SKA v The Queen [2011] HCA 13 (4 May 2011)
Last Updated: 4 May 2011
HIGH COURT OF AUSTRALIA
FRENCH CJ,
GUMMOW, HEYDON, CRENNAN AND KIEFEL JJ
SKA APPLICANT
AND
THE QUEEN RESPONDENT
SKA v The Queen [2011] HCA 13
4 May 2011
S100/2010
ORDER
- Special
leave to appeal granted in respect of grounds 2, 3 and 4 of the amended draft
notice of appeal dated 13 August 2010, but refused
on grounds 1 and 5.
- Appeal
treated as instituted and heard instanter and allowed.
- Set
aside the order of the Court of Criminal Appeal of New South Wales dismissing
the applicant's appeal against conviction to that
Court made on 14 July
2009.
- Remit
the matter to the Court of Criminal Appeal for rehearing.
On appeal from the Supreme Court of New South Wales
Representation
H K Dhanji SC with C E Alexander for the applicant (instructed by Crawford & Duncan)
D M L Woodburne SC with J A Girdham for the respondent (instructed by Solicitor for Public Prosecutions (NSW))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
SKA v The Queen
Criminal law – Appeal – Appeal on ground jury verdict unreasonable, or cannot be supported, having regard to the evidence – Application of test in M v The Queen [1994] HCA 63; (1994) 181 CLR 487 – Whether Court of Criminal Appeal made independent assessment of evidence.
Criminal law – Appeal – Video evidence – Where Court of Criminal Appeal relied on transcript of evidence – Whether sufficient to rely on transcript of evidence.
Criminal law – Appeal – Trial judge's opinion – Where trial judge considered a jury acting reasonably could not have been satisfied beyond reasonable doubt of accused's guilt – Whether regard should be had to trial judge's opinion.
Words and phrases – "unreasonable, or cannot be supported", "unsafe or unsatisfactory".
Criminal Appeal Act 1912 (NSW), s 6(1).
- FRENCH
CJ, GUMMOW AND KIEFEL JJ. The applicant seeks special leave to appeal from the
judgment of the New South Wales Court of Criminal
Appeal[1] which
dismissed his appeals against both conviction and sentence for sexual assault,
aggravated sexual assault and aggravated indecent
assault against a child. The
facts and circumstances relating to those charges and the history of the
proceedings are contained
in the reasons of Crennan J.
- The
applicant's ground of appeal in the Court of Criminal Appeal relevant to the
proceedings in this Court is that the verdicts of
the jury were perverse and not
supported by the evidence. Section 6(1) of the Criminal Appeal Act 1912
(NSW) ("the Criminal Appeal Act") states that the Court of Criminal Appeal
"shall allow the appeal if it is of opinion that the verdict of the jury should
be set
aside on the ground that it is unreasonable, or cannot be supported,
having regard to the evidence".
The evidence
- The
five charges brought against the applicant concerned offences which were alleged
to have been committed in two periods in time.
The first three charges were
alleged to have occurred between 1 June 2004 and 31 July 2004, when the
complainant was under 10 years
of age. The fourth and fifth charges were
alleged to have occurred between 1 December 2006 and 25 December 2006, when the
complainant
was 10 years of age. It is the latter charges, and in particular
when they were said to have occurred, which assumed importance
on the hearing of
this application.
- The
applicant's wife is the sister of the complainant's father. The applicant was
therefore referred to as the complainant's uncle.
One of the applicant's
daughters, Sh, was good friends with the complainant. The complainant said,
when interviewed by a police
officer, that the offences occurred whilst she was
sharing a bedroom with her sister and Sh, during visits or "sleepovers" at the
applicant's family home. On each occasion she alleged that the applicant came
to the room and either fondled her breasts with his
hands inside her pyjama top
(counts 2, 3 and 5) or digitally penetrated her vagina (counts 1 and 4).
- In
the interview the complainant confirmed that she was at her uncle's house having
a "sleepover" with her cousin on the last occasion
when he had touched her
– the occasion of counts 4 and 5. She said it was "[a]bout, just before
Christmas, around then."
She later said that she went to the house around
3.00 or 4.00 pm. Asked to recall whether it was a weekday or on the
weekend, she
replied:
"A. It was, I think it was a Friday. No, wait, it was, it was the day before Christmas Eve.
Q58. The day before Christmas Eve?
- Yes, I think so. I think that was when. 'Cause we were having that kind of, like since our families are really close, we just go over to their house and we'd have that little family get together."
- The
complainant's evidence-in-chief took the form of the videotape recording of her
interview, which was played to the
jury[2]. She
also gave some oral evidence. In the cross-examination of the complainant which
followed, she was asked if her uncle's house
remained the same throughout the
periods in question, up until 23 December 2006. The question was directed to
the complainant's
recollection of some renovations having been undertaken, which
is not presently relevant. Her answer, however, assumes relevance
with respect
to the time of the last two alleged offences. She answered:
"A. Yes but it may have – may have not been 23 December but ... [L]ike I guessed that it may have been the day before New Year's Eve because I do remember some celebrations around then but it could have been maybe even a week before that."
She was then asked:
"Q. I see so why are you changing that?
A. Well because I've thought of it. I thought maybe – and I've watched the video I've thought, oh well then I think I thought that it may have been the day before New Year's Eve, but it may have not been. I thought it was around that time –
Q. The day before Christmas Eve?
A. Yeah it's Christmas Eve, sorry."
- In
re-examination she was taken back to her answers to the questions by the police
officer in her interview, and asked to explain
why she had said "Yes, I think
so" when asked to confirm that the last offences occurred on the day before
Christmas Eve, and why
she had used the term "around". She said that she was
not exactly sure of the date and then went on:
"I do know it was before Christmas because I remember the last time I saw them which was the night of Christmas Eve and they were just leaving just before 12.00 and I was complaining because I wanted them to stay till the thing go to – the clock go to Christmas, so I do remember the last time was before Christmas, some time within December."
- Before
the jury were addressed, the trial judge (Finnane DCJ) discussed the date of the
2006 offences with prosecution and defence
counsel in the absence of the jury.
At the end of that discussion the trial judge stated:
"I'm not going to let the jury have the view or decide this case on the basis that any time in December is good enough. In my view the evidence on which the Crown case is based is it's the 22nd or the 23rd, that's the evidence. Maybe the 24th but no other time. There's no possibility on the evidence of any earlier weekend raised in December or any other day so I wouldn't allow [the prosecution] to address on that."
During the closing address to the jury, the prosecutor stated that the incidents were "sometime just before Christmas". In summing up his Honour told the jury that, in relation to the events of 2006, the complainant's evidence was that these assaults occurred perhaps on the Friday night, which would have been 22 December, the Saturday night, being 23 December, or possibly Sunday 24 December. She had related the offences to the period around Christmas.
- The
date of the incidents the subject of counts 4 and 5 is critical because the
applicant led evidence at trial which provided an
alibi for the period from the
evening of 22 December up to and including Christmas Eve. The applicant gave
evidence that he was
at a concert, in which one of his daughters was performing,
on 22 December 2006, a fact confirmed by his wife. There was evidence
that, on
the evening of 23 December 2006, the applicant and his family visited a person
recently arrived from overseas at his home
and remained there until about
11.00 pm. Other evidence confirmed a large gathering, on the evening of
24 December, for dinner at
the home of the complainant's family. The
evidence of the firstmentioned witness was unchallenged and the other witnesses
were not
seriously challenged about their accounts.
- The
effect of this evidence, as the trial judge observed for the benefit of the
jury, was that if the jury came to the view that
the incidents could only have
occurred in the period immediately before Christmas of 2006 and the evidence
providing an alibi was
not disproved, it was unlikely that the jury could
conclude beyond reasonable doubt that the applicant was guilty of the 2006
offences.
The task of the Court of Criminal Appeal
- It
is agreed between the parties that the relevant function to be performed by the
Court of Criminal Appeal in determining an appeal,
such as that of the
applicant, is as stated in M v The
Queen[3] by
Mason CJ, Deane, Dawson and Toohey JJ:
"Where, notwithstanding that as a matter of law there is evidence to sustain a verdict, a court of criminal appeal is asked to conclude that the verdict is unsafe or unsatisfactory, the question which the court must ask itself is whether it thinks that upon the whole of the evidence it was open to the jury to be satisfied beyond reasonable doubt that the accused was guilty".
- This
test has been restated to reflect the terms of s 6(1) of the Criminal Appeal
Act. In MFA v The
Queen[4]
McHugh, Gummow and Kirby JJ stated that the reference to "unsafe or
unsatisfactory" in M is to be taken as "equivalent to the statutory
formula referring to the impugned verdict as 'unreasonable' or such as 'cannot
be
supported, having regard to the evidence'."
- The
starting point in the application of s 6(1) is that the jury is the body
entrusted with the primary responsibility of determining guilt or innocence, and
the jury has had the
benefit of having seen and heard the
witnesses[5].
However, the joint judgment in M went on to
say[6]:
"In most cases a doubt experienced by an appellate court will be a doubt which a jury ought also to have experienced. It is only where a jury's advantage in seeing and hearing the evidence is capable of resolving a doubt experienced by a court of criminal appeal that the court may conclude that no miscarriage of justice occurred."
Save as to the issue whether the Court of Criminal Appeal erred in not viewing a videotape of the complainant's police interview, to which reference will be made later in these reasons, this qualification is not relevant to the present matter.
- In
determining an appeal pursuant to s 6(1) of the Criminal Appeal Act, by applying
the test set down in M and restated in MFA, the Court is to make
"an independent assessment of the evidence, both as to its sufficiency and its
quality"[7]. In
M, Mason CJ, Deane, Dawson and Toohey JJ
stated[8]:
"In reaching such a conclusion, the court does not consider as a question of law whether there is evidence to support the verdict. Questions of law are separately dealt with by s 6(1). The question is one of fact which the court must decide by making its own independent assessment of the evidence and determining whether, notwithstanding that there is evidence upon which a jury might convict, 'none the less it would be dangerous in all the circumstances to allow the verdict of guilty to stand'."
The decision of the Court of Criminal Appeal
- The
other members of the Court of Criminal Appeal (McClellan CJ at CL and James J)
agreed with the reasons of Simpson J for dismissing
the appeal. Her Honour
detailed the evidence of the complainant and, in that process, noted her
evidence as to when the alleged
incidents occurred. She noted that the
complainant had initially said that the incident the subject of the 2006
allegations occurred
"just before Christmas, around then" and that, more
specifically, the complainant had said that it was the day before Christmas
Eve[9]. She
observed that the complainant was giving this account in April
2007[10]. Her
Honour noted the complainant's responses to questions in cross-examination about
when the 2006 events had
occurred[11]:
"She said that initially she had thought that was the day before New Year's Eve, because she could remember some celebrations, but that she then thought it could have been a week earlier than that. She concluded that it may have been the day before Christmas Eve."
- Simpson
J outlined the evidence which had been led for the defence, including the alibi
evidence. In this regard her Honour focussed
upon the evidence of witnesses as
to what took place on 23
December[12]:
"The [applicant] then gave evidence about his activities on 23 December 2006. He said that the daughter of neighbours, who was close to Sh, spent some time with Sh at his home in the morning. The complainant was not present. At 6.00pm, the family went to Mass, as was their practice. He did not recall seeing the complainant at Mass, although it was also her family's usual practice to attend.
The [applicant] and his family then returned home, and remained at home until about 8.45pm, when they took food to the home of his uncle, [Mr J], who was returning from India that evening. His brother-in-law (brother of his wife and of the complainant's father) was also present with his family. They remained at Mr [J's] home until 10.30 or 11.00pm, then returned home."
Her Honour then added[13]:
"The following day, 24 December, they spent some time in the morning shopping, and had dinner at the complainant's home with her family and others."
Her Honour did not refer to the applicant's activities on 22 December 2006.
- The
focus of her Honour upon the applicant's whereabouts on 23 December is
explicable. The notice of alibi given by the applicant
was directed to the
morning and evening of 23 December, in the belief that the complainant had
committed herself to that date in
the early interview. It was in connection
with the alibi notice that her Honour observed that it was directed to the
complainant's
assertion that events occurred "'the day before Christmas Eve'
(although, it will be recalled, the complainant was not dogmatic as
to the
date)."[14]
- In
submissions to the Court of Criminal Appeal, the applicant sought to establish
that the verdicts were unreasonable by reference
to a number of points, 13 in
all, concerning the reliability of the complainant's evidence. Her Honour
described them as "essentially
jury
points"[15].
Amongst them was the point that the complainant had committed herself to the
date of 23 December for the 2006 offences and the
evidence had established an
alibi for that date.
- Because
they were of the nature of points to be made to the jury and therefore,
inferentially, not of themselves decisive of the
appeal, her Honour did not deal
with them in any detail. Rather, her Honour made some observations "that might
help to shed some
light on the approach that may have been taken by the
jury."[16] In
that process, her Honour said that in relation to the 2006 allegations the
complainant's account was sufficient to enable the
jury to conclude, if they
accepted her evidence, that the specific incidents the subject of the charges
had
occurred[17].
Her Honour discounted other points sought to be made by the applicant, in his
attempt to undermine the possible acceptance of the
complainant's evidence. Her
Honour observed that what was important was the complainant's description of the
event and that "[t]he
jury was plainly prepared to accept her
account."[18]
Her Honour then
concluded[19]:
"I am satisfied, on the evidence, that it was open to the jury to reach the verdicts it did. To the extent that it is relevant, I would also be satisfied beyond reasonable doubt, on the evidence, that the [applicant] committed each of the offences charged. I would dismiss the appeal against conviction."
This appeal
- The
reasoning of the Court of Criminal Appeal exposes a fundamental problem with its
approach to its task. The Court concerned itself
with whether, as a question of
law, there was evidence to support the verdicts, rather than making its own
independent assessment
of the evidence. The applicant submitted in this Court
that this reasoning demonstrated an "inverting of the process" required to
be
undertaken by the Court of Criminal Appeal. The reasons of Simpson J indicate
that her Honour considered what should have been
the central question –
whether on the evidence the Court was satisfied that the applicant was guilty of
the offences –
as rather an ancillary question to the question whether
there was a sufficiency of evidence to sustain the conviction. As Deane,
Toohey
and Gaudron JJ made clear in Morris v The
Queen[20],
such an inquiry is not what is required by s 6(1) of the Criminal Appeal
Act.
- To
determine satisfactorily the applicant's appeal, the Court of Criminal Appeal
was required to determine whether the evidence was
such that it was open to a
jury to conclude beyond reasonable doubt that the applicant was guilty of the
offences with which he was
charged. The applicant correctly submits that two
errors are evident in the reasoning of the Court of Criminal Appeal in reaching
this conclusion. First, the Court of Criminal Appeal did not satisfactorily
determine the date at which it was alleged that the
applicant committed the
offences the subject of counts 4 and 5. Whilst it is true that an appellate
court is not always bound to
deal with all arguments put to it, this was a
critical matter. Secondly, this led the Court into error when considering the
sufficiency
of evidence on which it was open to a jury to have concluded beyond
reasonable doubt that the applicant was guilty of committing
the 2006
offences.
- On
appeal, the task of the Court of Criminal Appeal was to make an independent
assessment of the whole of the evidence, to determine
whether the verdicts of
guilty could be supported. There is no doubt that the Court of Criminal Appeal
was not bound by the ruling
of the trial judge concerning the date of the 2006
offences. However, the Court of Criminal Appeal was required to form an opinion
as to the date of the 2006 offences in order to weigh the whole of the evidence.
The reasons for judgment by Simpson J do not disclose
that the Court of Criminal
Appeal made an independent assessment of the evidence concerning the 2006
offences, and therefore the
Court could not weigh the competing evidence to
determine whether the verdicts of guilty could be supported.
- It
was not sufficient to say that the complainant's account of the incidents was
sufficiently particular to enable a jury to accept
it. The complainant's
evidence as to when they occurred was also part of her account and, potentially
at least, a matter by which
her other evidence fell to be considered. It may be
that the argument of the applicant on the appeal, which focussed upon the
complainant's
nomination of the evening of 23 December as the date of the last
two offences and then as one of many "jury points", served to distract
the
attention of the Court of Criminal Appeal. Observing that the complainant had
not been dogmatic about 23 December may not have
sufficiently overcome her
identification of the days before Christmas as essential to her recollection.
These were matters to be
considered by the Court of Criminal Appeal.
- To
the extent that Simpson J considered whether she was satisfied that it was open
to the jury to be satisfied beyond reasonable
doubt as to the guilt of the
applicant, it appears that this consideration was undertaken without any
weighing of the competing evidence;
an exercise which the Court of Criminal
Appeal was required to undertake to determine whether the verdicts of guilty
were unreasonable
or could not be supported. Simpson J's reasons do not
demonstrate that her Honour weighed the conflicting evidence respecting the
2006
offences and therefore it appears that the Court of Criminal Appeal failed to
perform the duty required of it by the Criminal Appeal Act.
- Special
leave should therefore be granted, the appeal allowed and the matter remitted to
the Court of Criminal Appeal for rehearing
of the appeal from all convictions.
The rehearing must necessarily extend to the 2004 offences. A conclusion as to
whether one
episode of offences occurred is plainly relevant to the other.
Other matters
- The
applicant's submissions, that the Court of Criminal Appeal was obliged to have
regard to the trial judge's opinion that a jury
acting reasonably could not have
been satisfied beyond reasonable doubt, and to have regard to the video
recording of the complainant's
evidence-in-chief, should be rejected for the
reasons given by Crennan J. Since the matter should, in our view, be remitted
it is
necessary to say something further concerning the latter contention.
- The
first ground of the applicant's proposed amended notice of appeal was that the
Court of Criminal Appeal "erred in failing to
view for itself that part of the
evidence of the complainant which was presented by way of a pre-recorded video
recording of an interview
between the complainant and the police." Neither in
the notice of appeal, nor in the argument which followed, was it explained why
the Court of Criminal Appeal could be said to have fallen into error in this
regard, particularly since it had not been raised before
that Court and there
was no argument put by the applicant about
it[21].
- Simpson
J herself raised the question whether the Court ought to view the video
recording or rely only upon the transcript of the
evidence[22].
Her Honour
said[23]:
"At the outset of the hearing of the appeal Senior Counsel for the [applicant] was invited to comment on this question. He declined to submit that the Court ought to view the video, but added:
'Unless, of course, your Honours feel that you need to view the video to see the demeanour of the young girl during the course of the interview.'"
Her Honour, however, concluded, in the absence of any argument, that the question should be resolved in favour of the Court proceeding on the basis of the transcript of evidence alone[24]. Influential to her Honour's conclusion was that viewing the recording might create an imbalance, given that the Court would not be viewing the evidence of other witnesses[25]. No other witness's evidence had been the subject of video recording.
- The
correctness of her Honour's observation, as to the potential for an undue focus
upon the complainant as a witness, which might
result from viewing the video
recording, cannot be doubted. It should also be recalled that it was a
recording of part only of the
complainant's evidence, her evidence-in-chief, and
thus may not have been a fair representation of her evidence as a whole.
- It
may be observed that the imbalance of which her Honour spoke may have favoured
the complainant as a witness. The trial judge,
on the applicant's application
for bail following conviction, expressed the view that she was a "very
compelling" witness. He also
described the applicant as "perfectly honest".
This points up the risk to the applicant in having the Court of Criminal Appeal
view
the evidence, which may explain why the applicant's counsel did not ask the
Court to do so or take up the suggestion that it might.
At the least it may be
said there was no obvious benefit to the applicant in that course. More
importantly, no reason is now advanced
as to why it was necessary that the Court
of Criminal Appeal do so.
- The
account given and the language used by witnesses, which are available by way of
transcript, are usually sufficient for a review
of evidence. It is to be
expected that if there is something which may affect a court's view of the
evidence, which can only be
discerned visually or by sound, it can and will be
identified. Absent this purpose it is not possible to conclude that a court is
obliged to go further and view a recording of evidence. There must be something
in the circumstances of the case which necessitates
such an approach.
- In
the Court of Criminal Appeal the applicant relied upon certain speech patterns
of the complainant as indicative of uncertainty
on her part. However, they were
evident from the transcript and were dealt with by Simpson J on that
basis[26]. No
purpose which would have been served by the Court of Criminal Appeal in viewing
the recording, as necessary to the applicant's
appeal or in the interests of
justice, was identified by the applicant in submissions to this Court.
- The
approach taken by the applicant in submissions was to suggest that it is
"commonplace for an appeal court to view such a video".
The judgments relied
upon provide no support for this proposition. In CSR Ltd v Della
Maddalena[27]
Callinan and Heydon JJ explained that they had viewed a video recording because
it had "loomed so large" in the judgment of the court
appealed
from[28].
Kirby J did not ascribe a
reason[29], but
his Honour is likely to have had the same reason for viewing the video.
- Other
cases to which the applicant referred offer no further assistance. In each of
them a purpose for the viewing may be clearly
discerned. In Clark v HM
Advocate[30]
the issue before the Lord Justice General, Lord Cowie and Lord Caplan in
the High Court of Justiciary was whether the intonation
of the presiding judge
at a trial in the Sheriff Court at Falkirk, in parts of his charge to the jury
where he posed various questions,
suggested answers unfavourable to the accused.
In R v El
Moustafa[31]
the Victorian Court of Appeal viewed video recordings of the evidence of two
witnesses, in applying the proviso in s 568(1) of the
Crimes Act 1958
(Vic)[32], in
the case of one (the accused) because there was a question about whether he had
given his evidence in a persuasive manner and,
in the case of the other, because
the parties were agreed that his evidence should be
viewed[33]. In
the course of the Court's reasoning, issues about the use of such evidence by an
appellate court, to assess the strength or
weakness of a prosecution case, were
said to involve a number of considerations. They were said to call for
"circumspection in utilising
video recordings of evidence of the
trial."[34]
And, their Honours observed, whether a video recording of any part of the
evidence should be viewed must depend upon the particular
circumstances of the
case[35].
- The
applicant has not pointed to any circumstance in this case which would have
necessitated the viewing of part of the complainant's
evidence by the Court of
Criminal Appeal. The purpose of the proposed ground, it may be inferred, was to
bolster the application
for special leave.
Conclusion and orders
- Special
leave for the applicant to appeal to this Court should be granted, but only with
respect to grounds 2 to 4 inclusive. The
appeal should be treated as having
been heard instanter and allowed. The order of the Court of Criminal
Appeal dismissing the applicant's appeal against conviction to that Court should
be set aside and the matter remitted to the Court of Criminal Appeal for
rehearing.
- HEYDON
J. I agree with the orders proposed by and the reasoning of Crennan J.
In relation to grounds 3 and 4 of the amended draft
notice of appeal, I would
add only the following.
- The
applicant submitted that the Court of Criminal Appeal had failed to understand
and to carry out the task required of an appellate
court in determining whether
the verdicts were unreasonable, which was to make its own independent evaluation
of the evidence. The
premises relied on by the applicant to support the
conclusion that the Court of Criminal Appeal had failed in that task were
various.
They do not support it.
- The
first premise rested on the applicant's criticism of the Court of Criminal
Appeal's treatment of the law. That criticism turned
on comparing three
passages in M v The
Queen[36].
- The
first passage was summarised by the Court of Criminal Appeal as the test for
which M v The Queen is authority. The first passage is: "the question
which the court must ask itself is whether it thinks that upon the whole of the
evidence it was open to the jury to be satisfied beyond reasonable doubt that
the accused was
guilty."[37]
- The
second passage was quoted by the Court of Criminal
Appeal[38]:
"In most cases a doubt experienced by an appellate court will be a doubt which a jury ought also to have experienced. It is only where a jury's advantage in seeing and hearing the evidence is capable of resolving a doubt experienced by a court of criminal appeal that the court may conclude that no miscarriage of justice occurred. That is to say, where the evidence lacks credibility for reasons which are not explained by the manner in which it was given, a reasonable doubt experienced by the court is a doubt which a reasonable jury ought to have experienced."
- But
the applicant criticised the Court of Criminal Appeal for not referring to a
third passage in the majority judgment in M v The
Queen[39]
appearing a little earlier than the two passages just quoted:
"the court does not consider as a question of law whether there is evidence to support the verdict. Questions of law are separately dealt with by s 6(1)[[40]]. The question is one of fact which the court must decide by making its own independent assessment of the evidence".
The applicant submitted, both in chief and in reply, that the failure of the Court of Criminal Appeal to quote or refer to this third passage showed that it had failed to undertake an independent assessment of the evidence.
- But
why should the Court of Criminal Appeal have set out the third passage? It was
not submitted that the Court of Criminal Appeal
was specifically referred to
that passage as crucial. The first two passages made, by implication, the same
point as the point made
more explicitly in the third passage. The members of
the Court of Criminal Appeal who heard the applicant's appeal between them,
at
the bar and on the bench, have participated in hundreds, if not thousands, of
cases involving appeals on the ground that the verdict
was unreasonable. Of
course it is possible that even so experienced a court may have overlooked the
relevant test, but it cannot
be readily assumed that it did so. There is no
basis for ascribing to the Court a fundamental misapprehension of its task. The
failure of the Court of Criminal Appeal to quote the third passage is not a
ground for doing so. It understood that the appeal was
based on the
"unreasonable" ground in s 6(1) of the Act. It referred to the relevant test
several times. If the failure of the Court of Criminal Appeal to refer to a
particular
passage in a judgment, in which other passages were referred to and
quoted, is to be criticised, a precedent would be set for appeals
to be allowed
on the ground that the judgments under appeal failed ritually to incant key
propositions or quote them from leading
judgments, even though it was manifestly
clear that the relevant court had kept the key propositions fully in mind.
There has been
a growing tendency for modern judgments to become too long, too
stuffed with bookish references to authority, and too prone to excessive
quotation from authority. Acceptance of the applicant's submission would
accelerate that tendency sharply and damagingly.
- The
conclusion that the Court of Criminal Appeal understood its task is supported by
the fact that, read as a whole, its reasons
reveal that it approached the
evidence by attempting to judge its reliability and cogency for itself. One
indication of that is
the Court of Criminal Appeal's references to itself seeing
"little force", or not seeing "any great moment", or seeing "little moment"
in
particular matters of fact or criticisms. These expressions were used in
relation to points (iii)-(v) of the points into which
the Court of Criminal
Appeal refined the applicant's submissions. The applicant made no complaint
about the manner in which the
Court of Criminal Appeal dealt with points
(i)-(v), nor about its failure in terms to deal with points (ix) and (x). It
may be inferred
that the applicant accepts that in those respects the Court of
Criminal Appeal did engage in an independent examination of the evidence
for
itself, rather than finding it merely sufficient or reposing on jury acceptance
of it. As Crennan J has demonstrated, the Court
of Criminal Appeal engaged in
an independent examination of the evidence going to the other criticisms, even
though it did not classify
it under points (vi)-(viii) and (xi)-(xiii). The
very fact that the Court of Criminal Appeal had been able to reduce some rather
diffuse submissions advanced to it into 13 quite differently organised
categories is something which not only deserves praise, but
also establishes
performance of its duty to make an independent assessment of the evidence. It
must have equipped the Court for
a critical scrutiny of that evidence, and the
process of classification in itself assisted the Court to become apprised of the
detailed
evidence and the alleged imperfections in it as viewed through the
critical spectacles of the applicant.
- The
applicant criticised the Court of Criminal Appeal for saying that it was
"satisfied, on the evidence, that it was open to the
jury to reach the verdicts
it did", and then going on to preface a statement that it was satisfied of guilt
beyond reasonable doubt
with the words "[t]o the extent that it is relevant".
The applicant submitted that "that qualification ... would suggest ... a
misapprehension
because it was not a question to be qualified. It was the
central question and the qualification to the extent that it is relevant
would
suggest the very absence of centrality of that primary question." The applicant
submitted that the Court of Criminal Appeal
had "inverted" the order in which
the test in M v The Queen should be applied. Yet it is plain from
M v The Queen that the appellate court's personal satisfaction beyond
reasonable doubt is not the sole or central question, at least in the sense
that
it is subject to a qualification. It is a qualification explained by this Court
in a passage appearing immediately after the
first of the three passages quoted
above[41]
setting out the question which the court must ask
itself[42]:
"But in answering that question the court must not disregard or discount either the consideration that the jury is the body entrusted with the primary responsibility of determining guilt or innocence, or the consideration that the jury has had the benefit of having seen and heard the witnesses. On the contrary, the court must pay full regard to those considerations."
And the same theme was sounded in the second passage from M v The Queen, which was quoted by the Court of Criminal Appeal[43]. The expression "[t]o the extent that it is relevant" encompasses that qualification. The words with which the Court of Criminal Appeal prefaced its statement that it was satisfied of guilt beyond reasonable doubt, far from revealing an erroneous approach, thus confirmed the consistency of its method with the law stated by this Court in M v The Queen. When the Court of Criminal Appeal's analysis of the evidence is read, there is no reason to suppose that it wrongly inverted any aspect of the test called for by M v The Queen.
- The
applicant also submitted that the Court of Criminal Appeal had expressed no
reasons for its statement that it was satisfied beyond
reasonable doubt. That
is a baseless submission: the statement was a statement of conclusion,
appearing after many pages of evidentiary
analysis.
- At
one stage the applicant made an audacious submission that the respondent had
failed to submit in this Court that the Court of
Criminal Appeal had considered
all the evidence, or took into account the evidence given in the defence case,
or made its own independent
assessment of the whole of the evidence. It was
suggested that the respondent's failures in these respects indicated that the
Court
of Criminal Appeal had not done these things. The respondent was not
guilty of these failures. The respondent posed as an issue
whether the Court of
Criminal Appeal had made an independent assessment of the evidence. And the
respondent repeatedly submitted
that the Court of Criminal Appeal had made an
independent assessment of the relevant parts of the evidence.
- A
further premise invoked by the applicant in support of his contention that the
Court of Criminal Appeal had failed to make its
own independent assessment of
the evidence centred on that Court's occasional references to whether the
complainant's evidence was
"sufficient" to warrant conviction, and whether it
was "open" to the jury to convict. However, the applicant's reliance on these
references came to lack significance after the applicant conceded in reply that
he was not complaining that the Court of Criminal
Appeal had applied a
"sufficiency of evidence" test.
- Another
premise for the alleged conclusion that the Court of Criminal Appeal had failed
to make its own independent assessment of
the evidence turned on references by
the Court of Criminal Appeal to the jury accepting the complainant's evidence,
and the Court
of Criminal Appeal's characterisation of the applicant's factual
criticisms of the verdicts as being "legitimate points to put to
the jury", as
having been, "very effectively", put to the jury, and as being "essentially jury
points". These criticisms depend
on removing particular phrases used by the
Court of Criminal Appeal from their context and over-stressing their
significance, instead
of concentrating on the substance of what the Court of
Criminal Appeal did. There is no reason to doubt that the members of the
Court
of Criminal Appeal were, as they said, "satisfied beyond reasonable doubt, on
the evidence, that the [applicant] committed
each of the offences charged." By
using the words "jury points", the Court of Criminal Appeal was not treating
them as unworthy
of its own independent consideration, nor was it indicating
that it proposed not to examine any of them: for it examined them all.
The
Court of Criminal Appeal was taking into account what this Court said in M v
The Queen in relation to the need for the appellate court not to disregard
or discount, but to pay full regard to, the consideration that the
jury has the
primary responsibility for determining guilt or the consideration that the jury
has seen and heard the
witnesses[44].
- In
these and other respects, the application for special leave to appeal wore the
appearance of an attempt to set up an "armchair"
appeal, in which those
responsible for its inception moved hypercritically through the Court of
Criminal Appeal's reasoning, assembling
a mass of complaints by concentrating on
particular parts of the reasons for judgment rather than the whole. Criticisms
of the verbal
and formalist kind made by the applicant could not have been made
if the Court of Criminal Appeal had expressed its reasons in formulaic
terms.
But the reasons would not have been improved by being expressed in that way.
- Finally,
the applicant endeavoured to make something of the fact that in this Court the
respondent referred to evidence to which
the Court of Criminal Appeal had not
referred but which supported its analysis. The applicant submitted that this
showed the respondent
seeking to support the verdicts by engaging in the task
which the Court of Criminal Appeal allegedly failed to perform, and thus,
in
effect, revealing a consciousness of the Court of Criminal Appeal's alleged
failure. This is not a valid argument. The respondent's
demonstration that
there was additional evidence supporting the Court of Criminal Appeal's
conclusions does not establish that the
Court of Criminal Appeal failed in its
duty. If it did, then any appeal based on the unreasonableness of a verdict
would succeed
if it could be shown that the intermediate appellate court had
failed to mention a piece of evidence even though the evidence which
it had
mentioned was adequate to support its conclusions. That cannot be correct.
- CRENNAN
J. This application for special leave to appeal concerns whether the Court of
Criminal Appeal of New South Wales erred in
dismissing an appeal against
conviction brought on the ground that the jury's verdicts are unreasonable and
cannot be supported having
regard to the
evidence[45].
- On
12 August 2008, the applicant was arraigned on an indictment containing
five counts relating to sexual offences against a child.
Counts 1 to 3
involved one charge of sexual intercourse with the
complainant[46],
and two counts of aggravated indecent
assault[47],
between 1 June 2004 and 31 July 2004 when the complainant, the
applicant's niece by marriage, was aged eight. Counts 4 and 5 involved
a charge
of aggravated sexual intercourse with the
complainant[48],
and one count of aggravated indecent
assault[49],
between 1 December 2006 and 25 December 2006 when the complainant was
aged 10. The aggravating circumstance identified in count
4 was that, at the
time of the offence, the complainant was under the authority of the applicant.
The applicant pleaded not guilty
to all charges.
- On
21 August 2008, after a trial before Judge Finnane of the District
Court of New South Wales, a jury found the applicant guilty
of all five counts.
On 6 February 2009, Judge Finnane sentenced the applicant in relation
to the offences so that they were partially
concurrent and partially cumulative,
with the result that the applicant was to serve an effective overall sentence of
eight years,
nine months and 15 days with a non-parole period of four years,
nine months and 15 days.
- The
applicant appealed to the Court of Criminal Appeal under the Criminal Appeal
Act 1912 (NSW) on two grounds (the latter with leave): that the verdicts of
the jury are perverse and are not supported by the evidence,
and that the
sentences are manifestly excessive. The Crown cross-appealed against the
sentences on the ground that they are manifestly
inadequate. The appeal against
conviction, brought under s 5(1)(b) of the Criminal Appeal Act, fell
to be determined under s 6(1) of that Act, which relevantly provides that
the Court of Criminal Appeal shall allow an appeal against conviction if the
Court is:
"of opinion that the verdict of the jury should be set aside on the ground that it is unreasonable, or cannot be supported, having regard to the evidence".
This provision, like similar provisions in Australia, derives from the Criminal Appeal Act 1907 (UK).
- On
14 July 2009, the Court of Criminal Appeal (McClellan CJ at CL,
James and Simpson JJ) dismissed the applicant's appeal against
conviction
and sentence, but allowed the Crown's cross-appeal and re-sentenced the
applicant, resulting in a non-parole period of
eight years.
- The
applicant applied for special leave to appeal against the decision of the Court
of Criminal Appeal dismissing his appeal against
conviction and, on 30 July
2010, Gummow and Heydon JJ referred the application for special leave to an
enlarged bench.
- In
an amended draft notice of appeal, the applicant identified five grounds of
appeal as follows:
"1. The Court of Criminal Appeal erred in failing to view for itself that part of the evidence of the complainant which was presented by way of a pre-recorded video recording of an interview between the complainant and the police.
- The Court of Criminal Appeal erred in failing to have regard to the trial judge's expressed view that 'the jury acting reasonably could not have convicted' the applicant.
- The Court of Criminal Appeal erred in failing to properly apply the test in M v The Queen [1994] HCA 63; (1994) 181 CLR 487[[50]].
- The Court of Criminal Appeal erred in failing to find that the verdicts of the jury are unreasonable or cannot be supported having regard to the evidence.
- The Court of Criminal Appeal erred in having regard to material that was not before the jury, namely the unedited account of the complainant's evidence."
- In
order to explain these grounds of appeal it is necessary to refer both to the
evidence and to the course of the trial.
The trial
- The
complainant's evidence in chief at the trial was given in the first instance by
way of a video recording of an interview of the
complainant by a police officer,
Detective Senior Constable Bagnall ("the Bagnall
interview")[51].
The Bagnall interview was recorded on 10 April 2007 when the complainant
was nearly 11 years old. An edited copy of the video recording
was played to
the jury, following which the complainant gave oral evidence and was
cross-examined.
- The
complainant gave evidence of the incidents, the subject of the charges,
concerning 2004 and 2006. She also gave evidence of
an incident of alleged
sexual interference by the applicant in 2001, which was not the subject of any
charge.
- The
complainant's father is the brother of the applicant's wife. Both families
migrated to Australia from India. The complainant
has two older sisters, one of
whom, L, is three years older than she is. The applicant has two daughters, one
of whom, Sh, was younger
than, and good friends with, the complainant.
- The
complainant said that sexual encounters with the applicant occurred in both 2004
and 2006, when she was staying at the house
of the applicant and his family and
sharing a bed with her sister L and her cousin Sh. During the trial, the
occasions when the
complainant stayed at the applicant's house were referred to
as "sleepovers". The applicant gave evidence that the bed used during
the
sleepovers was a standard, queen-sized bed.
- In
relation to the 2004 incident, the complainant gave evidence that the applicant
got into the bed she was occupying with L and
Sh when L and Sh were asleep, and
that the applicant digitally penetrated her vagina (Count 1). She said she
awakened Sh and asked
Sh to play a game, at which point the applicant left the
room. She said that the applicant returned subsequently and fondled her
around
the breast area with his hand inside her pyjamas (Count 2) and she got up and
went to the toilet with L, who was by then awake.
The complainant said that the
applicant followed her and L to the toilet and asked, during that time, whether
she was okay. She
said when she got back into bed the applicant came back and
fondled her breasts again (Count 3).
- As
to the 2006 incident, the complainant gave evidence that the applicant came into
the bedroom when L and Sh were asleep in the
bed with her, and that the
applicant digitally penetrated her vagina (Count 4). She said she pushed him
away. She said she told
the applicant she needed a drink of water and was away
from the bed for 10 to 15 minutes, during which time the applicant came and
asked whether she was alright. She said the applicant then fondled her breasts
inside her pyjama top (Count 5). She said nothing
was said by the applicant, or
her, when the incidents occurred.
- In
the Bagnall interview the complainant gave evidence as to the time when the 2006
incident occurred; she said that it was "[a]bout,
just before Christmas, around
then". On the same issue, later in the Bagnall interview, she gave the
following evidence:
"Q56: And do you remember what day that was?
A: No, I don't remember what day, I'm sorry.
Q57: Do you remember, that's OK. Do you remember, was it a, a weekday or a weekend, or something else?
A: It was, I think it was a Friday. No, wait, it was, it was the day before Christmas Eve.
Q58: The day before Christmas Eve?
A: Yes, I think so. I think that was when."
- In
her oral evidence at the trial the complainant said of the time at which the
2006 incident occurred:
"I guessed that it may have been the day before New Year's Eve because I do remember some celebrations around then but it could have been maybe even a week before that."
When her interlocutor queried this by saying "[t]he day before Christmas Eve?", she corrected the evidence set out immediately above by saying:
"Yeah it's Christmas Eve, sorry."
- The
prosecution called the complainant's older sister L to give evidence. L had
also been interviewed by Detective Senior Constable
Bagnall and an edited
transcript of that interview was in evidence. The complainant's sister did not
say anything in her interview
which corroborated the specific allegations made
by the complainant, but gave evidence of an occasion when the applicant put his
arm around her and she "was just really uncomfortable". The complainant's
sister also gave oral evidence and was cross-examined.
She could not recall any
occasion when the applicant was in the bed during a sleepover. The
complainant's mother and father were
also called to give evidence; their
evidence was partly directed to issues such as the frequency and warmth of
interaction between
the two families.
- The
Crown tendered an undated alibi notice in respect of the applicant, under
s 150 of the Criminal Procedure Act 1986 (NSW), directed to the day
before Christmas Eve. In that alibi notice, it was asserted that on
23 December 2006, from between 1.30
to 1.40pm until 4.45pm the applicant
and his wife visited friends, and that from between 8.30 to 8.45pm until 10.30
to 11pm they
visited the applicant's uncle, who had just returned from India.
At trial, the alibi notice was not relied upon and that which the
alibi asserted
as to the earlier part of the day was proven to be incorrect.
- The
applicant gave evidence and denied ever having sexually interfered with the
complainant or ever having been in bed with her.
He gave evidence about the
frequency and warmth of interaction between the two families relevant to the
uncharged acts alleged against
him in 2001 and gave evidence of the family
circumstances in 2004.
- He
also gave evidence of his movements and those of his family on 22, 23, 24
and 25 December 2006. The applicant gave evidence that
on 22 December
2006 one of his daughters had a concert in Blacktown which was attended by his
family between 6.30 to 9.30pm and that
no-one other than his family was at his
place that night. He said that on 23 December 2006 he and his family went
to Mass at 6pm
and at about 8.30 to 8.45pm until 10.30 to 11pm he and his family
visited his uncle, who had just returned from India. He said the
complainant
was not with him that night. He said that on the morning of 24 December
2006 he was shopping and in the evening he attended
dinner at the house of the
complainant's parents. He also gave evidence that on the evening of
25 December 2006 he attended a family
party.
- The
applicant's wife gave evidence, and corroborated the applicant's evidence
concerning the concert in Blacktown on 22 December,
the visit to the
applicant's uncle on 23 December and the visit on 24 December to the
complainant's parents. The applicant's uncle
gave evidence corroborating the
applicant's visit to him on 23 December 2006. The applicant's
brother-in-law corroborated the applicant's
visit to the applicant's uncle on
23 December 2006 and the visit to the complainant's parents' house on
24 December 2006. The witnesses,
who corroborated the applicant's visit to
his uncle on 23 December 2006, were not challenged on that evidence by the
prosecution.
- As
to the allegations concerning 2006, during the course of discussion about
proposed directions, which took place in the absence
of the jury, the trial
judge said to the prosecutor:
"You are to refer only to this, that the evidence in the case was that these events occurred on 22 or 23 or perhaps 24 December ... You are not to raise the possibility that these events might have occurred at some other time in December."
- The
prosecutor said he wished to say to the jury that when first asked about the
date the complainant said "just before Christmas,
around then". The trial judge
responded:
"the 'around then' has to be qualified. You have to point out to [the jury] that her case is these events occurred on 22, 23 or 24 December. That's the case that was put and I'm not going to allow some other case to be put."
- In
his final address, the prosecutor referred the jury to a copy of the indictment,
which referred to "[b]etween 1 December 2006
and 25 December 2006" in
relation to counts 4 and 5. He then addressed the jury to the effect that the
complainant could not, and
could not be expected to, remember the exact or
precise dates upon which the alleged offences occurred. No issue or complaint
was
raised in respect of that address in relation to the 2006 incident.
- In
defence counsel's final address, he stated that the complainant's evidence was
that the occurrence alleged in 2006 happened on
23 December 2006.
- After
conviction, applications were made to the trial judge, on behalf of the
applicant, for a certificate under the Criminal Appeal
Act[52],
which his Honour declined to grant, and for bail, which his Honour indicated he
proposed to uphold before he proceeded to sentence
the applicant. During the
course of the judgment in respect of bail, his Honour recorded that the
applicant appeared to be "a perfectly
honest witness" and also that he "found
the complainant a very compelling witness". His Honour then continued: "I find
it impossible
to see how any jury acting reasonably could be satisfied beyond
reasonable doubt ... In my opinion the jury acting reasonably could
not have
convicted the accused."
- In
the Court of Criminal Appeal, the sole ground of appeal against conviction was
treated as a complaint that the verdict of the
jury with respect to each of the
five counts, of which the applicant was convicted, was unreasonable or could not
be supported having
regard to the
evidence[53].
It was recognised correctly that, in undertaking its function under the relevant
part of s 6(1) of the Criminal Appeal Act, the Court was bound to
apply the test stated by four members of this Court (Mason CJ, Deane,
Dawson and Toohey JJ) in
M[54]:
"Where, notwithstanding that as a matter of law there is evidence to sustain a verdict, a court of criminal appeal is asked to conclude that the verdict is unsafe or unsatisfactory, the question which the court must ask itself is whether it thinks that upon the whole of the evidence it was open to the jury to be satisfied beyond reasonable doubt that the accused was guilty[55]."
- Their
Honours proceeded to give guidance to appellate courts in respect of their task:
"But in answering that question the court must not disregard or discount either the consideration that the jury is the body entrusted with the primary responsibility of determining guilt or innocence, or the consideration that the jury has had the benefit of having seen and heard the witnesses. On the contrary, the court must pay full regard to those considerations[56]."
- It
was noted in the joint judgment that the expression "unsafe or unsatisfactory"
does not appear in the
legislation[57].
The once common use of that expression, in the context of the legislation, and a
subsequent return to a preference for the precise
statutory language are both
noted and explained in MFA v The
Queen[58].
M has been affirmed and applied in this Court in Jones
v The Queen[59], MFA[60], R v Hillier[61] and R v Nguyen[62]; further, in Weiss v The Queen[63] this Court reiterated that criminal appeal provisions, such as s 6(1), require an appellate court to "make its own independent assessment of the evidence". It is the assessment of the whole of the evidence which provides the basis for any opinion or conclusion under s 6(1).
- In
Dinsdale v The
Queen[64],
Gaudron and Gummow JJ had occasion to consider a different provision, under
the Criminal Code
(WA)[65],
which empowered the Court of Criminal Appeal of Western Australia to quash the
sentence imposed at trial and pass another sentence
"if they [thought] that a
different sentence should have been passed". Their Honours said:
"this opinion of the Court of Criminal Appeal must be expressed as well as formed, so that, to adapt a statement by McHugh JA in Soulemezis v Dudley (Holdings) Pty Ltd[66], the essential ground or grounds for the formation of the opinion are articulated."
The reasons of the Court of Criminal Appeal
- The
Court of Criminal Appeal did not view the video recording of the Bagnall
interview. Instead, their Honours relied solely on
an unedited transcript of
that interview, whereas the jury had seen an edited video recording, the
redacted transcript of which was
incorporated into the ordinary, daily
transcript of the trial. The question of whether the video recording should be
viewed at the
appellate level was considered. Her Honour Simpson J (with
whom McClellan CJ at CL and James J agreed) noted the
following[67]:
"At the outset of the hearing of the appeal Senior Counsel for the [applicant] was invited to comment on this question. He declined to submit that the Court ought to view the video, but added: 'Unless, of course, your Honours feel that you need to view the video to see the demeanour of the [complainant] during the course of the [Bagnall] interview.'"
- In
the absence of submissions to the contrary, Simpson J formed what her
Honour described as the "tentative view" that the video
evidence should not be
put before the appellate
court[68].
- Over
some 80 paragraphs Simpson J dealt with the evidence including the evidence
given by, and on behalf of, the
applicant[69].
When coming to the question of whether the verdicts were unreasonable,
Simpson J noted that "[t]he approach taken on behalf of
the [applicant]
was, essentially, to attack the reliability of the
complainant."[70]
Her Honour then distilled the applicant's arguments constituting criticisms of
the complainant's evidence into thirteen points.
This covered the issues
defined at trial and in the Court of Criminal Appeal and referred to evidence
which her Honour had already
considered. All thirteen points raised for
consideration specific evidence in the trial upon which the applicant wished to
rely
in order to support the appeal ground that the verdicts are unreasonable
and could not be supported having regard to the evidence,
and most of the
thirteen points encapsulated the applicant's arguments in respect of that
specific evidence.
- Her
Honour then
said[71]:
"These were, of course, all legitimate points to put to the jury. And they were, very effectively, put to the jury. It was within the jury's province and function to evaluate them, individually and in conjunction with one another, in order to determine whether they cast doubt on the evidence given by the complainant. Plainly, after due deliberation – in excess of three hours, following a trial the evidence in which occupied only 407 pages of transcript (plus the transcript of the two interviews) – the jury was satisfied that, notwithstanding the arguments of senior counsel, the essential evidence of the complainant was sufficient to warrant conviction. The question for this Court is whether it was open to the jury to reach that conclusion.
These were essentially jury points. I do not propose, therefore, to comment on each point made. It is appropriate, however, to make some observations that might help to shed some light on the approach that may have been taken by the jury. In doing so, I will retain the point numbering system above."
- Her
Honour proceeded to consider the applicant's criticisms of the evidence at the
trial in respect of some six of the thirteen points,
then
said[72]:
"As I have mentioned, it is not necessary to dissect every argument put on behalf of the [applicant]. All were put to the jury. Obviously, all were rejected.
I am satisfied, on the evidence, that it was open to the jury to reach the verdicts it did. To the extent that it is relevant, I would also be satisfied beyond reasonable doubt, on the evidence, that the [applicant] committed each of the offences charged. I would dismiss the appeal against conviction."
Application of the test in M
- The
primary complaint made on behalf of the applicant was that the Court of Criminal
Appeal failed to discharge its function under
s 6(1) of the Criminal
Appeal Act in accordance with the test in M. It was said that the
test in M was misapplied because the whole of the evidence was not
independently assessed on the appeal.
- First,
it was submitted that, contrary to the authority of Morris v The
Queen[73],
approved in
M[74],
Simpson J concentrated on the sufficiency of the evidence, not its quality
or weight, especially by asking whether it was open to
the jury to conclude that
the essential evidence of the complainant was sufficient to warrant conviction.
- There
is a difference between the function of an appellate court in assessing the
evidence at a trial in order to determine whether
a verdict of guilty was
unreasonable, and the function of a trial judge in considering whether as a
matter of law there is evidence
on which an accused could be convicted. With
the former, regard must be had to the whole of the
evidence[75].
Paraphrasing part of the test in M, as Simpson J did, was not an
error.
- The
next and related criticism made of the reasoning in the Court of Criminal Appeal
was that not all of the arguments advanced by
the applicant in respect of the
evidence were dealt with, including particularly the applicant's criticisms of
the complainant's
evidence in the light of the alibi evidence relied on by the
applicant in relation to 23 December 2006. That led to the contention
that
conclusions reached in relation to the appeal against conviction were expressed
without the Court making its own independent
assessment of the whole of the
evidence. It was said that the respondent did not submit that the Court of
Criminal Appeal took into
account the whole of the evidence in the defence case;
rather, the respondent sought to support the verdicts by analysing all of
the
evidence.
- The
six points referred to by Simpson J in her judgment, which the applicant
contended showed that her Honour had not dealt with
the whole of the evidence,
were (using the numbers and text in the Court of Criminal Appeal, as corrected
by the
applicant)[76]:
"(vi) in cross-examination the complainant said that she was 'just not clear' about the first time the [applicant] molested her;
(vii) in relation to the 2006 [sic, 2004] allegations, the complainant claimed that when she went to the toilet L accompanied her but that she did not tell L what had happened and that this was because she was afraid about what other people might think and that she was not comfortable talking about it. It was submitted that this evidence was 'fanciful', given her assertions that the two girls had gone to the toilet after the [applicant] got into bed with them (and with Sh);
(viii) notwithstanding the complainant's claims that L was present on this occasion (and other occasions), L's evidence did not in any way support that of the complainant;
...
(xi) the complainant's evidence concerning the presence or otherwise of L during the commission of the 2004 [sic, 2006] offences was conflicting. In her interview the complainant said that L and Sh were both present. Later in the interview she said that she thought L had gone home with the family and did not stay that night. In oral evidence (in chief) she reverted to saying that she thought L was present because she recalled her being present while they watched the movie ('Charlie and the Chocolate Factory');
(xii) [the applicant's uncle's] evidence established an alibi for the [applicant] between 9.00pm and 11.00pm on the evening of 23 December 2006, and made it highly unlikely that the complainant had been present at his house at any other time on that evening. The complainant had committed herself to the 23 December date, and [the applicant's uncle's] evidence, like the evidence of the DVD release date, undermined the complainant's account of this event, also to the point of irretrievability;
(xiii) the evidence concerning the frequency of overnight stays and contact between the two families up to 2004 was conflicting. The complainant, L, and both of her parents gave evidence that the children stayed at the [applicant's] house from time to time from 2001; the [applicant] and his wife both gave evidence that this did not begin to occur until 2004, when Sh started school. Circumstantial evidence pointing to the unlikelihood of that having occurred before 2004 was given – for example, the disruption caused by the renovations, the cooling of relationships between the families during and following the visit of the [applicant's] mother, and difficulties following the birth of the [applicant's] younger daughter, SA."
- By
reference to the matters set out in the six points, the applicant submitted that
"[a]spects of the evidence were not dealt with
by Simpson J". That
submission underpinned a submission that there was no foundation for her
Honour's ultimate conclusion that she
was satisfied, on the evidence, that it
was open to the jury to reach the verdicts it did. There is no complaint about
what both
parties called the "summary" of evidence in the Court of Criminal
Appeal, which covered the issues defined in the trial as they were
pursued on
appeal and extended, as I have already observed, over some 80 paragraphs.
However, it was contended that apart from their
coverage in the summary of
evidence, points (vi), (vii), (viii), (xi), (xii) and (xiii) were all dealt with
cursorily as matters
which were put to the
jury[77]. The
submission, and its incorrectness, is well illustrated by reference to point
(xii) concerning the alibi evidence.
The alibi issue – point (xii)
- In
relation to point (xii), the applicant asserted that, in respect of the 2006
incident, the complainant had committed herself to
the date of 23 December
2006 and the alibi evidence showed this was wrong.
- It
was submitted that there was no response to the applicant's contention that the
alibi evidence of the applicant irretrievably
undermined the complainant's
evidence of the 2006 incident. Further, complaint was made that the evidence
given by the applicant
in relation to his movements on 22 December 2006 was
not mentioned in the reasons.
- In
answer to these submissions the respondent submitted that Simpson J had
dealt with the evidence concerning the date of the incident
in a manner which
indicated that the complainant had not committed herself to the date of
23 December 2006, with the result that
any error about the date did not
irretrievably undermine the complainant's evidence.
- The
first point to be made about this issue is that the Court of Criminal Appeal was
not bound by the ruling of the trial judge concerning
the date of the 2006
incident, as it is for that Court to undertake its own assessment of the
evidence.
- The
second point to be made is that, contrary to the applicant's submission that her
Honour did not deal with the evidence of the
applicant and his uncle concerning
the 23 December 2006 date, the whole of the evidence as to whether
23 December was the date on
which the 2006 incident occurred, including
that of the applicant, the applicant's wife and his uncle, was dealt with by
Simpson
J[78].
- In
relation to the evidence of the applicant's uncle, her Honour referred to the
fact that he produced documentary evidence of his
travel arrangements involving
23 December 2006 and further noted that he was not
cross-examined[79].
Also, her Honour considered the evidence of the applicant's wife and stated that
her evidence of family activities on 23 December
2006 corroborated that given by
the
applicant[80].
Her Honour also noted the applicant's evidence of his movements on
24 December
2006[81].
- In
the main body of her judgment, Simpson J dealt with the complainant's
evidence in respect of the incident in December 2006. After
doing so her Honour
said: "[the complainant] concluded that [the incident] may have been the
day before Christmas Eve" (emphasis
added)[82].
When her Honour considered every aspect of the alibi notice directed to the date
23 December 2006, her Honour repeated her evaluation
that "the complainant was
not dogmatic as to the
date"[83].
That evaluation inevitably dealt with the applicant's argument noted in point
(xii). Having regard to the fact that her Honour
dealt with all of the evidence
as to the date of 23 December 2006, including that of the complainant, the
applicant, the applicant's
uncle and the applicant's wife, it is unremarkable
that Simpson J referred to the applicant's argument, noted in point (xii),
as
a legitimate point to be put to the jury. Her Honour's assessment that the
complainant was not dogmatic about the date of the 2006
incident bore on all of
the applicant's evidence of his movements on 22, 23 and 24 December 2006.
- More
generally, the respondent's response to the applicant's contention that points
(vi), (vii), (viii), (xi), (xii) and (xiii) were
only dealt with as matters
which were legitimate points to put to the jury was that the whole of
Simpson J's judgment showed that
no detail of the complainant's account was
left unexamined. Further, it was submitted that in that part of the judgment
which both
parties referred to as the summary of the evidence, Simpson J
noted the significant issues to which the evidence related, including
the
applicant's criticisms of the complainant's case. Those submissions must be
accepted, as their correctness can be demonstrated
in respect of each aspect of
the evidence which the applicant claims was not dealt with for the purposes of
the test in M. That exercise in respect of point (xii) has already
been done.
- Point
(vi) concerned the complainant's evidence that she was not clear about the dates
of the uncharged 2001 incident. This point
overlapped with point (ii) which
also dealt with the complainant's uncertainty about the time of the 2001
incident. The applicant's
submission that Simpson J did not deal with this
aspect of the evidence is incorrect. The complainant's evidence was that she
was
not sure about the details because she was "very young" at the time (she was
4). Her Honour dealt with the relevant
evidence[84]
and evaluated the complainant's uncertainty about the
date[85]. Her
Honour also reviewed the relevant
cross-examination[86].
This issue of the complainant's equivocation about the date was also expressly
dealt with by Simpson J in a manner which showed
regard to the applicant's
criticism that the complainant's evidence was
deficient[87].
- To
the extent that the applicant suggested that Simpson J did not deal with
L's evidence, the evidence relevant to point (vii) (which
overlaps with point
(viii)) was dealt with by
Simpson J[88].
Her Honour accepted the applicant's argument that the evidence of L did not
corroborate the complainant's
evidence[89].
Her Honour also dealt with the complainant's evidence as to why she was "afraid
about telling people" about the 2004 events. Of
the 2004 incident, on the topic
of the complainant not talking to others about it, Simpson J records that
the complainant
said[90]:
"I think I was on the verge of sort of understanding what was going on but I think for the same reason I was still a bit afraid about telling people and what they might think and what might happen between us two families."
- Point
(xiii) concerned conflicting evidence about the frequency of overnight stays and
contact between the two families. The relevant
evidence of six witnesses was
dealt with comprehensively by
Simpson J[91].
- The
jury ultimately had the evidence of the complainant, L (who was not challenged
on the issue), and the complainant's mother and
father to the effect that the
overnight stays and contact were frequent. As against that there was
conflicting evidence of the applicant
and his wife. It is unremarkable that
Simpson J noted that the applicant's arguments in relation to the issue
were legitimate points
to put to the jury.
- The
description of six points as legitimate points to put to the jury has been
misunderstood by the applicant. The remark was made
in the context that the
contested issues in the trial turned on the complainant's word against the
applicant's word and there were
factual conflicts which were ultimately for the
resolution of the jury.
- The
remark was not an indication that some of the evidence would not be assessed by
her Honour. The misunderstanding which has arisen
is that the applicant has
incorrectly treated her Honour's isolation of thirteen points as confining her
Honour's assessment of the
evidence. Her Honour's isolation of the thirteen
points was merely a method of distilling the applicant's criticisms of the
complainant's
evidence, being evidence with which she had already dealt. The
applicant has treated that part of the judgment where her Honour
describes six
points as legitimate points to put to the jury as though her Honour thereby
dispensed with considering the whole of
the evidence. As demonstrated in these
reasons, that is incorrect.
- An
appellate court is not required to dissect every argument raised by an
appellant. Simpson J's description of certain points as
legitimate points
to put to the jury is not inconsistent with her Honour having assessed the whole
of the evidence in support of
the counts, in terms of asking and answering the
question framed in M. On one view, the applicant's complaint on this
aspect of the case may be, in truth, a complaint about the reasons. It might
have
been desirable to deal with all thirteen points in precisely the same way
so as to avoid misunderstanding. However, a consideration
of the whole of the
judgment shows a comprehensive and independent assessment of the whole of the
evidence and a clear appreciation
of the applicant's criticisms of the
complainant's evidence. That assessment was the foundation for her Honour's
conclusions in
respect of the counts that upon the evidence it was open to the
jury to reach the verdicts it did. Furthermore, in the light of
the whole of
her Honour's judgment, when her Honour described the six points as legitimate
points to put to the jury, it is clear
that her Honour was doing no more than
following the guidance to appellate courts in M to pay full regard to the
considerations that the jury is entrusted with the primary responsibility of
determining guilt or innocence
and has had the benefit of having seen and heard
the witnesses. As these reasons show, the Court of Criminal Appeal discharged
its
functions under s 6(1) of the Criminal Appeal Act in accordance
with the test in M.
- Although
the application for special leave focussed on the submissions about the evidence
by video recording, on the referral to
a Full Bench the submissions concerning
the proper application of M became dominant. In the circumstances and
having regard to the reasons set out above, special leave to appeal in respect
of grounds
2, 3 and 4 of the amended draft notice of appeal should be granted,
and the appeal should be treated as instituted, heard instanter
and dismissed.
Other matters
- For
the sake of completeness, it is necessary to deal with other criticisms made of
the decision of the Court of Criminal Appeal,
all of which must be rejected. It
was submitted for the applicant that the Court of Criminal Appeal erred in
failing to reduce,
to the extent that it was able, the disadvantage of not
having been present at the trial. This was said to arise because Simpson
J
did not have regard to the trial judge's opinion expressed in the judgment
granting bail to the applicant pending the appeal, and
also because the Court of
Criminal Appeal did not view the video recording described above. A related
complaint was that the Court
of Criminal Appeal erred in having the unedited
transcript of the complainant's evidence given by video recording in
circumstances
where the jury had an edited version.
Opinion of the trial judge
- Submissions
on the alleged failure to take into account the trial judge's opinion were
framed by reference to the value of a trial
judge's report which must
undoubtedly have been of "great
use"[92] before
the routine provision of transcripts as part of a written record of a trial. In
this case, the trial judge was not asked
to provide a
report[93] and
he declined to provide a certificate that the case was fit to appeal.
- Relevant
authorities establish a number of propositions about trial judges' reports which
are applicable to the present circumstances
where the transcribed evidence is
part of the written record.
- First,
whilst a trial judge's report may be a factor to be taken into account it would
be wrong to substitute the opinion of the
judge for that of the
jury[94].
Secondly, the weight to be given by an appellate court to a trial judge's report
will vary with the
circumstances[95].
Such a report will be of greatest assistance when expressing views about matters
not readily apparent from the written record of
a
trial[96].
Less weight will be given to a trial judge's report in circumstances where the
judge's opinion appears to be based almost wholly
upon the assessment of the
evidence which an appellate court is obliged to undertake for
itself[97], or
is an opinion which is not fully reasoned. The functions of such a report, when
there is in existence an adequate system for
reporting of court
proceedings[98],
have been summarised helpfully in
Sloane[99]:
"An important function of a report under s 11 of the Criminal Appeal Act is to inform the Court of Criminal Appeal of any problems which might have emerged during the trial, which either do not appear on the face of the record, or which are imperfectly or ambiguously recorded.
Another permissible and relevant function of such a report is its use, by a trial judge, to raise any matters of irregularity or otherwise, which may give cause for significant doubt in relation to a guilty verdict, and which again are not apparent upon a bare reading of the record.
A third permissible reason for such a report is its provision, in response to a specific request from the Court of Criminal Appeal, in relation to any matter which may be of concern to it.
Otherwise, in times where there is in existence an adequate system for court reporting, occasion for the provision of a s 11 report should only arise in exceptional circumstances. Its use in order to justify, or to explain a decision for which reasons should have been provided, is not such a circumstance."
- In
dismissing the appeal against conviction, no reference was made in the reasons
of Simpson J to the opinion expressed by the trial
judge. However, it was
noted in that part of the reasons dealing with the appeal and cross-appeal in
relation to sentence that the
trial judge "held a strong view" that a jury,
acting reasonably, ought not to have been satisfied beyond reasonable doubt of
the
applicant's guilt, and that an appeal against conviction had strong
prospects of
success[100].
- It
was also noted that, in his Honour's remarks on sentence, the trial judge had
illustrated why the jury should have doubted the
veracity of the complainant.
First, the trial judge found that the complainant's evidence that the applicant
never spoke during
the assaults (which were said to have occurred when others
were asleep in the room) departed from his past experience in relation
to
analogous sexual offences. Secondly, the trial judge considered that the
applicant's account of his activities on 23 December
2006 contradicted the
complainant's account. Thirdly, the trial judge referred to the lack of
corroboration of the complainant.
Finally, the trial judge doubted the
complainant's account of the uncharged incident in 2001 when she was only four
years of age.
Simpson J observed that the trial judge's remarks reflected
his view of the complainant's veracity, which differed from the view
taken by
the
jury[101].
Her Honour also rightly deprecated the trial judge's expression of the view that
the jury verdicts were unsafe, for the reason
that this raised false hope and
complicated the task of the Court of Criminal Appeal in relation to
re-sentencing[102].
- The
concerns, underpinning the trial judge's opinion, expressed in his judgment
granting bail, did not depend on any advantage from
seeing and hearing the
witnesses because, as already mentioned, the trial judge found the applicant to
be an honest witness and found
the complainant to be a compelling witness. The
trial judge's opinion was based on his assessment of the evidence, the very task
which it was for the Court of Criminal Appeal to undertake independently for
itself. In these circumstances there was no error in
relation to the way in
which Simpson J dealt with the trial judge's opinion.
Evidence by video recording
- Finally,
the failure of the Court of Criminal Appeal to view the video recording was said
to be an error, more particularly as an
appellate court can and often will view
such a video recording when it is tendered as an exhibit at a
trial[103].
Simpson J expressed the tentative view that viewing the video recording
would have meant assessing a portion of the evidence on
a different basis from
the rest of the evidence: "It would create an imbalance for the appellate court
to be exposed to the visual
image and oral recording of one witness and not
others."[104]
However, it is unnecessary to deal in any detail with submissions made on this
branch of the applicant's argument. This is because
there was no identification
by the applicant's counsel of any forensic purpose to be served by having the
Court of Criminal Appeal
view the video recording, a course which defence
counsel had not urged upon the Court.
- As
to the related complaint – that the Court of Criminal Appeal took into
account evidence not before the jury by having an
unedited transcript of the
Bagnall interview – it is sufficient to observe that the only use made of
the unedited transcript
of the video recording was to illustrate a speech
pattern of the complainant's which was palpable, in any event, in other evidence
given by her. Special leave should be refused in respect of grounds 1 and 5 of
the amended draft notice of appeal.
Orders
- The
following orders should be made.
- Special
leave to appeal be refused in respect of grounds 1 and 5, and be granted in
respect of grounds 2, 3 and 4, of the amended
draft notice of appeal dated 13
August 2010.
- The
appeal be treated as instituted, heard instanter and dismissed.
- Special
leave to appeal be refused in respect of grounds 1 and 5, and be granted in
respect of grounds 2, 3 and 4, of the amended
draft notice of appeal dated 13
August 2010.
[1] SKA v The Queen [2009] NSWCCA 186.
[2] This was permitted under the Evidence (Children) Act 1997 (NSW). That statute was repealed by s 5 of the Criminal Procedure Amendment (Vulnerable Persons) Act 2007 (NSW), but s 3 and Sched 1 of the 2007 Act inserted in the Criminal Procedure Act 1986 (NSW) a provision saving the application of the 1997 Act to proceedings thereunder which were pending immediately before its repeal. The present provisions provide a particular exception to the hearsay rule: Gately v The Queen [2007] HCA 55; (2007) 232 CLR 208 at 240 [104]- [105]; [2007] HCA 55.
[3] [1994] HCA 63; (1994) 181 CLR 487 at 493; [1994] HCA 63.
[4] [2002] HCA 53; (2002) 213 CLR 606 at 623-624 [58]; [2002] HCA 53.
[5] M v The Queen [1994] HCA 63; (1994) 181 CLR 487 at 493 per Mason CJ, Deane, Dawson and Toohey JJ.
[6] M v The Queen [1994] HCA 63; (1994) 181 CLR 487 at 494.
[7] Morris v The Queen [1987] HCA 50; (1987) 163 CLR 454 at 473 per Deane, Toohey and Gaudron JJ; [1987] HCA 50.
[8] M v The Queen [1994] HCA 63; (1994) 181 CLR 487 at 492-493 (footnotes omitted).
[9] SKA v The Queen [2009] NSWCCA 186 at [36].
[10] SKA v The Queen [2009] NSWCCA 186 at [36].
[11] SKA v The Queen [2009] NSWCCA 186 at [53].
[12] SKA v The Queen [2009] NSWCCA 186 at [83]- [84].
[13] SKA v The Queen [2009] NSWCCA 186 at [85].
[14] SKA v The Queen [2009] NSWCCA 186 at [70].
[15] SKA v The Queen [2009] NSWCCA 186 at [113].
[16] SKA v The Queen [2009] NSWCCA 186 at [113].
[17] SKA v The Queen [2009] NSWCCA 186 at [117].
[18] SKA v The Queen [2009] NSWCCA 186 at [122].
[19] SKA v The Queen [2009] NSWCCA 186 at [124].
[20] [1987] HCA 50; (1987) 163 CLR 454 at 473.
[21] SKA v The Queen [2009] NSWCCA 186 at [102].
[22] SKA v The Queen [2009] NSWCCA 186 at [102].
[23] SKA v The Queen [2009] NSWCCA 186 at [103].
[24] SKA v The Queen [2009] NSWCCA 186 at [104].
[25] SKA v The Queen [2009] NSWCCA 186 at [108].
[26] SKA v The Queen [2009] NSWCCA 186 at [111].
[27] (2006) 80 ALJR 458; 224 ALR 1; [2006] HCA 1.
[28] CSR Ltd v Della Maddalena [2006] HCA 1; (2006) 80 ALJR 458 at 494 [192]; [2006] HCA 1; 224 ALR 1 at 47.
[29] CSR Ltd v Della Maddalena [2006] HCA 1; (2006) 80 ALJR 458 at 472 [56]; [2006] HCA 1; 224 ALR 1 at 16.
[30] 2000 JC 637.
[32] Repealed by s 422(4) of the Criminal Procedure Act 2009 (Vic).
[33] R v El Moustafa [2010] VSCA 40 at [46].
[34] R v El Moustafa [2010] VSCA 40 at [44] per Redlich and Harper JJA and Habersberger AJA.
[35] R v El Moustafa [2010] VSCA 40 at [45].
[36] (1994) 181 CLR 487; [1994] HCA 63.
[37] [1994] HCA 63; (1994) 181 CLR 487 at 493 per Mason CJ, Deane, Dawson and Toohey JJ.
[38] [1994] HCA 63; (1994) 181 CLR 487 at 494.
[39] [1994] HCA 63; (1994) 181 CLR 487 at 492.
[40] ie, s 6(1) of the Criminal Appeal Act 1912 (NSW) ("the Act").
[41] See [40].
[42] M v The Queen [1994] HCA 63; (1994) 181 CLR 487 at 493.
[43] See above at [41].
[44] [1994] HCA 63; (1994) 181 CLR 487 at 493: quoted above at [45].
[45] SKA v The Queen [2009] NSWCCA 186.
[46] Crimes Act 1900 (NSW), s 66A.
[51] The Criminal Procedure Act 1986 (NSW) was amended by the Criminal Procedure Amendment (Vulnerable Persons) Act 2007 (NSW) to permit such a course under that Act. It became effective from 12 October 2007 and contained a transitional provision (cl 56 of Sched 2) in respect of analogous provisions in the Evidence (Children) Act 1997 (NSW). The Bagnall interview was conducted when the latter Act applied.
[53] SKA v The Queen [2009] NSWCCA 186 at [94].
[54] [1994] HCA 63; (1994) 181 CLR 487 at 493.
[55] See Whitehorn v The Queen [1983] HCA 42; (1983) 152 CLR 657 at 686; [1983] HCA 42; Chamberlain v The Queen [No 2] [1984] HCA 7; (1984) 153 CLR 521 at 532; [1984] HCA 7; Knight v The Queen [1992] HCA 56; (1992) 175 CLR 495 at 504-505, 511; [1992] HCA 56.
[56] Chamberlain v The Queen [No 2] [1984] HCA 7; (1984) 153 CLR 521 at 621.
[57] [1994] HCA 63; (1994) 181 CLR 487 at 492.
[58] [2002] HCA 53; (2002) 213 CLR 606 at 614 [25] per Gleeson CJ, Hayne and Callinan JJ, 620 [45]-[46] per McHugh, Gummow and Kirby JJ; [2002] HCA 53; see also R v Hillier [2007] HCA 13; (2007) 228 CLR 618 at 629-630 [20]; [2007] HCA 13.
[59] [1997] HCA 12; (1997) 191 CLR 439 at 452; [1997] HCA 56.
[60] [2002] HCA 53; (2002) 213 CLR 606 at 614 [25], 624 [59].
[61] [2007] HCA 13; (2007) 228 CLR 618 at 629-630 [20].
[62] [2010] HCA 38; (2010) 85 ALJR 8 at 14 [33]; [2010] HCA 38; 271 ALR 493 at 500-501; [2010] HCA 38.
[63] [2005] HCA 81; (2005) 224 CLR 300 at 316 [41]; [2005] HCA 81.
[64] [2000] HCA 54; (2000) 202 CLR 321 at 329 [21]; [2000] HCA 54.
[65] Section 689(3).
[66] (1987) 10 NSWLR 247 at 280.
[67] SKA v The Queen [2009] NSWCCA 186 at [103].
[68] SKA v The Queen [2009] NSWCCA 186 at [104].
[69] SKA v The Queen [2009] NSWCCA 186 at [13]- [93].
[70] SKA v The Queen [2009] NSWCCA 186 at [111].
[71] SKA v The Queen [2009] NSWCCA 186 at [112]- [113].
[72] SKA v The Queen [2009] NSWCCA 186 at [123]- [124].
[73] [1987] HCA 50; (1987) 163 CLR 454 at 473; [1987] HCA 50.
[74] [1994] HCA 63; (1994) 181 CLR 487 at 492 per Mason CJ, Deane, Dawson and Toohey JJ, 525 per McHugh J.
[75] MFA v The Queen [2002] HCA 53; (2002) 213 CLR 606 at 615 [26]; R v R (1989) 18 NSWLR 74 at 80-81.
[76] SKA v The Queen [2009] NSWCCA 186 at [111].
[77] SKA v The Queen [2009] NSWCCA 186 at [123].
[78] SKA v The Queen [2009] NSWCCA 186 at [53], [70], [83], [84], [91] and [92].
[79] SKA v The Queen [2009] NSWCCA 186 at [92].
[80] SKA v The Queen [2009] NSWCCA 186 at [91].
[81] SKA v The Queen [2009] NSWCCA 186 at [85].
[82] SKA v The Queen [2009] NSWCCA 186 at [53].
[83] SKA v The Queen [2009] NSWCCA 186 at [70].
[84] SKA v The Queen [2009] NSWCCA 186 at [13], [34] and [35].
[85] SKA v The Queen [2009] NSWCCA 186 at [35] and [41]-[44].
[86] SKA v The Queen [2009] NSWCCA 186 at [49]- [52].
[87] SKA v The Queen [2009] NSWCCA 186 at [118].
[88] SKA v The Queen [2009] NSWCCA 186 at [15], [58]-[62] and [64]-[66].
[89] SKA v The Queen [2009] NSWCCA 186 at [65].
[90] SKA v The Queen [2009] NSWCCA 186 at [46].
[91] SKA v The Queen [2009] NSWCCA 186 at [56]- [57] (the complainant), [65] (L), [67] (the complainant's mother), [68] (the complainant's father), [75]-[81] (the applicant), and [87] and [89] (the applicant's wife).
[92] R v Dent (1912) 12 SR (NSW) 544 at 551.
[93] Section 11 of the Criminal Appeal Act relevantly provides:
"The judge of the court of trial may, and, if requested to do so by the Chief Justice, shall, in case of any appeal or application for leave to appeal, furnish to the registrar the judge's notes of the trial, and also a report, giving the judge's opinion upon the case, or upon any point arising in the case".
It can be noted that s 316 of the Criminal Procedure Act 2009 (Vic) is a similar provision, as was s 573 of the Crimes Act 1958 (Vic).
[94] R v Appellant W unreported, Court of Criminal Appeal of New South Wales, 9 March 1990 at 11 per Gleeson CJ; see also JMV [2001] VSCA 219; (2001) 124 A Crim R 432 at 434 [6].
[95] R v Marziale unreported, Court of Appeal of Victoria, 18 April 1996 at 34 per Winneke P, Brooking JA and Southwell AJA.
[96] Ahmet (1996) 86 A Crim R 316 at 323; R v Garofalo [1999] 2 VR 625 at 628-629 [44]; JMV [2001] VSCA 219; (2001) 124 A Crim R 432 at 434 [6]; Sloane [2001] NSWCCA 421; (2001) 126 A Crim R 188 at 189-190 [10]- [13]; SI v The Queen [2007] NSWCCA 181.
[97] R v Marziale unreported, Court of Appeal of Victoria, 18 April 1996 at 34.
[98] Section 39 of the Criminal Procedure Act provides for the recording of the evidence of witnesses in criminal proceedings.
[99] [2001] NSWCCA 421; (2001) 126 A Crim R 188 at 189-190 [10]- [13] per Wood CJ at CL.
[100] SKA v The Queen [2009] NSWCCA 186 at [141] and [210].
[101] SKA v The Queen [2009] NSWCCA 186 at [152].
[102] SKA v The Queen [2009] NSWCCA 186 at [210]- [211].
[103] CSR Ltd v Della Maddalena [2006] HCA 1; (2006) 80 ALJR 458 at 472 [56], 494 [192]; [2006] HCA 1; 224 ALR 1 at 16, 47; [2006] HCA 1.
[104] SKA v The Queen [2009] NSWCCA 186 at [108].