g., City of
Chicago v. Tribune Co. (1923) 139 NE 86.).
The relationship between the Constitutional implication and State defamation
laws
20. To a significant extent, the law of defamation in our various State
jurisdictions represents the adjustment, by the State Parliament
or by the
common law, of the competing demands of freedom of speech on the one hand and
protection of individual reputation on the
other. That adjustment cannot,
however, override the operation or effect of the Constitution's implication of
freedom of political
communication and discussion to which, as has been seen,
State laws and legislative powers are subjected. Nor can the approach be
adopted by this Court that the common law's or a State Parliament's adjustment
of the competing claims of free speech and private
reputation should be simply
accepted as dispensing with a full and proper consideration of the question
whether the curtailment of
political communication and discussion effected by
a State's defamation laws is consistent with the constitutional implication.
For
one thing, that approach would represent an abnegation of the Court's
constitutional function and duty. For another, the common
law's or a State
Parliament's adjustment of the competing claims of general free speech on the
one hand and the need to protect reputation
on the other will inevitably have
been made without regard to the Constitution's specific implication of the
freedom of one particular
category of communication and speech.
21. In a democracy such as Australia, ordinary political communications and
discussions commonly involve the making of statements
which injure or are
likely to injure the reputation of others. State defamation laws which
provide that the making of such statements
to another person is wrongful and
which render the maker liable in damages unless one of the available defences
can be established
by admissible evidence to the satisfaction of a court
seriously and directly curtail a particular class or type of communication
or
discussion which is a necessary ingredient of effective political
communication and discussion. Such a curtailment of the freedom
of political
communication and discussion is consistent with the implication only to the
extent to which it can, according to the
standards of our society, be
justified in the public interest either for the reason that it is conducive to
the overall availability
of the effective means of political communication and
discussion in a democratic society((180) See, e.g., Miller v. TCN Channel Nine
Pty. Ltd. [1986] HCA 60; (1986) 161 CLR 556 at 567, 591, 597-598, 629-630; Red Lion
Broadcasting Co. v. F.C.C. [1969] USSC 141; (1969) 395 US 367
at 375-377.) or
it does not go
beyond what is necessary either for the preservation of an ordered society or
for
the protection or
vindication of
the legitimate claims of individuals to
live peacefully and with dignity in such a society((181)
See Nationwide News
Pty. Ltd. v.
Wills (1992) 177 CLR at 76-77.). In my judgment in Cunliffe v.
The Commonwealth((182) Unreported,
12 October 1994, at
51.), I pointed
out
that the word "necessary" in that formulation was used in the sense explained
by Lord Goff
of Chieveley in Attorney-General
v.
Guardian Newspapers
(No.2)((183) [1988] UKHL 6; (1990) 1 AC 109 at 283-284. See also Lingens v. Austria [1986] ECHR 7; (1986) 8
EHRR 407 at
418.):
"'necessary' in this context implies the existence of a
pressing social need, and that interference with freedom of
expression should be no more than is proportionate to the
legitimate aim pursued".
22. Whether a particular curtailment of freedom of political communication or
discussion can be justified as being in the public
interest in that limited
sense will depend not only on the nature, extent and claimed justification of
the curtailment. It may also
depend, to a significant extent, on the nature
or category of political communication or discussion which is involved in the
particular
case. Considerations which may suffice to justify an abridgment of
the freedom of some categories of political communication or
discussion may be
clearly inadequate to justify other categories. Thus, a general curtailment
of freedom of speech by laws designed
to protect the privacy or the reputation
of individuals may be justifiable in its application to the publication, in
the course of
political communication or discussion, of statements about the
character or competence of some junior government employee but unjustifiable
in its application to the publication of statements made about
parliamentarians, judges or other holders of high office in relation
to the
performance of their official functions. The relevant category in the present
case consists of statements about the conduct
or consequent suitability for
office of a member of the Commonwealth Parliament((184) I use the phrase
"consequent suitability for
office" (or, more concisely, "suitability") in
this judgment, in association with the phrase "official conduct", to refer to
suitability
for office as disclosed by conduct in the course of, or in the
course of seeking election or appointment to, either the particular
public
office or some earlier public office or public employment which the person
concerned has held or sought.). I confine the
relevant category to statements
about official conduct or consequent suitability for office for the reason
that, in my view, statements
about the private conduct or affairs of a member
of the Parliament fall into a different category, except to the extent that
they
bear upon the propriety, appropriateness or significance of official
conduct.
Curtailment of criticism of members of the Parliament
23. As has been said, the basis of the constitutional implication of freedom
of political communication and discussion is the doctrine
of representative
government which forms part of the fabric of the Constitution. That doctrine
reflects both the central thesis and the theoretical foundation of our
Constitution and the nation which it established, namely, that all powers of
government ultimately belong to, and are derived from, the governed
or in
Madison's words, that "(t)he people, not the government, possess the absolute
sovereignty"((185) Madison "Report on the Virginia
Resolutions" Elliot's
Debates on the Federal Constitution vol.4, 2nd ed. (1836), at 569.). As the
above-quoted comments of Inglis Clark demonstrate, the perception that that is
so is not
a new one. Similarly, Quick and Garran described((186) The Annotated
Constitution of the Australian Commonwealth, (1901), at 928.) the Federal
Government and the State Governments as "merely different grantees and
trustees of power, acting for and on behalf of the people of the
Commonwealth". It is true that, in the context in which it was written,
that
description was necessarily accompanied by statements acknowledging that,
before full national independence, Australia was but
"a quasi-national
State"((187) ibid. at 929.) and "the united and indivisible people of the
Commonwealth" were but "quasi-sovereign"((188)
ibid. at 928-929.). Obviously,
any need for or justification of such qualifications evaporated with the
emergence of a completely
independent nation.
24. The freedom of the citizens of the Commonwealth to examine, discuss and
criticise the official conduct and consequent suitability
for office of
persons entrusted with those powers of government, such as parliamentarians,
judges and leading members of the Executive,
is critical to the working of a
democratic system of representative government of the type which the
Constitution incorporates. As regards the official conduct or suitability of
persons elected to serve as members of the Parliament, that freedom
of
examination, discussion and criticism is also essential to the proper working
of the electoral processes upon which that system
of representative government
is based. As Duff CJ and Davis J commented in Re Alberta Legislation ((189)
(1938) SCR 100 at 133;
(1938) 2 DLR 81 at 107.):
"The statute contemplates a Parliament working under the
influence of public opinion and public discussion. There
can be no controversy that such institutions derive their
efficacy from the free public discussion of affairs, from
criticism and answer and counter-criticism, from attack upon
policy and administration and defence and counter-attack;
from the freest and fullest analysis and examination from
every point of view of political proposals. This is
signally true in respect of the discharge by Ministers of
the Crown of their responsibility to Parliament, by members
of Parliament of their duty to the electors, and by the
electors themselves of their responsibilities in the
election of their representatives."
25. To the like effect were the comments of the Judicial Committee of the
Privy Council in Hector v. Attorney-General of Antigua((190)
(1990) 2 AC 312
at 318 per Lord Bridge of Harwich.) which were recently quoted with approval
by Lord Keith of Kinkel in his leading
judgment in Derbyshire County Council
v. Times Newspapers Ltd.((191) [1992] UKHL 6; (1993) AC 534 at 548.):
"In a free democratic society it is almost too obvious toClearly, the freedom of the citizen to examine, discuss and criticise the suitability for office of the elected members of the Parliament (or candidates for such election((192) See e.g., Monitor Patriot Co. v. Roy [1971] USSC 32; (1971) 401 US 265 at 271; Harte-Hanks Communications v. Connaughton [1989] USSC 131; (1989) 491 US 657 at 686-687; Coleman v. MacLennan (1908) 98 P 281 at 286.)) and the manner in which they discharge their functions and duties as such lies at the very heart of the freedom which the implication protects. Such examination, discussion and criticism would be all but pointless if the ordinary citizen were effectively precluded from making any statements or comments which cause injury to the reputation of a particular member or candidate.
need stating that those who hold office in government and
who are responsible for public administration must always
be open to criticism. Any attempt to stifle or fetter such
criticism amounts to political censorship of the most
insidious and objectionable kind. At the same time it is no
less obvious that the very purpose of criticism levelled at
those who have the conduct of public affairs by their
political opponents is to undermine public confidence in
their stewardship and to persuade the electorate that the
opponents would make a better job of it than those presently
holding office."
26. There are, of course, weighty reasons which support the common law's
protection of personal reputation by the imposition of
liability to pay
damages for defamation. Strong though they remain, however, those reasons are
less powerful in the case of those
who undertake the exercise of the powers of
government in high public office in that the holders of such office,
particularly parliamentarians
entitled to be heard in the public and
privileged forum of parliamentary proceedings, are likely to have greater
access, by reason
of their office, to the means of communication to refute or
answer an untrue or unfair statement of fact or comment.
27. Conversely, the reasons weighing against the imposition of liability to
pay monetary compensation for injury to reputation caused
by statements made
in the course of political communication or discussion are at their most
powerful in a case where the statement
in question is about the official
conduct or suitability of the holders of high government office. In all
jurisdictions in this
country, parliamentarians, judges and other holders of
high office are protected by absolute privilege in respect of defamatory words
published by them in the course of parliamentary or court proceedings or in
certain official communications. The justification of
that immunity from
liability even for unjustifiable and inexcusable defamatory statements is to
encourage the fearless, vigorous
and effective exercise of public power for
the general good. As Learned Hand J explained in Gregoire v. Biddle((193)
(1949) 177 F
2d 579 at 581.) :
"to submit all officials, the innocent as well as theThat makes good sense. So also does the application of the same approach to the other side of the coin. The point was well made by Goldberg J in his judgment in New York Times Co. v. Sullivan((194) (1964) 376 US at 304.) in words which I would adopt as applicable to our Constitution provided that they be confined to refer to criticism of the official conduct or suitability of the holders of high government office:
guilty, to the burden of a trial and to the inevitable
danger of its outcome, would dampen the ardor of all but the
most resolute, or the most irresponsible, in the unflinching
discharge of their duties".
"If the government official should be immune from
libel actions so that his ardor to serve the public will
not be dampened and 'fearless, vigorous, and effective
administration of policies of government'((195) Barr v. Matteo
(1959) 360 US 564 at 571.) not be
inhibited, ... then the citizen and the press should
likewise be immune from libel actions for their criticism of
official conduct. Their ardor as citizens will thus not be
dampened and they will be free 'to applaud or to criticize
the way public employees do their jobs, from the least to
the most important.'((196) ibid. at 577.
(197) See, e.g., the powerful dissenting judgment of Mahoney JA in
Council of the Shire of Ballina v. Ringland, unreported, New South
Wales Court of Appeal, 25 May 1994.) If liability can attach to
political criticism because it damages the reputation of
a public official as a public official, then no critical
citizen can safely utter anything but faint praise about the
government or its officials. The vigorous criticism by
press and citizen of the conduct of the government of the
day by the officials of the day will soon yield to silence
if officials in control of government agencies, instead of
answering criticisms, can resort to friendly juries to
forestall criticism of their official conduct."
28. That is not to suggest that the parliamentarian or other holder of high
office who is entrusted with the exercise of government
power is immune from
the possibly devastating hurt, distress and even physical illness which are
common consequences of serious injury
to reputation. It is simply to
recognize the seriousness of the curtailment of the freedom of political
communication and discussion
involved in an unqualified application of State
defamation laws to preclude or inhibit the open and vigorous examination,
debate
and criticism of the official conduct and suitability of those who, as
holders of high public office, undertake the exercise of government
power. I
turn to consider the critical question in the present case, namely, the extent
to which that serious curtailment of the
freedom of political discussion and
communication can be relevantly justified.
29. There are three main lines of argument which can be advanced to support
the contention that the serious curtailment of freedom
of political
communication and discussion involved in an unqualified application of State
defamation laws is justified in the public
interest in the limited sense
explained above. The first is that to which reference has already been made,
namely, the legitimate
claim of the individual to protection from injury to
reputation. I have already indicated why I consider that, weighty though they
remain, the reasons supporting that protection are less powerful in the case
of those who enjoy the advantages of high government
office, such as a member
of the Parliament. More important, there are legitimate reasons why the
claims of the holders of high office
in a representative government must be
subordinated to the need for open and effective scrutiny and discussion of
their official
conduct and suitability. As has been said, all powers of
government ultimately belong to, and are derived from, the people. It is
not
unreasonable that those who undertake the exercise of those powers, ordinarily
for remuneration from the public purse, should
be required to bear the burden
of whatever is necessary to ensure full accountability to, and open scrutiny
by, those whom they represent
and whose powers they exercise. It is true that
this argument can be pushed too far. Its essential validity seems to me,
however,
to be manifest.
30. The second line of justification is to the effect that the main impact of
defamation laws upon political discourse is to penalize
the making of either
untrue defamatory statements or unfair defamatory comments and that
falsification of fact and unfairness of
comment can never properly be seen as
being in the interests of informed and useful political communication and
discussion. In so
far as it goes, there is force in that argument. The
answer to it is that it misses the real point. That point is that which was
made above, namely, that the effect of the applicability of State defamation
laws is to deter the ordinary citizen from publishing
even true defamatory
statements or fair defamatory criticism if there be a perceived risk or actual
threat of defamation proceedings.
31. Finally, there is the argument that there would be a real risk that, if
parliamentarians or other holders of high public office
were deprived of the
full protection of ordinary defamation laws, some outstanding people would be
deterred from entering public
life. Again, there is obviously some force in
that argument. However, in the context of the confrontationalist and
basically "two
party" nature of our parliamentary proceedings and of the
absolute privilege which applies to what is said in the course of them,
one
cannot but be somewhat sceptical about the extent of any additional risk.
Indeed, this argument would have more substance if
directed towards supporting
the extreme (and, in my view, unjustifiable) approach that all defences of
absolute and qualified privilege
should be abolished in respect of statements
about public officials with the result that liability in defamation would
attach to
every injurious statement which could not be proved to be true or
fair. Be that as it may, the answer to this third line of argument
seems to
me to be that a risk that some may be deterred from seeking public office is a
comparatively small price to pay for the
freedom of the citizen to engage
fully in the political communications and discussions which are an incident of
representative government
without fear of crushing financial consequences.
Conclusion
32. At the end of the day, it appears to me to be plain that the serious
curtailment of the freedom of political communication and
discussion which is
involved in an unqualified application of State defamation laws to render the
citizen liable in damages for the
making of statements about the official
conduct or suitability of a member of the Parliament or other holder of high
public office
in the service of the Commonwealth (such as a member of this
Court) cannot be justified in the public interest in the narrow sense
explained above. It follows that the unqualified application of those laws to
impose such liability is inconsistent with the implication
and precluded by
the Constitution. The question arises whether this Court should follow the
path taken by the United States Supreme Court in New York Times Co. v.
Sullivan and conclude that the application of State defamation laws to impose
liability in damages for making such a statement is
justifiable provided that
it be accompanied by some qualification such as that liability cannot attach
unless it be established that
the particular statement was maliciously made
and demonstrably false or unfair. In my view, we should not. It is true that
such
a confinement of the applicability of State defamation laws would
mitigate the violation of the constitutional implication. It would
not,
however, eliminate it.
33. The effective reversal of the onus of proof by requiring proof of falsity
and the introduction of additional preconditions of
liability in damages, such
as malice or unreasonableness, would go some way towards reducing the
likelihood that the citizen might
be unjustly penalized for honest and well
founded criticism. Obviously, however, technicalities of proof and the
inherent uncertainty
of all litigation would ensure that the possibility of
such an outcome remained. In that regard, it is relevant to note that the
investigation of subjective motivation is one of the areas in which our legal
procedures are most likely to be found wanting and
that the involvement of the
courts in what are likely to be partisan political disputes is liable to be
damaging to the appearance
of curial impartiality. More important for present
purposes, the introduction of such additional preconditions of liability would
do little to abate the chilling effect of a perceived risk or actual threat of
defamation proceedings since it is likely that the
decreased likelihood that
such proceedings would be commenced or would ultimately succeed would, to a
significant extent, be counter
balanced by the increased cost and strain which
would be involved in the probing of records and mental processes directed to
proof
of malice or unreasonableness. In that context, a "freedom" of
political criticism in circumstances where the exercise can give
rise to
financial ruin unless the critic can succeed before a court on either the
issue of truth (or fairness) or an issue of malice
or reasonableness seems to
me to be no real freedom at all.
34. In the result, I would hold that the effect of the constitutional
implication is to preclude completely the application of State
defamation laws
to impose liability in damages upon the citizen for the publication of
statements about the official conduct or suitability
of a member of the
Parliament or other holder of high Commonwealth office. I would also hold
that the constitutional implication's
protection of the freedom of the citizen
to be informed by, and to participate in, public and vigorous discussion and
criticism of
the official conduct of those entrusted with the exercise of the
powers of government also precludes completely the application of
such laws to
impose liability in respect of such statements or comments upon those
responsible for the conduct of the press and other
media outlets through which
such public discussion and criticism must, in our society, largely take place.
It is true that the proprietors
of media outlets are commonly large and
powerful corporations and that there are some special arguments which can be
advanced to
support the full application of the ordinary laws of defamation to
the political communications and discussions which they publish
for profit to
themselves(197). Ultimately, however, the authors of such communications and
discussions published through the mass
media are individuals and publication
of them is the means of communication of the political statements or views of
an individual,
namely, the immediate author or the individual who directs or
influences what the immediate author writes or says. More important,
and
notwithstanding the potential for abuse, the freedom of the citizen to engage
in significant political communication and discussion
is largely dependent
upon the freedom of the media.
35. The alleged defamatory material in the present case consisted exclusively
of statements about the official conduct and suitability
of the plaintiff as a
member of the Parliament. Accordingly, I would hold that the defamation laws
of the State of Victoria were
inapplicable to impose liability on the first
defendant in respect of the publication of that material and give the
following single
answer to the four questions reserved by the stated case:
"The matters alleged in clauses (i), (ii), (iii) and (iv) of
paragraph 11(b) of the first defendant's Further Amended
Defence constitute a complete answer to the plaintiff's
claim."
36. There are three further matters which should be mentioned. The first is
that I have used the phrase "holder of high public
office" to refer to persons
who "have, or appear to the public to have, substantial responsibility for or
control over the conduct
of governmental affairs"((198) Rosenblatt v. Baer
[1966] USSC 25; (1966) 383 US 75 at 85.). The second matter is that in what I have written
above,
I have confined consideration of the operation
of the implication with
respect to defamation laws to statements about the official
conduct or
consequent suitability for office
of parliamentarians and other holders of
high public office, or candidates for such
positions. As I indicated, such
statements lie
at the heart of the political communication and discussion
which is an essential
incident of responsible government. It is unnecessary
to consider whether the implication precludes or qualifies the application
of
ordinary defamation laws to impose liability for injurious
statements made in
the course of political discussion or communication
either about the private
conduct of such persons or about
other persons, such as those who "have thrust
themselves to the forefront"
of political contests or controversies in order
to influence
the outcome thereof((199) cf. Gertz v. Robert Welch, Inc. [1974] USSC 144; (1974)
418
US 323 at 345.). The third matter is that I would make clear that nothing
in this judgment should be understood as suggesting
that
the traditional
powers of the Parliament and superior courts to entertain proceedings for
contempt are not justifiable in the
public
interest. In that regard, it is
important to remember that, while the distinction is not always as clear as it
should be((200)
See,
e.g., Reg. v. Richards; Ex parte Browne and Fitzpatrick
[1955] HCA 36; (1955) 92 CLR 157.), the justification of proceedings for
contempt of court
or
parliament lies not in the protection of the reputation
of the individual
judge or parliamentarian but in the
need to ensure that
parliaments and courts
are able effectively to discharge
the functions, duties and powers entrusted
to them by
the people((201) See,
e.g., R. v. Nicholls [1911] HCA 22; (1911) 12 CLR 280 at
285-286.). Nor should anything in this judgment be
understood as precluding
the establishment
of alternative
procedures (not involving the imposition of
liability to pay damages or
costs) to which a parliamentarian or other
holder
of high
office might resort for the purpose of vindicating his or her
reputation
when subjected to unjustified attack.
Addendum
37. The overall effect of the various judgments in this case is that four
Justices, Mason CJ, Toohey J, Gaudron J and I, have reached
the conclusion
that an unqualified application of the defamation laws of Victoria to impose
liability in damages in respect of political
communications and discussion is
precluded by the constitutional implication of political communication and
discussion. There is,
however, disagreement within that bare majority of the
Court about what flows from that conclusion for the purposes of the present
case. Mason CJ, Toohey and Gaudron JJ would hold that the implication
precludes the application of State defamation laws to impose
liability in
damages for the publication of a statement about the official conduct or
suitability of a member of the Parliament only
if the defendant establishes
that "it was unaware of the falsity of the material published", that "it did
not publish the material
recklessly, that is, not caring whether the material
was true or false" and that "the publication was reasonable in the
circumstances".
For the reasons which I have given, I am quite unable to
accept that the freedom which the constitutional implication protects is,
at
least in relation to statements about the official conduct or consequent
suitability for office of holders of high government
office, conditioned upon
the ability of the citizen or other publisher to satisfy a court of matters
such as absence of recklessness
or reasonableness. Nonetheless, I necessarily
agree with their Honours that the constitutional implication precludes the
imposition
of liability in damages under State defamation laws to the extent
which they would exclude it in a case such as the present. That
means that
majority support for the operation of the implication in a case such as the
present exists for, but is limited to, that
attributed to it by Mason CJ,
Toohey and Gaudron JJ. In these circumstances, the appropriate course for me
to follow is to lend
my support for the answers which their Honours give to
the questions reserved by the stated case.
DAWSON J The first defendant would have the Court accept that the Constitution, when it came into effect on 1 January 1901, radically altered the law of defamation in this country. The Constitution, it is said, changed the law so that in some circumstances defamatory falsehood might be published with impunity about members of Parliament, or at least members of the Commonwealth Parliament. It is submitted that this may occur where the words are published in the course of discussion of governmental and political matters and concern the suitability of persons to be or to continue as members of Parliament. Such words, so the submission continues, are only actionable if published with malice, in the sense of being published with no honest belief in their truth or with reckless disregard for their truth. Alternatively, it is said, the words are only actionable if their publication was not reasonable in all the circumstances.
2. This change, which has entirely escaped attention during the ninety-three
years since federation, is said to have occurred by
the operation of the
Constitution upon the law of defamation, whether common law or statutory,
which previously applied in the Colonies and became the law of the
newly-formed
States. It is accepted that the form of the change suggested has
its origins in the judgment of the Supreme Court of the United
States in New
York Times Co. v. Sullivan((202) [1964] USSC 40; (1964) 376 US 254.), decided in 1964, more
than sixty years after federation in this
country. The decision in New York
Times Co.
v. Sullivan rejected what had previously been regarded as settled
law in the United
States and held that the First Amendment of the
United
States Constitution "prohibits a public official from recovering damages for a
defamatory falsehood relating to his official conduct unless he proves
that
the statement was made with 'actual malice' - that is, with knowledge that it
was false or with reckless disregard of whether
it was false or not"((203)
ibid. at 279-280 per Brennan J). The First Amendment has no counterpart in
the Australian Constitution.
3. The first defendant's submission is startling, not so much because of the
change which it seeks to establish in the law of defamation,
though the
desirability of that is at the very least debatable, but because of the means
by which it says that the change has been
made.
4. The first defendant's argument is based upon the concept of representative
government which is to be found in the Constitution((204)
I have in previous
judgments used the terms "representative democracy" or "parliamentary
democracy" as interchangeable with "representative
government". But, as
McHugh J demonstrates in his judgment in this case, "representative
government" is the more precise and accurate
term, because democracy, like
beauty, tends to be in the eye of the beholder.). But the requirements of
representative government
which the Constitution lays down are minimal. They
are to be found in ss.7 and 24, which must be read with associated
provisions((205) See ss.1, 30, 41.). Section 1 having provided for a
Commonwealth Parliament comprising the Crown, the Senate and the House of
Representatives, s.7 provides that the Senate shall be composed of senators
for each State, directly chosen by the people of the State, and s.24 provides
that the House of Representatives shall be composed of members directly chosen
by the people of the Commonwealth.
5. Although neither s.7 nor s.24 refers to elections, other sections((206)
See ss.8, 9, 30, 31.) make it clear that senators and members of the House of
Representatives shall be chosen by election. Sections 7 and 24 require that
any election be by the people directly and not by an electoral college. An
election necessarily means the making of
a choice by the casting of a vote.
As I pointed out in Australian Capital Television Pty. Ltd. v. The
Commonwealth((207) [1992] HCA
45[1992] HCA 45; ; (1992) 177
CLR 106 at 187.), the choice involved must
obviously be a genuine, or informed, choice, which requires access to
the
available alternatives.
Just what opportunity must be afforded to a voter for
him or her to be sufficiently informed to cast
a genuine
vote may be a matter
giving rise to differences of opinion. Indeed, in Australian Capital
Television Pty. Ltd. v. The
Commonwealth
members of the Court
expressed
differing views about the extent to which there must be free communication to
satisfy
the requirements
of representative
government((208) ibid. at 141 per
Mason CJ; 149 per Brennan J; 212 per Gaudron J; 233 per McHugh
J. See also
Nationwide
News Pty.
Ltd. v. Wills [1992] HCA 46; (1992) 177 CLR 1 at 73 per Deane and Toohey
JJ).
6. The extent of the differences is of little relevance to the present
submission because, despite references in the judgments to
"freedom of
communication" or "a guarantee of freedom of communication", it is plain
beyond argument that the Constitution does not erect any free-standing right
or guarantee of freedom of communication, save for the requirement in s.92
that intercourse among the States be absolutely free((209) As to the effect of
s.92 in this regard, see Nationwide News Pty. Ltd. v. Wills (1992) 177 CLR at
53-60; Australian Capital Television Pty. Ltd. v. The Commonwealth
(1992) 177
CLR at 191-195.). Sections 7 and 24, and the other provisions of the
Constitution, do not guarantee free speech but provide for representative
government. The only necessary or obvious implication, if indeed it
be a
matter of implication at all, is that there must be freedom of communication
to the extent that it is a requirement of representative
government. The
legislative powers of the Commonwealth under s.51 of the Constitution are
subject to the Constitution and hence subject to ss.7 and 24. No doubt ss.7
and 24 not only inhibit Commonwealth legislative power but also prevail over
any inconsistent State law. If a State legislature were to
enact legislation
which interfered with the requirements of s.7 or s.24, the legislation would
be invalid either for simple inconsistency with the Constitution, or as an
interference with Commonwealth governmental authority((210) See Melbourne
Corporation v. The Commonwealth
[1947] HCA 26; (1947) 74 CLR
31 at 81.) or as beyond the
power of the State legislature to legislate for the peace, order and good
government of
the State - perhaps
for all three reasons. It is unnecessary to
pursue that aspect of the matter further.
7. How then does the first defendant seek to argue that the Australian
Constitution modified the defamation laws existing at the time of federation
along the lines of the change effected by New York Times Co. v. Sullivan,
restricted in our case to members of Parliament or persons seeking to be
members of Parliament?
8. The first step is to say that the Constitution contains a guarantee of
freedom of communication which is the equivalent of the First Amendment
guarantee of freedom of speech.
It is not, of course, express like the First
Amendment guarantee, but is said to be implied by the requirement of
representative
government which is contained in the Australian Constitution.
The next step is to say that the guarantee, like the guarantee afforded by the
First Amendment, cannot be absolute. There are other
interests in any ordered
society (or system of representative government) which must be balanced
against freedom of communication.
Since the balancing process is required by
the Constitution in the interpretation of a guarantee for which it implicitly
provides, it is said to be a matter for the Court, rather than the Parliament.
And, since the exercise can only be carried out by balancing against freedom
of communication those interests which it is desirable
to protect
notwithstanding their tendency to interfere with freedom of communication, it
is said that it is the function of the Court
to make the value judgment
involved. Thus, the argument concludes, the Court should fashion the law of
defamation in the manner
for which the first-named defendant contends because
that represents the desirable balance.
9. That argument must founder on its first premise. The Constitution does
not contain any guarantee of freedom of speech or freedom of communication,
save for s.92. There is no call for the Court to identify those exceptions
which in the interests of an ordered society (or representative government)
must be made to any such guarantee; it does not exist. And so no balancing
process is confided to the Court. True it is that the
Court may be called upon
to decide whether a law impedes freedom of communication in a way which
conflicts with the minimal requirements
of the Constitution regarding
representative government. But that is a very different exercise. If a law
interferes with the essential elements of
representative government, it is
beyond power, regardless of any justification. No balancing process occurs.
10. The desirability of one form of defamation law or another in the
interests of representative government is something upon which
opinions will
vary. Even the doctrine of New York Times Co. v. Sullivan has been the
subject of considerable criticism by those
who regard it as failing in its
object of encouraging debate upon matters of public interest((211) See,
Strossen, "A Defence of the
Aspirations - but not the Achievements - of the
U.S. Rules Limiting Defamation Actions by Public Officials or Public Figures",
[1986] MelbULawRw 1; (1986)
15 Melbourne University Law Review 419 and Powe, The Fourth Estate and
the Constitution: Freedom of the Press in America, (1991) at 120-128.). But
to conclude that a particular form of defamation law is desirable in
the
interests of representative government is a very different thing from
concluding that a particular form of defamation law denies
the constitutional
requirement of representative government. There are many circumstances which
may fairly be thought to be necessary
for the most efficacious working of a
system of representative government. A healthy and well-educated voter is
likely to exercise
his or her vote more effectively, as is a perfectly
informed voter. But it would be nonsense to say that this gives rise to
constitutional
implications conferring or restricting legislative power with
respect to health or education.
11. In this country, both before and after federation, laws in the Colonies
or States, whether at common law or in statutory form,
have afforded
protection against defamation. It has not until now been questioned that we
have enjoyed the advantages of representative
government, despite the fact
that those laws have never been thought hitherto to be qualified as the first
defendant contends they
are. Indeed, if those who drafted the Constitution had
believed that the existing defamation laws impaired the representative
government for which they sought to provide, it is inconceivable
that they
would not have sought to correct the situation explicitly.
12. It is hardly surprising that representative government has been thought
to co-exist with defamation laws for over ninety years,
even though those laws
curtail freedom of speech. Indeed, the protection of reputations, even the
reputations of politicians or
would-be politicians, may be thought to be in
the interests of representative government, because the number and quality of
candidates
for membership of Parliament is likely to be appreciably diminished
in the absence of such protection((212) See Derrickson v. Tomat
(1992) 88 DLR
(4th) 401 at 408 per Wood JA).
13. The circumstances in which representative government must operate are not
left to the Court as a matter of constitutional interpretation.
They are
confided to the common law upon which the Constitution is founded and to the
Parliament of the Commonwealth and the legislatures of the States in
accordance with the division of legislative
power which the Constitution
effects. And those circumstances include such curtailment of freedom of
communication as is considered necessary or desirable, provided,
of course, it
does not represent a denial of representative government. The defamation laws
of the States are an example as are
the provisions of the Commonwealth
Electoral Act((213) Commonwealth Electoral Act 1918 (Cth), ss.329, 383.) which
prohibit the publication of misleading or deceptive material during an
election period. I do not regard it as tenable to
suggest that the existence
of those laws, without the modification suggested by the first defendant,
represents a denial of representative
government in this country, either now
or during the last ninety-three years. To be fair to the first defendant, it
does not put
its argument that way but rather in the way which I have
endeavoured to explain. That argument, however, finds no support in the
Constitution.
14. Whilst it may disappoint some to find that the Australian Constitution
provides no guarantee, express or implied, of freedom of speech, that is
because those who framed the Constitution considered it to be one of the
virtues of representative government that no such guarantee was needed. I
have elsewhere dealt with
the manner in which the founding fathers placed
their faith in the democratic process rather than constitutional guarantees to
secure
those freedoms regarded as fundamental in any democratic society((214)
See Australian Capital Television Pty. Ltd. v. The Commonwealth
(1992) 177 CLR
at 186; and see also at 133-134 per Mason CJ). They took the view that
constitutional guarantees operate as a fetter
upon the democratic process and
did not consider it necessary to restrict the power of Parliament to regulate
those liberties which
the common law recognizes and nurtures.
15. If a constitutional guarantee of freedom of speech or of communication is
to be implied, the implication must be drawn from
outside the Constitution by
reference to some such concept as "the nature of our society"((215) See, e.g.,
McGraw-Hinds (Aust.) Pty. Ltd. v. Smith [1979]
HCA 19; (1979)
144 CLR 633 at 670 per Murphy
J). That is not an implication which can be drawn consistently with
established principles
of interpretation.
16. The Engineers' Case((216) Amalgamated Society of Engineers v. Adelaide
Steamship Co. Ltd. ("the Engineers' Case") [1920] HCA
54; (1920) 28
CLR 129.) may have given
rise to the misconception that no implications may be drawn from the
Constitution and to have led to some imbalance in the interpretation of the
federal division of powers((217) See, e.g., Craven, "The Crisis of
Constitutional Literalism in Australia" in Lee and Winterton (eds), Australian
Constitutional Perspectives, (1992) 1 at 4-9.). But
it is now clear that
implications can and must be drawn in the interpretation of the Constitution
to give effect to its intention((218) See West v. Commissioner of Taxation
(N.S.W.) [1937] HCA 26; (1937) 56 CLR 657 at 681-682.).
However, it
has never been thought
that the implications which might properly be drawn are other
than those which
are necessary
or obvious having
regard to the express provisions of the
Constitution itself. To draw an implication from extrinsic sources, which the
first defendant's argument necessarily entails, would be to take
a gigantic
leap away from the Engineers' Case, guided only by personal preconceptions of
what the Constitution should, rather than does, contain. It would be wrong to
make that leap.
17. I would answer the first question in the case stated, no, and the fourth
question, yes. It is unnecessary to answer questions
2 and 3.
McHUGH J This case stated by the Chief Justice arises out of a defamation action pending in the County Court of Victoria. The action has been removed into this Court pursuant to the provisions of s.40 of the Judiciary Act 1903 (Cth). The principal question in the case is whether the Constitution impliedly guarantees a freedom to publish material discussing government and political matters, the performance by members of the federal Parliament of their duties as members of Parliament or parliamentary committees and the suitability of persons for office as members of the Parliament. If that question is answered in the affirmative, a second question arises. It is whether the publication of such material is actionable if it was published without malice or was reasonable in the circumstances of the case or was made at a time when it was anticipated that a federal election was about to be called.
2. The plaintiff in the action is the member for Calwell in the House of
Representatives. On 8 November 1992, the first defendant
published in the
Herald Sun a letter written by the second defendant. The letter alleged that
the plaintiff had a "bias towards
Greeks as migrants" and "stands for most
things Australians are against". The letter expressed the hope that the
electors of Calwell
would give the plaintiff "the heave" at the next election.
At the time, the plaintiff was the Chairperson of the Joint Parliamentary
Standing Committee on Migration Regulations. He also chaired the Labor
Party's Federal Caucus Immigration Committee. In answer
to the plaintiff's
action, the defendants have pleaded that the publication was not actionable
because the defamatory words were
published pursuant to a freedom of
expression guaranteed by the Constitution.
3. In my opinion, the Constitution contains no general guarantee, express or
implied, that the publisher of a defamatory imputation is not liable if the
publication
discusses government or political matters, the performance by
members of the federal Parliament of their duties, or the suitability
of
persons for office as members of the Parliament. If a publication concerning
any of those subjects is made, the liability of
the publisher depends upon the
general law and not upon any constitutional guarantee. With great respect to
those who hold the contrary
view, nothing in the text, structure or history of
the Constitution supports the proposition that the Constitution confers a
general private right to defame public or political figures.
4. The defendants contend that in Australian Capital Television Pty. Ltd. v.
The Commonwealth((219) [1992] HCA 45; (1992) 177 CLR
106.) a majority
of this Court held that
the doctrine of representative government is inherent in the Constitution and
that that doctrine implies a freedom to discuss public affairs and political
matters in relation to all levels of government
in Australia. The defendants
then contend that to require media entities and ordinary citizens to establish
the truth of defamatory
statements is to inhibit the free flow of ideas and
information contemplated by the freedom. Citing the judgment of Black J in
New
York Times Co. v. Sullivan((220) [1964] USSC 40; (1964) 376 US 254 at 297.), the
defendants argue that "(t)o punish the exercise of this right to
discuss
public affairs or to penalise
it through libel judgments is to abridge or shut
off discussion of the very kind most needed."
5. The defendants are correct in contending that in Australian Capital
Television a majority of this Court held that the institution
of
representative government is an inherent part of the Constitution, that
freedom to discuss the government of the Commonwealth is an indispensable
condition of representative government and that the
freedom of discussion
extends to all levels of government in Australia. But, with great respect to
those who have so decided, the
proposition that the institution of
representative government is a part of the Constitution, independently of its
text and structure, giving citizens certain immunities from laws enacted by
the Commonwealth, the States and
the Territories and the common law, is
incorrect. At best the proposition "confuses the unexpressed assumptions upon
which the framers
of the instrument supposedly proceeded"((221) Australian
National Airways Pty. Ltd. v. The Commonwealth [1945] HCA 41; (1945) 71
CLR 29 at 81.)
with
the meaning to be derived from the text and structure of the Constitution
itself.
6. By vesting legislative power in a Parliament and giving the people of the
Commonwealth, through ss.7, 24, 30 and 41 of the Constitution, control over
the composition of the Parliament, the Constitution gives effect to a key
element in a system of representative government. But that does not mean that
the institution of representative
government itself is part of the
Constitution unless "(w)e mean by a Representative Government one in which the
body of the people ... elect their deputies to a chamber of their
own."((222)
Brougham, The British Constitution, (1861) at 89.) The majority judgments in
Australian Capital Television give the concept a much wider meaning. In my
opinion, the
institution of representative government is part of the
Constitution only to the extent that the text and the implications to be drawn
from the text and structure of the Constitution make it so. In the
Constitution, representative government is reflected in the terms of ss.1, 7,
24, 30 and 41. But there is nothing in the text or the structure of the
Constitution which makes it necessary to imply that representative government
is part of the Constitution independently of the content of those sections.
7. In determining the meaning of provisions of the Constitution such as ss.7
and 24, it is legitimate to use the concept of representative government to
explain their meaning. This is because one of the purposes
of the
Constitution was "the advancement of representative government, and (the
Constitution) contains no word to alter the fundamental features of that
institution"((223) Federal Commissioner of Taxation v. Munro [1926] HCA
58; (1926) 38
CLR 153
at 178 and see Australian Capital Television (1992) 177 CLR at 210; 228-229.).
To construe the words of a
legal
instrument
to give effect to its purpose is
to give it the meaning that objectively it was intended to have.
8. In the practical business of interpreting legal instruments the courts
must necessarily also take into account any fact or circumstance
that was
likely to have been present to the mind of its authors. The true meaning of a
legal text almost always depends on a background
of concepts, principles,
practices, facts, rights and duties which the authors of the text took for
granted or understood, without
conscious advertence, by reason of their common
language or culture. This is especially true of a Constitution, the provisions
of which are frequently no more than an outline for government that is
intended to endure for centuries. In interpreting
the Commonwealth
Constitution, for example, the rule of law may legitimately be taken into
account((224) Australian Communist Party v. The Commonwealth [1951]
HCA 5; (1951)
83 CLR 1
at 193.) although the Constitution does not mention it. Similarly, in
Australian Capital Television, I thought that the common understanding of what
is involved((225)
See Crisp, Australian National Government (1965) at 109.) in
an election in a system of representative government could be taken
into
account in interpreting ss.7 and 24 of the Constitution((226) (1992) 177 CLR
at 230-232.).
9. To take into account the background circumstances that were present to the
mind of the makers of the Constitution is not to assert that the actual
intentions of the makers control the meaning of the Constitution. As Deane J
pointed out in New South Wales v. The Commonwealth((227) [1990] HCA 2; (1990) 169 CLR 482 at
511.) ("the Incorporation
Case"):
"it is not permissible to constrict the effect of the wordsThose who drafted and enacted the Constitution intended it to endure indefinitely knowing that it had to be applied to the ever changing circumstances of a developing nation. The meaning that the Constitution has for the present generation is not necessarily the same meaning that it had for earlier generations or for those who drafted or enacted the Constitution. Each generation reads the provisions of the Constitution "in a new light, a light reflected from"((228) See Victoria v. The Commonwealth [1971] HCA 16; (1971) 122 CLR 353 at 396 per Windeyer J) all the events including the decisions of this Court that shape our understanding of the federal system of government in Australia and Australia's place in the world of nations. But each generation must read the provisions of the Constitution in their context and that includes the historical context of the Constitution.
which were adopted by the people as the compact of a nation
by reference to the intentions or understanding of those who
participated in or observed the Convention Debates".
10. If this Court is to retain the confidence of the nation as the final
arbiter of what the Constitution means, no interpretation of the Constitution
by the Court can depart from the text of the Constitution and what is implied
by the text and the structure of the Constitution. To determine what are the
implied meanings of a legal instrument is seldom an easy task. But it must be
done. The search for
implications in the language of a legal text is a
necessary part of the task of legal interpretation whether the text be a
contract
or a Constitution. As Windeyer J pointed out in Victoria v. The
Commonwealth((229) (1971) 122 CLR at 402.) in interpreting the Constitution
"our avowed task is simply the revealing or uncovering of implications that
are already there". But in addition to those implications
that are embedded
in the language of a legal instrument, an implication may sometimes have to be
made in respect of a legal instrument
so that it can achieve its apparent
purpose or be given a meaning that avoids absurdity or irrationality((230) See
Kingston v. Keprose
Pty. Ltd. (1987) 11 NSWLR 404 at 421-424.). Sections 92
and 117 of the Constitution are examples. Similarly, a necessary implication
may arise from the need to protect the rights or even the existence of a party
named in a legal instrument. Thus in Melbourne Corporation v. The
Commonwealth((231) [1947] HCA 26; (1947) 74 CLR 31 at 83.) Dixon
J said that
the need to
protect the States "as separate governments in the system exercising
independent
functions" gave rise to
the necessary
implication that "unless a
given legislative power appears from its content, context or subject
matter so
to intend,
it should not
be understood as authorizing the Commonwealth to make
a law aimed at the restriction or control
of a State in the exercise
of its
executive authority".
11. Since the decision in the Engineers' Case((232) Amalgamated Society of
Engineers v. Adelaide Steamship Co. Ltd.
[1920] HCA 54; (1920) 28 CLR
129.), however, this
Court has consistently held that it is not legitimate to construe the
Constitution by reference to political principles or theories that find no
support in the text of the Constitution. The theory of constitutional
interpretation that has prevailed since the Engineers' Case is that one starts
with the text and not
with some theory of federalism, politics or political
economy. The Engineers' Case made it plain that the Constitution is not to be
interpreted by using such theories to control, modify or organise the meaning
of the Constitution unless those theories can be deduced from the terms or
structure of the Constitution itself. It is the text and the implications to
be drawn from the text and structure that contain the meaning of the
Constitution. As Dawson J pointed out in Australian Capital Television((233)
(1992) 177 CLR at 181.): "If implications are to be drawn, they
must appear
from the terms of the instrument itself and not from extrinsic circumstances."
12. A constitutional doctrine is unacceptable, therefore, unless it is based
on some premise or premises that is or are contained
in the Constitution
itself. That is not to deny that theories of federalism, politics and
economics or the principles of the common law may be used to
interpret
particular provisions of the Constitution. But it is legitimate to use them
only when there are grounds for concluding that the meaning of the
constitutional provision was
intended to be understood by reference to such a
theory or principle. Those grounds may arise from the very terms of
particular
constitutional provisions. They may arise from what was said and
done at the Conventions leading up to the enactment of the Constitution, as
was accepted in Cole v. Whitfield((234) (1988) 165 CLR 360.)and the
Incorporation Case((235) [1990] HCA 2; (1990) 169 CLR 482
(the Incorporation
Case).). They
may arise from the history of the nation and its institutions. The
Commonwealth
of Australia was
not born into a vacuum,
as Latham CJ once
pointed out((236) In re Foreman and Sons Pty. Ltd; Uther v. Federal
Commissioner
of Taxation
[1947] HCA 45; (1947) 74 CLR 508
at 521.). It was created against
the background of a system of constitutional conventions and
common law rules
and principles that
governed the relationship between the Crown and the
citizen. Those common law rules and principles
are "the
source of the legal
conceptions that govern us in determining (the Constitution's) effect"((237)
Sir Owen Dixon "The Common
Law as
an Ultimate Constitutional
Foundation"
(1957) 31 Australian Law Journal 240 at 241, reprinted in Jesting Pilate
(1965) at
205.).
13. An examination of the Constitution shows that the terms "representative
government" and "representative democracy" are not mentioned. That, of
course, is not decisive:
one or other of those concepts or some part of them
may be implied by some term or terms in the Constitution or may be regarded as
part of the express meaning of one of those terms. But with great respect to
those who have reached the opposite
conclusion, I can find no support in the
Constitution for an implication that the institution of representative
government or representative democracy is part of the Constitution
independently of the terms of ss.1, 7, 24, 30 and 41 of the Constitution. I
think that all that can fairly be said is that those sections of the
Constitution give effect to the political institution of representative
government. But neither logic nor the efficacy of those sections or the
federal system itself implies that independently of those sections the
institution of representative government or representative
democracy is itself
part of the Constitution.
14. It follows in my respectful view that the Constitution does not adopt or
guarantee the maintenance of the institution of representative government or
representative democracy except to
the extent that certain sections of the
Constitution embody it.
15. Although some of the judgments in Australian Capital Television and the
majority judgments in the present case tend to equate
representative
government with the concept of representative democracy, I do not think that
the concepts are interchangeable. Representative
democracy is the wider
concept of the two, certainly in modern times. It is commonly used to
describe a society which provides for
equality of rights and privileges. In
his Introduction to Democratic Theory((238) (1960) at 60-69.), H.B. Mayo
thought that the
four essential principles of a democracy were: (1) popular
control of policy makers through elections held at regular intervals;
(2)
political equality; (3) political freedoms; and (4) when the representatives
are divided, the decision of the majority prevails.
Even wider definitions
can be found, particularly in socialist societies where it is defined to
include the economic and social
spheres as well as the political sphere((239)
See Scruton, A Dictionary of Political Thought, (1982) at 115-117.). Although
informed
persons in Australia probably agree on the central tenets of
representative democracy, the term is nevertheless descriptive of a
wide
spectrum of political institutions and processes. Moreover, the conceptions
of representative democracy have been evolving
for a very long period of time.
The course of that evolution does not seem to be spent. The essence of
representative government,
on the other hand, is a political system where the
people in free elections elect their representatives to the political chamber
which occupies the most powerful position in the political system((240) Birch,
Representative and Responsible Government, (1964)
at 17.). As Birch
says((241) ibid) "it is the manner of choice of members of the legislative
assembly, rather than their characteristics
or their behaviour, which is
generally taken to be the criterion of a representative form of government".
Representative government
is a narrower concept than representative democracy.
16. It is not surprising that the makers of our Constitution failed to make
representative democracy a constitutional rule enforceable by the courts. It
is likely that the participants in the
Conventions had varying ideas as to
what representative democracy required, as did their contemporaries. Evidence
of this fact can
be seen in the differences in the qualifications of electors,
which varied from State to State((242) At the time of federation, only
South
Australia had universal suffrage: Electoral Code 1896. Of the remaining
States, only Western Australia had given women the
vote. Tasmania had
qualifications based on property or income. Plural votes for property
ownership existed in Queensland, Western
Australia and Tasmania: New South
Wales, Parliamentary Electorates and Elections Act 1893; Victoria,
Constitution Act Amendment Act 1890; Queensland, Elections Act 1885, Elections
Act 1897; Western Australia, Constitution Acts Amendment Act 1899; Tasmania,
Constitution Act Amendment Act (No. 2) 1896. See Quick and Garran, The
Annotated Constitution of the Australian Commonwealth, (1901) at 469-470;
Hughes and Graham, A Handbook of Australian Politics (1890-1964), (1968) at
423-610.
An attempt during the Adelaide Convention to provide for female
suffrage in the Constitution was defeated, as it was feared that the
Constitution would be rejected if it included such a principle, one which the
majority of States did not support: Convention Debates, (1897) vol.
3 at
715-725. In the 1890s only Queensland and Western Australia dealt with the
position of indigenous Australians, restricting
their right to vote by
imposing freehold qualifications: Queensland, Election Act 1885; Western
Australia, Constitution Acts Amendment Act 1892. At the time of Federation
indigenous Australians were represented on the electoral rolls in Victoria and
South Australia: Report from the Select Committee on Voting Rights of
Aborigines, (1961) Pt 1 at 3.). Even if representative democracy
is given the
narrow meaning that it had in Athenian times of "government by the people", it
is still wider than the concept of representative
government which the makers
of the Constitution probably had in mind when ss.1, 7, 24, 30 and 41 were
enacted. It is likely that the makers of the Constitution saw representative
government as encompassing no more than a system under which the people were
governed by representatives elected
in free elections by those eligible to
vote. The terms of ss.7 and 24 give effect to this view. The absence of a
Bill of Rights or any guarantee of universal suffrage or political equality in
the Constitution is also consistent with the view that the makers of the
Constitution did not intend, and the Constitution does not give effect, to any
general doctrine of representative democracy. No doubt, as Gibbs J said in
Attorney-General (Cth);
Ex rel. McKinlay v. The Commonwealth((243) [1975] HCA 53; (1975) 135
CLR 1 at 46.) the makers of the Constitution trusted the Parliament to protect
representative democracy "remembering that in England, from which our system
of representative
government is derived, democracy did not need the support of
a written constitution".
17. Moreover, the Constitution has nothing whatever to say about the form of
government in the States and Territories of Australia. Even if the terms of
ss.1, 7, 24, 30 and 41 implied that the institution of representative
government as understood in the majority judgments in Australian Capital
Television
was part of the Constitution in relation to the Commonwealth, those
sections have nothing to say about the form of government for the States and
Territories.
If a State wishes to have a system of one party government, to
abolish one or both of its legislative chambers or to deny significant
sections of its population the right to vote, nothing in the Constitution
implies that it cannot do it. There is not a word in the Constitution that
remotely suggests that a State must have a representative or democratic form
of government or that any part of the population
of a State has the right to
vote in State elections. The Constitution contains no guarantee of a right to
vote in State elections. Nor, despite references in the Constitution to the
Houses of Parliament of the States, does the Constitution guarantee the
continued existence of the State Houses of Parliament. In Clayton v.
Heffron((244) [1960] HCA 92; (1960) 105 CLR
214.) this Court
rejected the argument that s.15
of the Constitution - which referred to the "Houses of Parliament of the
State" - prevented a State from abolishing its Upper House. Dixon CJ,
McTiernan,
Taylor and Windeyer JJ said((245) ibid. at 248-249.):
"It is obvious that the provision supposes that there willThat reasoning would be equally applicable to State legislation the purpose of which was to abolish both of the State's Houses of Parliament.
be two Houses of Parliament in every State: it is argued
that it necessarily implies that there shall continue to be
two Houses of Parliament accordingly. The contention means
that the Federal Constitution deprives the State legislature
of the power to abolish one house. This argument seems
clearly enough to be ill founded. The supposition that
there will be two Houses implies no intention legislatively
to provide that the constitutional power of the State to
change to a unicameral system, if the power existed, should
cease. One can understand the section being relied upon as
evidence that it was not supposed that the power to make the
change existed. But that is all. Even that is not a very
cogent argument."
18. Accordingly, even if the institution of representative government as
understood by the majority is part of the Constitution, independently of ss.1,
7, 24, 30 and 41, the Constitution does not make it part of the system of
government of the States or Territories. There is no ground therefore for
concluding that
the rights asserted by the defendant in this case invalidate
the law of defamation in the States.
19. With great respect, it seems to me that those judgments in Australian
Capital Television and Nationwide News Pty. Ltd. v. Wills((246)
[1992] HCA 46; (1992) 177 CLR
1.) that hold that the institution of representative government is part of the
Constitution independently of the terms of certain sections of the
Constitution unintentionally depart from the method of constitutional
interpretation that has existed in this country since the time of the
Engineers'
Case. Those judgments hold that, because the makers of the
Constitution intended that the Commonwealth should have a representative
government and that certain sections of the Constitution give effect to that
intention, the institution itself is part of the Constitution. From that
premise the conclusion is reached that the rights of the people inherent in
that institution are constitutionally entrenched
and extend to all tiers of
government in Australia. The majority judgments seek to imply a general
concept of representative government
with a wide meaning from the terms of the
Constitution - ss.7 and 24 in particular. But those sections do not support
that implication. Even if the concept of representative government has a wide
meaning akin to that of representative democracy, ss.7 and 24 simply give
effect to one aspect of the institution of representative government. Section
7 requires that the Senate "shall be composed of senators for each State,
directly chosen by the people of the State"; section 24 requires that the
House of Representatives "shall be composed of members directly chosen by the
people of the Commonwealth". Those
sections deal with elections not general
political rights. To give them the efficacy that their purpose requires, it
is legitimate
to imply other freedoms during the course of elections, as I
sought to show in Australian Capital Television((247) (1992) 177 CLR
at
231-232.). But with great respect, I do not see how there can be implied into
the Constitution from the terms of those sections - whether by necessity or
otherwise - the whole apparatus of representative government in the sense
used
in the majority judgments, with consequential restraints on the powers of the
Commonwealth, State and Territory governments
and the common law, when no
federal election is pending. It does not follow either logically or as a
matter of necessary implication
that, because some provisions of the
Constitution give effect to an aspect of a particular institution, that
institution itself is part of the Constitution.
20. I do not think that the approach of the majority judgments in Australian
Capital Television or those in Nationwide can be compared,
for example, with
the cases that hold that the doctrine of the separation of powers is part of
the Constitution, with the universal assumption that the Constitution contains
a doctrine of judicial review, or with the decision in Melbourne Corporation.
The doctrine of separation of powers is a
legitimate inference to draw from
the terms of ss.1, 61 and 71 of the Constitution. In Attorney-General for
Australia v. The Queen((248) (1957) AC 288 at 314.) , Viscount Simonds said of
that doctrine that their
Lordships doubted "whether, had Locke and Montesquieu
never lived nor the Constitution of the United States ever been framed, a
different interpretation of the Constitution of the Commonwealth could validly
have been reached". Having regard to the experience of judicial review in
relation to the Colonial
Laws Validity Act 1865 (U.K.), the exercise of the
power of judicial review under the grant of judicial power in the United
States
Constitution, the common law doctrine of ultra vires, and the
acceptance in the Conventions of the need for judicial review, judicial review
is
implied by the grant of judicial power conferred by Chapter III of the
Constitution. The Melbourne Corporation holding is the product of the
conclusion that the very frame of the Constitution necessarily implied that
the Commonwealth could not enact laws "aimed at the restriction or control of
a State in the exercise of
its executives authority"((249) (1947) 74 CLR at
83.). In those three examples, the implications are implied by the text
(judicial
review), drawn from other provisions of the Constitution (separation
of powers), or required by the federal structure for the protection of the
States (Melbourne Corporation).
21. Having read and re-read on many occasions those judgments in Australian
Capital Television and Nationwide that hold that the
institution of
representative government is a part of the Constitution, I have concluded that
the reasoning that has led to that holding should not be followed. In
Australian Capital Television and Nationwide,
I agreed that the relevant
legislation was invalid. But I did not do so on the ground that
representative government was itself
part of the Constitution independently of
ss.7 and 24. In Australian Capital Television, I accepted that the
Constitution gave effect to the institutions of representative government and
responsible government. However, I used those concepts not as enactments
of
the Constitution but as tools for interpreting the full meaning of ss.7 and 24
of the Constitution. Adopting that approach, I said((250) (1992) 177 CLR at
231-232.):
"The words 'directly chosen by the people' in ss.7 and 24,I went on to hold that Part IIID of the Broadcasting Act 1942 (Cth) was invalid because the powers conferred by s.51(v) and the combination of powers conferred by ss.10, 29, 31, 51(xxxvi) and 51(xxxix) of the Constitution were insufficient to authorise the enactment of Part IIID which restricted the rights of the people protected by ss.7 and 24((251) ibid. at 234.). That still seems to me to be the only basis on which that legislation could be held to be invalid.
interpreted against the background of the institutions of
representative government and responsible government, are to
be read, therefore, as referring to a process - the process
which commences when an election is called and ends with the
declaration of the poll. The process includes all those
steps which are directed to the people electing their
representatives - nominating, campaigning, advertising,
debating, criticising and voting. In respect of such steps,
the people possess the right to participate, the right to
associate and the right to communicate."
22. However, as I recently pointed out in Re Tyler; Ex parte Foley((252)
[1994] HCA 25; (1994) 68 ALJR 499 at 507; [1994] HCA
25; 121 ALR 153 at 166.), a Justice
of this Court is
not entitled to refuse to follow a decision of the Court or its reasoning
merely
because that Justice is convinced
that the decision or its reasoning is
erroneous. In Queensland v. The Commonwealth((253) [1977]
HCA 60; (1977) 139 CLR 585 at
599.), Gibbs J pointed
out that no Justice of this Court:
"is entitled to ignore the decisions and reasoning of his
predecessors, and to arrive at his own judgment as though
the pages of the law reports were blank, or as though the
authority of a decision did not survive beyond the rising
of the Court. A Justice, unlike a legislator, cannot
introduce a programme of reform which sets at nought
decisions formerly made and principles formerly established.
It is only after the most careful and respectful
consideration of the earlier decision, and after giving due
weight to all the circumstances, that a Justice may give
effect to his own opinions in preference to an earlier
decision of the Court."
23. In the present case, however, more is involved than a conclusion that the
reasoning in some judgments in Australian Capital
Television and Nationwide is
erroneous. That reasoning propounds a principle which, if accepted, has far
reaching ramifications
for the federal system, as the issues in this case
attest. It has the potential not only to strike down federal legislation but
also State legislation and even common law principles and doctrines. But I
can find nothing - in the text of the Constitution, in the Convention Debates
or in principles of constitutional interpretation hitherto accepted - that
suggests that State legislation
or common law principles are liable to be
overturned by a principle of representative government or representative
democracy that
is implied in the Constitution. If the argument for the
defendants in this case is correct, the law of defamation has been
constitutionally invalid since federation
in so far as it has purported to
confer the same rights on political figures as it does on other persons.
24. Accordingly, in my opinion, the defendants have no right of freedom of
expression arising from a constitutional principle of
representative
government or representative democracy other than the limited freedom implied
by ss.7 and 24 of the Constitution. To the extent that their defences to the
plaintiff's action are based upon a general right of freedom of expression,
they must
fail. Furthermore, because the publication in question was made
before the election process contemplated by ss.7 and 24 had commenced, nothing
in my judgment in Australian Capital Television or in s.7 or s.24 of the
Constitution assists the defendants.
25. In Australian Capital Television((254) (1992) 177 CLR at 232.), I left
open the question whether the Constitution contained "a general right of
freedom of communication in respect of the business of government of the
Commonwealth". But having
considered the matter again, I am unable to see any
proper basis for inferring a general right of freedom of communication in the
Constitution any more than I can see a proper basis for inferring a principle
of representative government or representative democracy. No doubt
some
rights of freedom of communication are necessarily implied in the
Constitution. Thus, as Quick and Garran pointed out in The Annotated
Constitution of the Australian Commonwealth((255) (1901) at 958.):
"To be allowed to visit the seat of Government, to gainSimilarly, members of this Court recognised in R v. Smithers; Ex parte Benson((256) [1912] HCA 92; (1912) 16 CLR 99 at 108, 109-110.) that the people of the Commonwealth have an implied right of access through the States for federal purposes which the States cannot impede except on grounds of necessity.
access to Federal territories, to petition the Federal
authorities, to examine the public records of the Federal
courts and institutions, are rights which, if not expressly
granted, may be inferred from the Constitution, and which
could not be taken away or abridged by the States any more
than those directly and clearly conveyed."
26. However, I can see nothing in the Constitution that indicates that by
necessary implication the people of the Commonwealth have a private
constitutional right to communicate at
all times with each other in relation
to the performance by members of the federal Parliament of their duties or in
relation to the
suitability of persons for office as members of the
Parliament. In Australian Capital Television((257) (1992) 177 CLR at 232.), I
held that, by implication, those sections of the Constitution dealing with
elections gave the people of the Commonwealth "a constitutional right to
convey and receive opinions, arguments and
information concerning matter
intended or likely to affect voting in an election for the Senate or the House
of Representatives."
But it does not appear to me possible to infer from those
sections a general constitutional right of freedom of expression that
overrides
the common law and federal and State statutory law. No other
section of the Constitution gives any arguable support for such a right.
Qualified privilege
27. The second question in the case stated raises issues of qualified
privilege in respect of the publication of material concerning
government and
political matters, the performance by members of parliament of their duties
and the suitability of persons for office
as members of Parliament. But that
question only arises if there is an affirmative answer to the first question.
Because I am of
opinion that the Constitution does not guarantee a freedom to
publish material concerning these subject matters it follows that the second
question does not arise
for decision. However, in Stephens v. West Australian
Newspapers Ltd.((258) Unreported, 12 October 1994.), in which judgment is
also
given today, I have held that there is a defence of qualified privilege in
respect of the publication of material by persons
with special knowledge
concerning the exercise of or failure to exercise powers and functions
invested in public officials and representatives.
That defence extends to
publications by such persons concerning the performance of the duties of
officials and representatives invested
with those powers and functions. In
many respects, that defence of qualified privilege goes beyond the
constitutional guarantee
of freedom of expression for which the defendants
contend. However, it does not cover the publication involved in this case
which
concerns comments of the second defendant on the conduct of the
plaintiff. On the facts in the case stated, the defendants seem
to have a
strong defence of fair comment on a subject of public interest. Indeed,
unless at the trial there was evidence that the
second defendant did not hold
the opinions contained in the comment, it may well be a case where the trial
judge would be bound to
enter a verdict for the defendants((259) cf. Gardiner
v. John Fairfax and Sons Pty. Ltd. (1942) 42 SR (NSW) 171.). But, whether
or
not that provisional view is correct, the defence of qualified privilege, as I
have formulated it, does not protect the comments
in question.
28. In my opinion, the questions in the case stated should be answered:
1. No.
2. Does not arise.
3. Does not arise.
4. Yes.